Washington
and Franklin—Symbols or Lawmakers?
Their
Significance in the Constitutional Convention of 1787*
The
title of this essay gives away its complete content, without suggesting its
conclusion—namely, that at least one of the two greatest Americans of the
eighteenth century was indeed a lawmaker and not merely a symbol in the Constitutional
Convention. Washington and Franklin, uniquely, have been lionized as “lending
their names” to the founding. Not only contemporary scholarship has taken
this view; it was also characteristic at the time of the founding itself,
insisted on by supporters and opponents of the Constitution. “An union of
the abilities of so distinguished a body of men, among whom will be a FRANKLIN
and a WASHINGTON, cannot but produce the most salutary measures.”
[1]
“These characters
flatter themselves that they have lulled all distrust and jealousy of their
new plan by gaining the concurrence of the two men in whom America has the
highest confidence [George Washington and Benjamin Franklin]....”
[2]
“
.. , your name has had already great influence
to induce the States to come into the measure,... your presence would confer
on the assembly a national complexion, and that it would more than any other
circumstance induce a compliance with the propositions of the convention.”
[3]
Franklin
was “a catalyst” at the Convention.
[4]
These views suggest clearly that the views far less than
the stature of men like Washington and Franklin contributed to the achievement
of the Convention. The burden of this essay is to paint a different picture.
We
are further authorized to undertake this task by Washington’s sharp retort
to the suggestion from Henry Lee that Washington use is “influence” to deal
with Shays’ Rebellion in Massachusetts. “Influence is no government,” he responded. Thus, even if Washington and Franklin had great
influence, in Washington’s eyes we would still be compelled to inquire how
far they governed.
Specifically,
I invoke four works of’ Washington and Franklin in order to analyze their
contributions to the Convention. The
problem this creates stems from the fact that these four works play their
chief role outside the Convention rather
than within it. This procedure
would seem to lend credence to the claim that what they had to say within
the Convention was of less significance than who they were. That, however,
is not my intention. Accordingly, I will also discuss their contributions
to the Convention itself, as a way of clarifying the context in which I consider
the four works. By recovering their specific contributions within the Convention
(often by imputation but not without evidence), I will make clear that the
relevance of these four works is thematic rather than emblematic. The four works themselves are Franklin’s pre-Convention
essay, “Consolation for America,” his major speech at the close of the Convention
(with respect to its use outside
of the Convention), Washington’s 1783 “Circular Address to the Governors”
(with respect to its use in 1787 prior to the Convention’s opening),
and his “Discarded Inaugural Address” of 1789.
Good
grounds exist to tell the story differently. To begin with Franklin, one should note the extent to which his characteristic
approach in public matters played into the hands of a symbolic interpretation.
With rare exceptions, Franklin never inclined to ask his countrymen to do
what they were not already prepared to do. As he described it in his Autobiography, he consistently avoided
making direct proposals in his own name before having prepared the public
to receive them. The classic case is the development of the Philadelphia subscription
library:
The objections and reluctances I met with in soliciting
the subscriptions,
made me soon feel the impropriety of presenting one’s self
as the proposer of any useful project, that might be suppos’d to raise one’s
reputation in the smallest degree above that of one’s neighbors, when one
has need of their assistance to accomplish that project. I therefore put myself as much as I could out of sight, and stated
it as a scheme of a number of friends,
who had requested me to go about and propose it to such as they thought
lovers of’ reading. In this way my
affair went on more smoothly, and I ever after practis’d it on such occasions;
and, from my frequent successes, can Heartily recommend it.
[5]
Franklin
practiced this node of indirection in several such projects, including the
establishment of volunteer fire companies, and an association for the defense
of the colony. In the latter cases, he would first publish discussions in
the newspapers—usually anonymously. In addition, he would often draw together
small groups—such as the group which preceded the foundation of the subscription
library or his secret “Society of the Free and Easy.” In such forums he would
develop ideas and propagate them in the manner which seemed best to suit the
occasion. Generally speaking, however, he eventually emerged as the “founder”
of the public institutions which arose from these ventures. There are two
notable exceptions to this model, the 1754 “Albany Plan of Union” and the
1775 “Articles of Confederation” which he carried into the Continental Congress.
[6]
Franklin did not prepare the way for these with preparatory
public discussions; nor did he obscure his authorship. Each of these bids
to become legislator failed.
Early
in 1787, when matters had been set in motion for the Constitutional Convention
but before Congress had added its voice to the call, Franklin did two things
which were significant for the Convention. First, he published “Consolation
for America, or remarks on her real situation, interests, and policy,” in
the American Museum; shortly thereafter
he formed the Philadelphia Society for Political Inquiries, a private if not
secret group devoted to sharing ideas of political analysis and design.
The
charter of the Society was published in a subsequent issue of the American Museum. In the essay Franklin
inculcated a view of an American nation unnecessarily concerned with its situation.
Opening with an account of the difficulties of the first settlers of New England,
he described their development of a tradition of fast days to express their
unhappiness and pray for help. The tradition persisted until the day when,
the assembly proposing another fast day, a “farmer of plain sense” suggested
that matters were not so bad as they seemed. He urged attention to their bounties—“seas
and rivers ... full of fish, the air sweet, the climate healthy; and above
all, that they were in full enjoyment of their liberty, civil and religious.”
[7]
Instead
of a fast, he proposed that they proclaim a thanksgiving, which they did.
From this illustrative tale, Franklin turned to the “public newspapers,” which
were filled with complaints. The balance
of the essay was a commentary on these complaints, showing prospects to be
“less gloomy than has been imagined.” Franklin beheld a people better fed,
clothed, lodged, and paid than in the old world; thus, no need to despair
of material circumstances. As to the “factions” which caused alarm, “such
will exist wherever there is liberty.” Moreover, the parties among the Americans
“aim all at the public good,” differing as to modes of producing it. Finally,
there are those who despair for the future, fearing not poverty but increasing
wealth and its attendant luxury. To this he responded that the newly won independence,
plus the fact that increasing wealth might incite to “labour and industry
producing a greater value than is consumed,” will render sumptuary laws unnecessary.
