The Grove City Case: Civil Rights and Civil
Wrongs
by W.B. Allen*
(Statement presented to the House Committee on Education and Labor and
Subcommittee on Civil and Constitutional Rights of the Judiciary Committee,
March 22, 1985)
Section 5 of the Fourteenth
Amendment grants Congress broad powers “to secure to all persons the enjoyment
of perfect equality of civil rights and the equal protection of the laws
against state denial or invasion.” [Ex Parte Virginia, 100 U.S. 339,346 (1879).]
That large grant of authority produced principles to govern legislation
throughout the United States, principles with which, virtually, we all now
concur and which proscribe discrimination against all persons on the basis of
race, religion, sex, etc. Stated positively, rather than in its usual negative
listing, the principle calls for making United States citizenship the
fundamental basis of such legitimate discriminations touching persons as the laws of our states or federal government
may be called upon to adopt.
The exercise of Congress’
power in the era through which we have lived and now hope to bring to a close
has yet to live up to the high, catholic standard enunciated in Ex Parte Virginia. The reason for this
failure in our law seems to be grounded in the felt necessity to secure the
civil rights of some citizens only, before searching for that expression of law
which would guarantee the civil rights of all persons. We and our lawmakers
have felt this way, perhaps, because the era we have lived through was initiated
by a grave judicial opinion which has had profoundly unfortunate consequences
The Supreme Court enunciated its own point of view on matters of civil rights
in 1938, in the infamous Carolene footnote:
... prejudice against discrete and insular minorities may be a
special condition, which tends to curtail the operation of those political
processes ordinarily to be relied upon to protect minorities, and [which] may
call for a correspondingly more searching judicial inquiry.
Over the years we have searched
so diligently for “discrete and insular minorities,” that what began as a
supposedly necessary suspension of “the operation of ordinary political
processes” has itself turned into the ordinary,
nay traditional political procedure for our generations. The needs of “discrete
and insular minorities” have turned into the demands of special interests, and
our lawmakers seem to have lost all capacity to legislate in the common
interest.
To consider fully the
implications of the Grove City decision and the dangerous tendency of the
legislation now pending before you, we should try to recapture a view of those “ordinary
political processes” which were supposed only to have been temporarily
suspended in 1938 and on which the American Constitution was designed to rely
to safeguard the people’s liberties. Our ability to understand the preferred
constitutional alternative to the legislation about which you now deliberate
may be related to our ability to see how extraordinary the present situation
is: the Congress takes up legislation designed to overturn a Supreme Court
decision, the substance of which was to enforce the will of Congress! It was
Congress that wrote in the “program-specific” language of Title IX, and the
Grove City opinion did no more than take that language literally. Ordinarily,
we would expect Congress to react when the Court speaks in opposition to the
will of the legislature. The present unique situation suggests that the will of
the legislature is scarcely clear to Congress itself!
I believe that the reason
for this confusion is that Congress instinctively yearns to rediscover those “ordinary
political processes” which would assure the civil rights of all persons without
turning the federal government into a cloying, oppressive overseer of all the
most ordinary behaviors of the American people. By making the Title IX cutoff
of federal funds program-specific rather than applying to entire institutions
or governmental entities, Congress instinctively declined to intrude massively
into realms where individual decisions and litigation ought to prevail. At the
same time, however, the very existence of Title IX, the inclination to treat
women as a “discrete and insular minority,” reveals great uncertainty about the
extent to which Congress is willing to trust private decisions in these
matters. Accordingly, Congress has sought a regulatory instead of a judicial
resolution of these difficulties, ignoring the caution of Alexander Hamilton’s
gloss on the Constitution: “the words ‘due process’ have a precise technical
import, and are only applicable to the process and proceedings of the courts of
justice. They can never be referred
to an act of the legislature.”