In sum, then, Franklin portrayed the American “sons of the earth” as adequate
to every emergency and waxing to increasing greatness.
We
have reason to inquire what may have been the intent of Franklin’s essay in
circumstances which had otherwise filled the country with foreboding. Shays’
rebellion, interstate commercial rivalries, and the impotence of Congress
had arrested every other attention and explained the complaints which filled
the newspapers. We may find an answer to our inquiry in the fact that Franklin’s
essay was followed by an “Address to the People of the United States,” by
Benjamin Rush, who chaired the Committee of Papers of the Society for Political
Inquiries. Rush’s essay had but one purpose, namely, to show that “most of
the present difficulties of this country arise from the weakness and other
defects of our governments.” This is the famous essay in which Rush declaims
that “The Revolution is not over!” Its central principle, however, was the
argument against the notion that “sovereign and all other power is seated
in the people.” Rather, he insisted, “all power is derived from
the people. They possess it only on the days of their elections ... this
idea leads to order and good government.”
[8]
Rush also reinforced the idea that no state
can be regarded as “sovereign” or “independent.”
Accordingly,
between the two essays, Franklin’s and Rush’s, one discovers an argument to
the effect that, while all is well with the American people, the American
governments are not well at all. The
people, on whom Federalists had to rely in order to accomplish a reform, were
being prepared for the work which was yet to come. A review of the charter
of the Society for Political Inquiries shows what resources Franklin expected
to rely on in this task. The Society itself was created in February, 1787.
It was to meet fortnightly, and Franklin was its president. It continued to
meet until the month before Franklin’s death in 1791. With his death it, too,
passed out of existence. He was its only president. During the months of the
Constitutional Convention, May to September, it had increased its original—mostly
Philadelphian—membership to include key members of the Convention. James Wilson
and Robert Morris were of course original members; Alexander Hamilton, Gouverneur
Morris, James Madison, John Jay (Secretary of Foreign Affairs under Congress),
John Dickinson, and George Washington were added during the Convention. The
purpose of the Society was centrally political—to advance an indigenous political
science. One could infer as much from the fact that Franklin had already,
years earlier, fostered the American Philosophical Society which dealt with
broader questions. Additionally, the Society’s charter was explicit:
The moral character and happiness of mankind, are so interwoven with the operations of government, and the progress of the arts and sciences, is so dependent on the nature of our political institutions, that it is essential to the advancement of civilized society to give ample discussion to these topics.
Moreover,
the inquiries proposed had a “peculiar magnitude and necessity” in the American
republic. Its inhabitants required a means to escape the models of those nations
from which they had “derived our origins,... laws,... opinions.... and manners.”
Theretofore, America had promiscuously retained the “errors and improvements”
of the old regimes and “grafted on an infant commonwealth the manners of ancient
and corrupted monarchies.” Although a distinct government had been erected
in North America, only “partial independence
had been attained.
The
revolution can only be said to be compleat, when we shall have freed ourselves,
no less from the influence of foreign prejudices than from the fetters of
foreign powers. When breaking through the bounds, in which a dependent people
have been accustomed to think, and act, we shall properly comprehend the character
we have assumed and adopt those maxims of policy, which are suited to our
new situation.... the arduous and complicated science of government, has been
generally left to the care of practical politicians, or the speculations of
individual theorists. From a desire therefore of supplying this
deficiency, and of promoting the welfare of our country, it is now proposed
to establish a society for mutual improvement in the knowledge of government,
and for the advancement of political science.
In
the publication of his charter for the new Society, then, Franklin acknowledged
the corroboration between his and Rush’s essays in the American Museum. Further, he makes clear his purpose to produce a
political science with a twofold objective: first, to produce a “complete
independence” understood as governmental forms distinguished from the old
regime, and second, to supply the experienced defects of the Articles of Confederation.
In these terms, the expression “political science” means the same thing as
“constitution,” and the objective is to produce a new constitution. Unlike
the situations in which Franklin sprang plans of union at Albany and Philadelphia,
however, this time he has resorted to his time-tested method of indirection.
It remains to be seen how far eventualities in the Convention conformed to
his intentions, even as he perceived them at the Convention’s end.
If
Franklin operated privately, secretly, Washington was perfectly
esoteric in his conduct regarding the development of an American republic.
He published no treatises in his own name and founded no societies. Indeed,
following the close of the war, he did not even hold any public
office. Nevertheless, he worked no less—and perhaps even more—assiduously
toward the goal of a national union. The locus classicus for Washington’s
ideas is the renowned “Circular Address to the Governors of the Thirteen States”
of 1783. Before we open the leaves of that document, however, it would be
wise to conceive what foundation we might have for expecting to find in it
evidence of Washington’s ideas and influence.
In
the period front March, 1787 to 1788 Washington’s “Circular Address” was widely
cited and reprinted in newspapers or pamphlets across the country.
[9]
So far as we can
tell, this phenomenon was entirely spontaneous. The address had been immensely
popular when originally issued, and now it could be seen that it was also
largely understood as Washington had intended it. The chief difficulty to
remove concerning the “Circular Address” is the notion that it represented
chiefly Washington’s fulfillment of his duty to his officers and soldiers
to urge a just settlement of their accounts. It did that, to be sure. But
it did far more than that and was aimed at far more. To understand why the address took on a broader
target, it is necessary to place it in the context of Washington’s ideas prior
to 1783 and in the period leading up to the Constitutional Convention. While
I do not wish to make the case for Washington’s influence in the Convention
to depend on his earlier activities, they must at least be invoked far enough
to enable us to understand that the resurrection of the “Circular Address”
was no anomaly in 1787.
The
account of Washington’s activities subsequent to the Treaty of Peace is well
documented in a number of fine sources
[10]
and scarcely requires to be belabored here. The gist of
the story is that Washington almost never relented in his private labors to
encourage a strengthening of the national government. He maintained an extensive
private correspondence devoted largely to this purpose; he pursued schemes
such as the Potomac-Ohio canal scheme specifically with the view in mind of
strengthening the union; and he lost no chance to further opportunities to
build the powers of the Confederation or, ultimately, to call a new convention. He virtually hovered over the 1785 Alexandria
Conference (which turned into the Mount Vernon Conference) on trade, maintained
an active interest in the subsequent Annapolis Conference (which grew out
of it), and consulted with the leading participants to secure the calling
of the Philadelphia Convention. Even
when his projects and activities seemed
private and economic, they seemed to him “big with great political, as
well as commercial consequences to these States.”
[11]
Prior
to the end of the war, also, Washington had been instrumental in pushing for
reform. From his vantage point as Commander in Chief
of the American forces he not only lobbied incessantly for a strengthened
Congress (and more talented representatives) but also inculcated ideas of
union over provincialism. As early as 1775, just after being named supreme
commander, be addressed his troops with the hope that “all distinctions of
colonies will be laid aside; so that one and the same spirit may animate the
whole.” He named this whole the “United Provinces of
North America,”
[12]
indicating thereby the substance of his appeal to Canadians
later that same year:
Come,
then, my Brethren, Unite with us in an indissoluble Union ....We look forward
with pleasure to that day not far remote (we hope) when the Inhabitants of
America shall have one sentiment and
the full enjoyment of the blessings of a free government.
[13]
While
the first of these appeals may be read as indicating an appeal only to a notion
of contingent union, when combined with the second it seems clear that Washington
meant to lay aside the “distinctions” of separate colonies once and for all.
Washington understood the union to follow from such a move as reposing on
the hope of a specific form of government: republican government. When he
was called upon to vindicate his honor and rank against that of General Cage,
he did so by invoking that most honorable rank “which flows from the uncorrupted
Choice of a brave and free People, the purest source and original Fountain
of all power.”
[14]
This formulation continued to guide not only
Washington but the leading founders throughout the era of the Revolution,
achieving its consummate expression in the pages of The Federalist, written in defense of the Constitution.
Such
an ambition would have required, over and above the vague hope of union, some
specific notions of the form to be instituted. That it must be republican
is the first level of specificity. That the goal was susceptible of further
refinement was suggested by Washington’s continued recourse to it throughout
the war. From Valley Forge he returned to the general notion:
If
we are to pursue a right system of policy, in my opinion, there should be
none of these distinctions. We should all be considered, Congress, Army, etc.
as one people, embarked in one cause, in one interest; acting on the same
principle and to the same end.
[15]
This
end entailed not only the framing of a specific constitution, but a constitution
understood as creating a regime—a characteristic way of life. Washington and
his troops were struggling “for every thing valuable in society” and “laying
the foundation of an Empire.”
[16]
Not surprisingly, therefore, he had
considered long before what that may entail in the way of considerations:
To
form a new government, requires infinite care, and unbounded attention; for
if the foundation is badly laid the superstructure must be bad, too much time,
therefore, cannot be bestowed in weighing and digesting matters well. We have,
no doubt, some good parts in our present constitution; many bad ones we know
we have, wherefore no time can be misspent that is employed in separating
the Wheat from the Tares. My fear is, that you will all get tired and homesick,
the consequence of which will be, that you will patch up some kind of constitution
as defective as the present; this should be avoided, every man should consider,
that he is lending his aid to frame a constitution which is to render millions
happy, or miserable, and that a matter of such moment cannot be the work of
a day.
[17]
Washington
gave this advice to his brother in the middle of Virginia’s efforts to repair
its constitution and at a time when continental efforts to draft a constitution
were just beginning. That he saw them as a single effort may be gathered from
his invocation of the fate of future “millions.” That it would take time,
and frequently renewed considerations, was the lesson of the years to follow.
But that time would not be indefinite was the burden of the “Circular Address”
to show, in addition to the specific character of the regime to be founded.
Washington
had frequently shared the substance of his “Circular Address” with correspondents
during the difficult years of the war. At no time, however, had he pulled
it together in a single, powerful statement. Prior to drafting and issuing
the address he had been urged by several of his colleagues to leave his countrymen
such a political testament as a guide for their future considerations. Washington
acknowledged these requests with the disclosure that he would, before retirement,
“with greatest freedom give my sentiments to the States on several political
subjects.”
[18]
He was careful to point out that he would
not confine himself to the “shameful” treatment America’s troops had received
from America’s governments.
What,
then, is the teaching of the “Circular Address?” Washington described it as
affording delight to the “benevolent and liberal mind,” whether viewed in
“a natural, a political, or a moral point of light.” Why? The situation was
such that the American people enjoyed “a vast tract of continent,” assuring
“all the necessaries and conveniences of life,” and possessing “absolute freedom
and independency.” In short, Americans lacked nothing of what could be called
the ordinary incidents or conditions of prosperity. They do, however, lack
the one extraordinary condition for the full exploitation of these blessings—namely,
“political happiness.” Washington conveyed this bad news in a characteristically
positive fashion; he said that “Heaven” left them the “opportunity” for political
happiness.
The
notion of an “opportunity for political happiness” was not mere rhetorical
gloss, however. For Washington meant by it, also, the availability of those
distinctive conditions and instruments for the attainment of the end. Added
to the material conditions of American life were those “treasures of knowledge”
which had superseded the “gloomy age of’ ignorance and superstition” and provided
specific tools to establish “forms of government.” The tools: “the free cultivation
of letters; the unbounded extension of commerce; the progressive refinement
of manners; the growing of liberality of sentiment, and above all, the pure
and benign light of Revelation.” With such tools, Washington urged, a people
can fashion their freedom and their happiness. Indeed, no external obstacles
impede them.