Congress persists in spite
of this warning. The reason for this, it seems to me, is that to minds trained
only to view their fellow citizens through the lenses of special interests, it
is ultimately impossible to comprehend in what way private decisions can
operate so as to assure a perfect equality of civil rights for all persons. Nevertheless,
those ordinary political processes set aside by the Court in 1938 were
designed to work in just that manner. The secret to them was that they were
rooted in the people’s firm attachment to the principles of the Declaration of Independence, the
threefold relationship of the equality of all men, the natural rights to life,
liberty, and the pursuit of happiness, and the only legitimate means of
establishing and sustaining government, consent. The principle of consent is
the practical realization of the equality of men and their inalienable rights.
It confirmed the necessity of a form of government which would rely upon the
judgments of the governed to attain effectiveness.
It would be a mistake to
think that, because just government must repose in the voluntary acquiescence
of the governed, such a government is unable to legislate broadly in defense
of the liberties of its people. The government of the United States was designed
to be just, not naive or utopian. The means it ordinarily relies upon to secure
the objectives of its laws is the voluntary compliance of citizens. The means
by which this is encouraged has ordinarily been a preference for laws which,
whenever possible, hand over the tasks of enforcement to the citizens and their
courts, through procedures of litigation. This is especially true in the area
of civil rights, which generally pits citizen against citizen (even when one is
clothed with the power of the state).
The question in this Grove
City bill is whether we in this country are not yet ready to trust the citizens
again to provide for themselves. We all know there have been times when the
ordinary recourse to legal process has been unavailing (though perhaps never to
so extreme a degree as some partisans imagine). For that reason Congress in the
past has often undertaken to bring alternative means to the defense of civil
rights. How many of us, however, continue to believe that that describes our
situation now? And grant that it were. How many of us then would think it
preferable to create instruments of regulatory coercion, such as the Department
of Education, instead of empowering the justice Department to enter the causes
of individuals in order to vindicate their civil rights?
In the first case, Congress
and its regulatory agencies create whole classes of lawbreakers, by mere
definition and without due process of law. In the second case, not only do
individuals take courage from the knowledge that their government interests
itself in the immediate protection of their own liberties, but we all derive
the advantage of reinforcing the sense of individual responsibility for
obedience to the law. Under that regime, every act of voluntary compliance
becomes a victory for the principles of our government, renewed testimony to
the sufficiency of government by consent. Under the reign of regulatory
coercion, by contrast, we never even have occasion to learn how far willing
acceptance of the rule of equal opportunity may have gone. Instead of
maintaining the immediate relationship between remedies and injuries, or
between victims and their abusers, we create thereby generalized classes of
victims and abusers, all of whom are in fact victimized by the arbitrariness of
governmental power thus exercised.
Let me bring these
principles to the specific case of the bill before you. How might it affect
institutions such as those where I am employed for example? Some of you will
have heard of the Claremont Colleges, located in the city of Claremont, some
thirty-five miles to the east of Los Angeles. Did you know that there were six
colleges, with contiguous campuses, some common programs, and independent,
autonomous administrations? Indeed, the Claremont Colleges represent a
genuinely federal relationship, much like that of the United States under the
Articles of Confederation. The legislation proposed seems to regard each of the colleges, such as Harvey Mudd College,
as a separate entity. That would mean that Pomona College could become subject
to Title IX coverage while Harvey Mudd College would not (provided it refused
all federal monies). On the other hand, the colleges do administer certain
central services through a central administrative body. Will that change the
picture? If all programs at Pomona College are subject to regulation, up to and
including Pomona’s participation in central services, do not all central
services, and with them the autonomous programs of the five other colleges,
follow in train?
The purpose of these
questions, the like of which you have so often heard before, is only to prepare
a conclusion of principle. I do not recommend the amendment of this bill. I
recommend its defeat, and that Congress subsequently take up the serious work
of setting our civil rights house in order. It now stands divided by
conflicting purposes and an overly casual attitude towards our liberties. The
result has been to raise the image of nightmares, such as I have just drawn, to
expand governmental powers so vastly and so unnecessarily that only one
conclusion can follow: regulators will define innumerable classes of “law
breakers,” most of whom they will of necessity neglect. I do not concede that
violations will occur everywhere this legislation aims to find them, but I say
that, if they did, most such would go unremedied. You may say that this is also
frequently the fate of general legislation which pinpoints particular crimes
and leaves enforcement up to judicial processes. Individuals will neglect to
pursue their rights. Perhaps that is so. But there is this important
difference: governmental neglect and arbitrariness breeds general disrespect
for law; whereas a citizen’s failure to pursue a just cause reflects rather on
himself than the law.
Respect for law is the true
casualty not only of the bill proposed but of our general approach to civil
rights. How else can you interpret the situation in which Grove City College
has been placed? By refusing to accept students bearing ADS Pell grants, Grove
City announces to its own community and the country at large, every day that
passes, that it considers the law governing our national life as fatally flawed
and inconsistent with the happiness of members of the Grove City community.
Such law not only merits disrespect but, pushed to the extreme, justifies
resistance.
There is a better path to
follow, than to punish innocent recipients of aid merely because some college’s
football coach refuses to accept Sara Brumble, who runs the 40 in 5 seconds, as
a member of his team. If, as Sara might think and her trophies from the Pepper
Mill Shakers might indicate, she has weight enough to hold down her end of the
line, there can be no reason to punish anyone but the coach himself. And it is
not true, as the perverse logic of Justice Powell’s Hogan dissent suggests, that the rights (“mere convenience”) of one
man are simply not sexy enough for great statesmen to worry about. Even if
Powell’s logic were correct, his opinion was only a dissent; the majority
opinion inescapably points in the opposite direction. The law must aim at
either one of two objectives: to invalidate explicit policies and laws of
discrimination or to rectify the actions of individuals which contravene the
law. The error of our present approach, placing regulation above litigation,
seems to stem not simply from the mistake in Title IX but from the mistake in
its model, Title VI.
Returning to the Claremont
Colleges, I am mindful that the Hogan case
against Mississippi University for Women produced a ruling which invalidated a
single-sex nursing program under the Fourteenth Amendment and also ruled that
Title IX’s purported exemption of single-sex institutions from its control
exceeded the power of Congress to grant (here relying on Marbury v. Madison, than which nothing could be more emphatic).
Thus, present constitutional law calls into question the continued lawfulness
of institutions such as our own Scripps College, whose students receive
federal financial assistance in addition to other forms of direct federal aid
to the institution. Unless Congress wishes explicitly to confine laws against
sex discrimination to cases in which women are victims, thereby legitimating
discrimination against males, and assuming the Court, following the ideas of
Powell, would now buy that, the proposed regulations would seem to require
either that Scripps College become co-educational or, following Grove City College,
renounce federal assistance and therewith federal law.
A final example: What would
happen to the nation’s institutions of higher or secondary education which, on
religious or moral principle, refused to provide counseling services in support
of abortion for female students who chanced to become pregnant? As our law
reads today, these students are free to demand abortion as a so-called right.
If an educational institution, otherwise holding itself out as offering medical
and psychological counseling, and also accepting direct or indirect federal
monies for other programs (student aid, perhaps, from these very unfortunate
ladies!), would it be impossible to imagine that this was a case of sex
discrimination? Would the situation follow the rule of Geduldio v. Aiello, that to deny disability to pregnant women
discriminates not between men and women but between pregnant and non-pregnant
workers? Or would there seem to be no rational basis for the distinction in
this case? In the latter eventuality, might the institution, again, be told to
choose between its principles and federal aid?
My examples may seem to
suggest that the difficulty of defining adequately the reasons for coercing an
institution’s programs or activities is the major defect in the proposed
legislation. That has been the concern of many others before you. I aim,
however, rather more to know what constitutes “federal financial assistance,”
on the one hand, and whether we are comfortable with our current notions of
racial, religious, and sexual equality, on the other hand. In the first case,
the question is whom do we intend to aid when we offer loans and grants for
scholarships to needy students. Further, whom do we punish when we limit the
accredited institutions at which they may expend these monies? Following the
reasoning of Hogan, do we actually
intend that women’s colleges will no longer admit needy students? Or, do we
prefer Powell’s inclination to treat women as “a discrete and insular minority”
and thus only to bar the admission of needy students into men’s colleges? Closer still to home, am I to understand
that, were I to die tomorrow, the social security benefits which my children
would expend on their education should expose the institutions which admit them
to a blanket of federal regulations? Is there never a point when monies
received in the form of federal financial aid becomes truly our own to spend as
we wish? Is it merely on loan from the government? Are we ourselves, ultimately,
merely on loan from the government in the eyes of this bill’s supporters?