One
might ask why, with such blessings, this remains a time of “political probation”
for Americans. The answer, according to Washington, is that they had not yet
applied the tools available to them to give themselves a “national character”—a
regime. He did not fail, therefore, to recommend immediate steps to that end:
1st.
An indissoluble Union of the States under one Federal Head.
2dly.
A sacred regard to Public Justice.
3dly.
The adoption of a proper Peace-Establishment. And,
4thly.
The prevalence of that pacific and friendly disposition among the people of
the United States, which will induce them to forget their local prejudices
and policies, to make those mutual concessions which are requisite to the
general prosperity, and, in some instances, to sacrifice their individual
advantages to the interest of the community.
It
would not defy common sense to notice how differently the fourth recommendation
is stated in comparison to the first three. It is still more important to
reflect on its significance, since Washington himself expressly omitted to
dilate on it, “leaving the last to the good sense, and serious consideration
of those immediately concerned.” He did dilate on its accomplishment in his
“Farewell Address,” some thirteen years later.
[19]
There he could conclude that now the “unity
of government which constitutes you one people is dear to you.” They had come
to supplement their love of liberty with the love of being one people. The
former is the foundation of the free society, but the latter is the means
of preserving it against foreign and domestic assault. The love of being one
people is above all the cause of the people’s “political safety and prosperity.”
The people had come to vaunt their particularism, the love of the American,
and thus gave assurance to individual liberty.
The
addressee of the fourth recommendation, accordingly, is the people themselves.
While the first three recommendations, an adequate national government, appropriate
measures to redeem the sacrifices of the soldiers, and provision for continuing
defense of the republic, spoke to the institutional requirements of the nation
(and Washington made some specific suggestions along that line), the fourth
addressed the moral condition by which the promise of self-government might
be realized. Ultimately, the attainment of the first three would rely on the
fourth, and thus the demand for constitutional reform was primarily the insistence
on creating a people as distinct from a nation. Before the citizens could
become “the purest source, and original Fountain of all power,” they required
to be welded into something more than just an aggregate of individual wills.
When Washington warned in the “Circular Address” that Americans might learn
that “there is a natural and necessary progression from the extreme of anarchy
to the extreme of tyranny;” he meant above all to arraign the notion that
individuals could enjoy self-government as anything other than citizens of
a common regime.
Finally,
Washington made clear in the address that the conditions for achieving the
status of “a people” in the United States hinged completely upon the establishment
of a rule of justice, not only within the institutions, but within the souls
of its people. The precondition for self-government is the accomplishment
of that prayer for a disposition in the citizens “to do justice, to love mercy,
and to demean ourselves with that charity, humility and pacific temper of
mind” with which Washington closed. A spirit of moderation, understood as
a moral proposition—the acceptance of self-government as an objective not
only in institutional terms but within the soul of each—is that without which
“we can never hope to be a happy nation.” The accomplishment of such a spirit,
however, turned upon the efforts of those who would supply the policy and
institutions of the nation. Thus, Washington did not dilate on the fourth
recommendation but did incorporate its objectives in the defenses of the other
three, particularly the second, “a sacred regard to public justice.”
We
have a far clearer picture of the ideas with which Washington entered the
Convention than is the case of Franklin. Beyond the general principles contained
in Franklin’s efforts early in 1787, we retain no evidence of specific planning
on his part. Washington, on the other hand, had exchanged a detailed correspondence
with such coadjutors as Knox, Hamilton, Jay, and Madison. He had read their
sketches of possible plans, and had even gone to the length of copying out
in his own hand the essential points of those plans which detained his attention.
He had also delivered his watchword:
...
my wish is that the convention may adopt no temporizing expedients, but probe
the defects of the constitution to the bottom, and provide radical cures;
whether they are agreed to or not; a conduct like this, will stamp wisdom
and dignity on the proceedings, and be looked to as a luminary, which sooner
or later will shed its influence.
[20]
As
to the specific political initiatives to flow from either Washington’s “radical
cures” or Franklin’s “complete independence,” however, we have no conclusive
evidence apart from their contributions in the Convention. And there we find
far more of Franklin, to all appearances, than of Washington. Upon a closer
inspection, however, we shall be able to discover means to indicate the character
of their judgment about specifics and the extent of their influence within
the Convention.
As
the Convention opened the first question pending was that of who should preside.
All attention focused on Washington and Franklin. Franklin diverted all hesitation
by bringing in the nomination of Washington. With his elevation to the chair
Washington fell silent, at least so far as all written records testify. Even
when he sat with his delegation during sessions of the “committee of the whole”
he made no speech in the Convention (with one notable exception which will
be remarked in its place). This pattern, however, conforms generally to what
most of his biographers record of his service in the Virginia House of Burgesses
prior to independence also. He spoke there but seldom, though apparently with
effect. Nevertheless, he did make his views known, and Madison’s “Notes” have
left evidence sufficient for us to determine how this was done within doors.
This we will use as a basis of comparison with Franklin, who spoke with relative
frequency. Before undertaking that comparison, however, I should note that
the apocryphal record suggests that Washington did speak during the Convention,
though Madison did not record it. Gouverneur Morris, in his eulogy of Washington,
records an eloquent speech near the opening of the Convention, and another
tale shows Washington rebuking (in general) a fellow delegate who had incautiously
let drop his copy of the proceedings where the secret proceedings may have
been compromised. In each of these cases, the apocrypha emphasize an authority
peculiar to Washington, whereby his words bear the weight of authoritative
deeds in the eyes of his fellows. He and Franklin differ sharply in this respect,
as we shall see.
To illustrate the grounds of the remarks which follow, we should review some of the votes of the Pennsylvania and Virginia delegations in the Convention. Through them, along with certain evidence of the votes of Washington and Franklin in some cases, we will be able to infer patterns of voting which will suggest the direction of their influences within the Convention. Because the voting all took place within delegations and required at least the minimum of communication required to make votes clear, we will be able to deduce therefrom a fairly coherent view of the preferences of Washington and Franklin within the Convention and, consequently, a basis for comparing their preferences with the eventual direction of the Convention. The Appendix (pp. 134-38 below) summarizes these votes by date.
Based
on direct evidence, we can identify fifteen precise votes for Franklin and
ten for Washington. These are all votes which were either recorded directly
by name, follow speeches indicating a position or a seconding motion, or conform
to later explications (such as in the case of Washington on August 13). The
latter case, for example, involves reading Washington’s votes on the money
bill provision prior to August 13 as “no” votes, in order to conform to Madison’s
explanation that “G.W. till now voted against.” There were three such prior
votes (6/13, 7/6, and 8/8), meaning that four of Washington’s ten identified
votes were on this question. In Franklin’s case we cannot know how he voted
on this question on June 13. Given his role in generating the compromise (and
a vote for the money bill provision in the compromise committee), however,
it is far stronger than a guess that he voted “yes” thereafter just as consistently
as Washington voted “no.”
At
the outset, then, we see Washington and Franklin opposed in practice if not
in principle. We see still more: while Franklin was generally voting in the
minority on this question within his delegation, Washington voted in the majority
within his delegation. We also learn something about the probable voting coalitions,
thanks to Madison’s care in detailing certain transactions within the Virginia
delegation. In addition to the fact that Mason defended the money provision
and, therefore, probably voted for it, we see on August 21 that Mason and
Randolph voted together in favor of a provision desired by the defenders of
slavery, and prevailed over Madison and Washington by attracting the swing
vote of Blair. The fact of Blair’s swing is established in the votes of July
26 (executive clause) and September 12 (vote to weaken executive veto). On
the money bill provision, accordingly, it is highly likely that Blair voted
with Madison and Washington, while Mason and Randolph formed an opposing bloc,
after June 13. For on June 13 (before it became a part of the compromise package)
it must have been Madison and Washington who formed the minority.
On
other questions, of course, the delegations voted with actual or virtual unanimity.
Thus, these votes, too, may be attributed to Washington and Franklin. A negative
instance of this arose on May 31, when Madison noted that Pennsylvania voted
against bicameralism “probably from complaisance to Dr. Franklin.” We see
immediately thereafter that Pennsylvania reverted to general, and even enthusiastic
support of bicameralism (6/21). To imagine Franklin continuing to hold out
in this case would suppose a degree of churlishness not admissible by what
we know of his character. If we would, therefore, impute the votes of Washington
and Franklin according to their delegations’ votes, making exceptions such
as the foregoing by expressly accounting for differences in voting, the result
should be a general portrait of their views and their potential influence
in the Convention.
Where
their delegations diverge, so, too, would their views and the converse. For
example, Virginia warmed slowly to James Wilson’s electoral college scheme,
and we may imagine that Washington did too (6/2, 7/17, 7/19, 8/24, and 9/5).
Or, again, to take James Madison’s proposals for a council of revision, we
find Madison and Mason leading a consistent Virginia defense of the proposition.
This creates a fair impression of unanimity in Virginia. Pennsylvania, on
the other hand, consistently voted against it even as Wilson and Gouverneur
Morris made speeches in support. Where did Franklin stand? He was not explicit,
save in resisting an absolute veto for the executive and conceiving a council
as preferable to that. But was not a suspensive veto still more preferable?
For that is what he immediately supported as soon as the absolute veto was
dead. Pennsylvania had eight delegates, and odds are good that Robert Morris
stood with Gouverneur Morris and James Wilson. Additionally, Pennsylvania
moved from being “no” to “divided” between June 6 (when Gouverneur Morris
was absent) and July 21 (when he was present). His vote, then, may have been
added to these others to produce a stand-off at four. Of the remaining delegates,
Clymer, Fitzsimmons, Ingersoll, Mifflin, and Franklin, at least one—on any
calculation—favored the council of revision. On September 7 Franklin seconded
a motion by George Mason, proposing the establishment of an executive council.
This was not the same as a council of revision—with its implicit veto authority—but
it did evoke from Franklin an argument remarkably similar to his argument
against the absolute veto. It is therefore reasonable to conclude that Franklin,
somewhat reluctantly, voted in favor of the council of revision from the start.
If so, he voted with Washington and Virginia and against the majority of his
Pennsylvania delegation. Of course, the electoral college eventually prevailed,
while the council of revision and executive council never did.
Do
Washington and Franklin lead or follow their delegations in their migration
toward each other? While Franklin apparently favored a plural executive (6/2
and 6/4), the Convention settled on a single executive—Washington’s preference
in his divided Virginia delegation. Franklin favored, but did not fight for,
a unicameral legislature; Washington supported a bicameral legislature in
his votes and opinions.
[21]
Franklin
urged service without pay in the executive office and the senate; Washington
advocated professional, compensated public service (though not for himself).
[22]
Franklin
and Washington both supported the separation of powers, and governmental powers
to apply directly on citizens rather than on state governments. Franklin pushed
the large state-small state compromise, whereby the House would originate
money bills exclusively, while the Senate would be constituted on the basis
of an equal vote per state. Washington agreed with other nationalists that
this was no compromise at all, since the power to amend money bills in the
Senate (which they insisted on) rendered it nugatory
and since the nationalists were unpersuaded of its utility anyway. His decision
finally to vote for it he regarded as a concession rather than a compromise.
The nationalists settled for what they could get, affirming their principle
of a national basis of representation and government (per capita voting in
the Senate) even if not designing it with the preferred symmetry. In other
words, to nationalists both sides of the compromise were objectionable. Hence, there was no compromise in fact; merely
acceptance that they could not otherwise obtain agreement save by accepting
these mechanisms.