Already we cannot measure
how many needy students have failed to apply to Grove City College because of
its catalog declaration that they cannot bring their ADS Pell grants with them.
That would be very well indeed, if the question of federal grants did not
exist. I believe, as Grove City has
shown even in the present discouraging environment, that those very funds would
even now be contributing to educate needy students at Grove City and elsewhere
if they were not engrossed by the federal government. But the government does
have the money, and I can see nothing we gain by using it to punish not only
needy students but, in this proposal, even broader classes. I know of nothing
we gain, but of a great deal we lose—the very least of which stems from an
arbitrary and unjust narrowing of the range of choices available to our
citizens.
The President of Grove City
College came before you to plead, understandably, that you leave some institutions of higher education
free. He pleaded for diversity, but I must say to you that I think he is
mistaken. “Some of us” can not be free, unless we are all free. The passage of
the Reconstruction Amendments closed forever the period in our history when the
idea could be entertained that we had to suffer as a necessary evil the slavery
of a part of the people. There is no threat to any American in this legislation
which does not operate against the freedom of Grove City College, just as there
is no threat to Grove City College which does not endanger the liberty of every
American.
Abraham Lincoln in 1858
accused Senator Douglas of “blowing out the moral lights around us.” In our
time, working up purported exceptions to the universal command of our
constitutional principles, we have dulled our sensitivity to the moral truth
that just law is no respecter of persons. We have regressed to the point that
Senator Trumbull’s defense of the Civil Rights Act in 1866 might now apply
inversely to us: “the trumpet of freedom that we have been blowing throughout
the land has given an ‘uncertain sound,’ and the promised freedom is a
delusion.” Congress initially legislated Title IX’s program-specific language
out of a legitimate concern not to be overbearing and intrusive on flimsy
pretexts. They seemed to recognize with Edmund Burke that “liberty is a good to
be improved, not an evil to be lessened.” But this legislation fears liberty.
It fears the free and willing compliance of informed citizens. It has been
seduced by the false allure of the overseer, in complete control and adapting
to every exigency. But, I remind you, the overseer’s career is a treacherous
one, subject to continuous pressure, low status, and high turnover. Further,
the overseer rules by his will, not by law, for he presumes those subject to
him to be hostile to his rule. The proposed legislation should seek higher
ground. I remember an ancient complaint: “Is it Law? Is it Liberty? Is it Government?
Or is it Tyranny and Oppression? If it is LAW, where is LIBERTY? If it is not
LAW, where is the voice of LIBERTY?” I believe I know the answer to that query.
In every era there have been those who imagined that freedom lay dying on her
couch. But the tide has never moved against freedom in this land. Instead,
freedom’s deathless tread paces the hours of our national existence. The
question has never been when will freedom no longer sustain us, but rather,
whether we will not sooner grow weary of the responsibility of freedom.
Let me conclude with a
prayer. I have laid aside claims of expertise and spoken to you as your fellow
citizen. In that guise I pray you to hear the wail of your countrymen: “It is
time to let go!” The nation cannot remain permanently in the thrall of an
activist government which seeks to restrain the will of the society to paths of
abstract social policy. It’s time to let go, that we may govern ourselves,
freely contracting with one another, defining for ourselves the means whereby
we pursue legitimate ambitions, restrained only by our mutual regard to
preserve to one another a freedom no less complete than we demand for
ourselves. Not by law but by self-exertion and morality can we achieve the
blessings of liberty. By law we safeguard our liberty, to be sure, but the uses
to which we put it, the results of our liberty, must be the work of the people
themselves, acting through countless individual decisions. Congress cannot
ordain a suitable result for the exercise of our liberties. By legislating in
such a manner as to prescribe the most minute details of our social and
business interactions, Congress grips in a stranglehold that freedom we claim
as a birth-right. It is time to let go, while the government of this country is
still free to let go.