In
surveying these differences and the relative influence of Washington and Franklin,
it becomes clear at length that Washington’s position—including his concessions—operated
far more powerfully as a necessary condition of agreement within the Convention than those of Franklin.
A survey of Franklin’s speeches would convey as much. He prevailed, as on
August 7, when he resisted inclinations to narrow the base of suffrage in
the country: “It is of great consequence that we shld. not depress the virtue
& public spirit of our common people.” Or,’ again, on August 10: “Doctr.
Franklin expressed his dislike of everything that tended to debase the spirit
of the common people.” Thus, as to the genius or spirit of the government,
Franklin often expressed, though not alone, the position which in general
prevailed. Whenever questions of structure and operations arose (the political
science), however, with the single exception of the “Great Compromise,” Franklin
generally lost. Accordingly, he frequently found himself switching to support
of the contrary position.
We
may gain a clearer view of this process by focusing on the fourteen clearly
identified votes (omitting the first vote of “complaisance”) in terms of where
Franklin stood both within his own delegation and vis-à-vis Virginia.
[23]
Such
a review reveals that Franklin voted with the Pennsylvania majority seven
of fourteen times. Whenever he voted against his delegation’s majority, he
also voted against Virginia’s majority six out of seven times; whereas he
voted against Virginia when voting with Pennsylvania only two out of
seven times. Conversely, he was with Virginia five out of seven times when
he was also with Pennsylvania’s majority and was with Virginia when against
Pennsylvania only one in seven times. Another way of stating this is that
Virginia’s and Pennsylvania’s majorities diverged on only three of these votes.
The result is that the political ground tone of the Convention seems to have
been set by Virginia, and in Virginia largely by George Washington (his money
bill switch was a catalyst).
The
single, compelling example of Washington’s influence occurred on the last
day of the Convention. At that moment the Constitution had been completely
agreed on, save for the device for signing. It had been engrossed and was
ready to hand, so soon as the Convention would determine how it wished to
proceed in closing its work. Franklin had much to do (with Gouverneur Morris’s
direction) in providing a stratagem, about which more will be said later.
In spite of the spirit of- accomplishment which filled the air,
however, the Convention remained a parliamentary body. Motions were still
in order. Massachusetts’s Corham rose to move an alteration in the formula
for representation. He urged a reduction in the scale of representation, from
1: 40,000 to 1: 30,000. King of Massachusetts and Carroll of Maryland “seconded
and supported” his idea, despite the fact that the Convention had reaffirmed
the rule of 1: 40,000, on a motion of James Madison, more than a month before
(8/8) and had undergone numerous discussions prior to that time. If anything
was settled, this was it. Indeed, Madison’s motion had been that, considering
the future growth of population, the rule of 1: 40,000 would produce too large
a representation, and therefore the provision should read “not exceeding one
for every 40,000.” The Convention at that time accepted it nem contradicente.
The
only debate recorded by Madison on this day came from George Washington, though
he indicates that King and Carroll did indeed say something. At all events,
the last substantive debate of the Convention was provided by its president,
his only recorded contribution to the debate. He spoke as follows:
When the President rose, for the purpose of putting the question, he said that although his situation had hitherto restrained him from offering his sentiments on questions depending in the House, and it might be thought, ought now to impose silence on him, yet he could not forbear expressing his wish that the alteration proposed might take place. It was much to be desired that the objections to the plan recommended might be made as few as possible—the smallness of the proportion of Representatives had been considered, by many members of the Convention, an insufficient security for the rights & interests of the people. He acknowledged that it had always appeared to himself among the exceptionable parts of the plan; and late as the present moment was for admitting amendments, he thought this of so much consequence that it would give much satisfaction to see it adopted.
Following
this appeal no voice of opposition was raised and the measure passed unanimously.
Washington thereby set his seal on the genius of the regime as he had heretofore
silently worked to assure that an adequate structure, capable of governing,
would be erected. In this display we behold an instance of Washington’s influence
within the Convention. The question it raises, however, is whether this instance
were not rather emblematic of the kind of influence he exercised throughout.
He said that it would give him “satisfaction” to see the change adopted. His
appeal was almost aesthetic; it was a matter of taste. Could it have been
that Washington was such a soul as could impart direction merely by making
his disposition known?
This
last question not only prepares the way for future researchers
to discover how Washington (and perhaps Franklin) could have been symbols
in the Convention; it also gives place for a concluding assessment of the
relative influence of Washington and Franklin within the Convention. For one
item to be considered in that assessment is surely the question of what they
contributed in the aftermath of the Convention to realize the purposes they
had pursued within the Convention. In the case of Washington the question
is complicated. He addressed the Congress and the nation in the form of the
letter of transmittal wherewith the Constitution was forwarded to the Confederation
Congress. That letter, however, was drafted not by Washington but the Convention’s
Committee of Style. We shall ignore it, therefore, in seeking Washington’s
own view.
Unlike
a great number of the nationalists, however, Washington did not undertake
a general campaign of public declamation and publication on behalf of the
Constitution—at least not directly. True to his past experience, his private
expressions of opinion did have the facility of finding their way into the
press. “Washington’s opinions, even rumors of them, were too good copy to
be passed over even at his desire.”
[24]
Nevertheless, he held to his resolve “not to
appear as a partisan in the interesting subject.” He wished, rather, that
the Constitution “might stand or fall according to its merits or demerits.”
Much of what he thought of the Convention’s accomplishment he revealed in
letters to friends, particularly distant friends such as Catherine Macaulay-Graham
and Lafayette. To Lafayette, for example, he could boast that the Constitution
“is provided with more checks and barriers against the introduction of tyranny,
and those of a nature less liable to be surmounted, than any government hitherto
instituted among mortals hath possessed.”
[25]
We seek, however, a more programmatic expression of Washington’s
views, especially one that might take the form of a public deed.
Unfortunately,
the prime candidate for this office is lost to us in the main. I refer to
the “Discarded Inaugural Address.” “Too long and too radical, Washington’s
first draft of his first inaugural address was never delivered. Its pages
scattered by a thoughtless scholar, it is here partially recreated.”
[26]
Those
words introduced the most extensive collection of the fragments of the “discarded
inaugural” heretofore published.
[27]
The “thoughtless scholar” to whom Stein referred was Jared
Sparks, the nineteenth-century compiler of Washington’s papers. Sparks took
the judgment of James Madison, that the address would be an embarrassment
to Washington, not only as a reason not to include it among his published
works, but also to scissor it into samples of Washington’s autograph for his
numerous friends and acquaintances around the country. Long presumed to be
the work of David Humphreys, in spite of existing in Washington’s own handwriting,
this work has been largely ignored. Even the casual reader of Washington’s
papers, however, will find the echoes of its ideas throughout Washington’s
correspondence reaching back as far as six years. We can only speculate about
the meaning of Washington having apparently written to Madison that this was
Humphrey’s work, but we cannot rule out the possibility that he did so from
a desire to encourage the most candid response from Madison.
It
is clear from the fragments we do have that if we had the whole of the “discarded
inaugural,” it would rank alongside and perhaps above Washington’s 1783 “Circular
Address” as a comprehensive statement of his political understanding. Standing
even in its defective form, it is a manifest contribution to our understanding
how far Washington’s understanding as opposed to his image informed the founding of the United
States. One example would be his assertion in the document that “I presume
now to assert that better may not still be devised.” This is clearly Washington’s
retrospective judgment of the work of the Convention, many of whose members
he had warned beforehand to aim, not for the most that is acceptable, but
for the best possible.
Washington
appraised the work of the Convention as that of his “colleagues” and his own:
Although the agency I had in forming this system, and the high opinion I entertained of my Colleagues for their ability and integrity may have tended to warp my judgment in its favour; yet I will not pretend to say that it appears absolutely perfect to me, or that there may not be many faults which have escaped my discernment. I will only say, that, during and since the session of the Convention, I have attentively heard and read every oral and printed information on both sides of the question that could be procured. This long and laborious investigation, in which I endeavoured as far as the frailty of nature would permit to act with candour has resulted in a fixed belief that this Constitution, is really in its formation a government of the people; that is to say, a government in which all power is derived from, and at stated periods reverts to them—and that, in its operation, it is purely a government of Laws made and executed by the fair substitutes of the people alone.
Besides
the fact that this disclaimer is a practically verbatim quotation of Washington’s
letter to Hamilton on the high merit of The
Federalist, it is important to note the emphasis both on his agency in
forming the system and his continued effort to assure himself as to its nature.
The address rehearsed all of the structural components of the Constitution
from the perspective both of their republican safety and efficiency. He judged
its superiority to most constitutions which “have existed in the world” on
three grounds: first, it has adequate powers to perform the task of governing;
secondly, it has no greater power than is requisite to accomplish the “safety
and happiness of the governed”; and, third, (as he said to Lafayette) never
before has any government so efficaciously guarded itself against degeneration
into oppression. Washington continued to place the Constitution in the context
of the Revolution, to show it as an accomplishment of the Revolution rather
than of a latter-day departure.
Because
this was to be a public address, and an address to Congress, Washington included
extensive discussion of the situation and future of the United States. Indeed,
many portions of the address resemble the arguments later laid out in the
“Farewell Address.” Space does not permit us to provide a thorough exegesis
on this occasion. Nevertheless, it must be noted that Washington undertook
to define the character of the regime as such, or, as he put it, “to express
my idea of a flourishing state with precision; and to distinguish between
happiness and splendour.” In making that distinction Washington returned to
the animating theme of the “Circular Address”: self-government understood
as a spirit of moderation. Now, however, he adds to it a spirit of “magnanimity,”
a spirit which becomes possible for a people truly moderate once they enjoy
the blessings of a genuine regime. This is the same “magnanimity” which he
praised and encouraged in the “Farewell.” This theme returned Washington to the meaning
of the Declaration of Independence:
I
rejoice in a belief that intellectual light will spring up in the dark corners
of the earth; that freedom of enquiry will produce liberality of conduct;
that mankind will reverse the absurd position that the many were, made for the few;
and that they will not continue slaves in one put of the globe, when they
can become freemen in another.
Washington
then aimed to undertake his charge with a sense of duty (he explained earlier
that he had no posterity to advantage by his conduct!). He aimed, too, to do so in the company of his fellow citizens, entering
a path that would yet prove “intricate and thorny,” but which would “grow
plain and smooth as we go.” It would grow so, he held, because of their adhering
to that “eternal line that separates right from wrong.”
Washington,
accordingly, regarded the work of the Convention as enabling the pursuit of
a political course which should vindicate the claims of self-government understood
as the capacity of man to guide himself by the light of moral claims. The
affirmation hinged on the twofold condition of accomplishing such a political
structure as would preserve to individuals the opportunity to pursue that
course at the same time as men in general proved capable of doing so. They
would qualify for self-government in the sense of free institutions in proportion
as they qualified for self-government in the sense of that capacity of soul
to govern themselves by the light of reason. Insofar as Washington’s efforts
within the Convention were directed toward that end, our assessment of his
influence must be governed by the need to discern that principle at work.
We have already suggested the basis for such a judgment. It bears repeating,
however, that Washington’s final contribution to the Convention testifies
as well as anything may that he, at least, judged at the end that he had accomplished
his goal. The time to make a bow to democracy was precisely at that moment
when judgment held that democracy had been safely hedged in with appropriate
checks and guides. This was surely Washington’s way of joining in Franklin’s
recognition of the sun painted at the back of the president’s chair as a rising,
not a setting, sun.
What
Franklin did after the Convention, no less than Washington, reveals the nature
and extent of his influence. His situation was peculiar to begin. Every title
of eulogium had long since been applied to Franklin—philosopher, patriot,
statesman, diplomat, noble, gentle. Only the title “founder” had escaped him.
Ralph Ketcham attempted an explanation of this:
Franklin
did not bring profound talent for devising institutions of government to this
exacting task. He brought what was most needed in the aftermath of revolution
where the premium had been on ringing words, reckless courage, and persistence
in principle: the wisdom of experience, the good sense of a sage, and an unfailing
instinct for proposing the next short step men might take in agreement, or
at least in agreement to disagree.
[28]
Certainly
Franklin’s midwifery in the “Great Compromise” might confirm an important
part of this appraisal. Then, too, the fact that Franklin in 1787 was already
well advanced in years—twenty years the senior of the next oldest delegate—and
yet kept to the grueling pace (five hours every day from the start), provides
evidence that “persistence in principle” yet had place to operate. Still,
however, Franklin had a contribution of great significance to make. Just as
Washington’s countrymen had greeted the Convention with the re-printing of
his 1783 “Circular Address,” they celebrated its close with the widespread
reprinting of Franklin’s famous closing speech. Thus, Franklin’s contribution
in the aftermath of the Convention has the special value of also having been
an essential contribution within the Convention. Because the final speech
had been devised by Gouverneur Morris, questions may arise as to how far it
can be attributed to Franklin’s virtues. Nevertheless, I shall make the case
that there we can find the definitive gloss on Franklin’s influence and contribution.
It should be remembered, too, that works like Franklin’s speech had a far
greater effect in the actual climate of the time than works such as The Federalist, so greatly celebrated
today.
The
problem at hand at the close of the Convention lay in the fact that not all
the states were represented, and of those that were, not all the delegates
approved the Constitution. Nevertheless, the supporters of the Constitution
wished much to go to the country with a show of unanimity. Franklin’s speech
contained the vehicle which was designed to muster at least a show of unanimity,
namely, a signing by individuals, with testimony to the unanimity of the states
(obscuring the minority representation in states such as Virginia and treating
New York as not represented in spite of Hamilton’s presence). Well before
Franklin reached the point of that motion in his speech, he had much to say
about the work of the Convention, and that is what appealed to his countrymen
in the aftermath.
Franklin
opened the speech with the “confession” that several parts of the Constitution
did not meet his approval. But, said he, “ I
am not sure I shall never approve them.” The posture of openness christened
his recommendation of the Constitution. Nor was it mere affectation. That
openness was not mere skepticism; it was occasioned by a lively sense of the
country’s urgencies. The country needed a general government and, like Pope,
he was not certain but that any government, well administered, might “be a
blessing to the people.” His counsel therefore inculcated faith in the virtues
of George Washington, whom he had nominated for the presidency of the Convention
and whom he anticipated, like everyone else, to be charged with the superintending
duty under the new government.
I consent, Sir, to this Constitution because I expect no better, and because I am not sure, that it is not the best. The opinions I have had of its errors, I sacrifice to the public good.
Franklin
made a concession, then, a concession to the public good. His concession at
the end of the Convention mirrors Washington’s concessions in the course of
the Convention; it was perhaps prepared by them. Franklin understood the importance
of conciliating public opinion. He thought, however, that to entertain them
with good opinion might contribute as much to doing so as to enlighten them.
Accordingly, he was willing to pledge to keep his reservations about the Constitution
“within these walls,” and to speak of the “wisdom and integrity” of the nation’s
governors out of doors. Franklin appreciated the value of worthy symbols as
much as he did the necessity to prepare the public mind for innovations. Perhaps
a fair part of preparing the public mind for innovations, in his view, consisted
in producing for it worthy symbols. From this angle, however, we have regard
only to the fact that Franklin spoke within the Convention. We have noted,
though, that his speech was widely printed in the country, more extensively
than The Federalist. Franklin did
not so much keep his secret as reveal that those to whom he had
made the pledge were worth keeping secrets for.
[29]
He brought Americans into the secret, thereby
enlisting them in the project of giving General Washington’s dream a chance.
So, too, did he conduct himself within the Convention. We may conclude, therefore,
that he had a more than symbolic influence. For all his tentative ideas, he
held fast to the notion of building faith in the novel idea of self-government
on an imperial scale.
Franklin
and Washington should be recalled as active shapers of the work in the Constitutional
Convention. We should do so, not because it would add lustre to their names,
but because it would advance our own understanding of the accomplishment of
the founding. We cannot embellish their epitaphs. Washington’s was written
in the characteristic form of that Socratic irony which proved immensely valuable
to him in accomplishing the task he undertook (and to which he adhered in
discarding the temptation to break the pattern in his first inaugural). It
is the enduring testimony of the regime itself, “without parade or funeral
oration,” to quote from his “last will and testament.” Franklin, too, wrote
his own epitaph. We cannot close better than by reproducing it:
The
Body of
Benjamin
Franklin, Printer
(Like
the Cover of an old Book,
Its
contents worn out,
And
stript of its lettering and gilding)
Lies
here, food for worms!
Yet
the work itself shall not be lost,
For
it will, as he believed, appear
once more
In
a new
And
more beautiful edition,
Corrected
and amended
By
its Author.
Appendix
Some Illustrative Convention Votes·
|
Date |
Vote |
Pa. |
Va. |
|
5/30 |
Vote
to defer “national government” clause |
no |
no |
|
|
Vote for national government |
yes |
yes |
|
5/31 |
Franklin motion to add “negative on state laws contravening
articles of union,” “or any treaties subsisting under the authority
of the union” |
yes |
yes |
|
|
Pa. votes against bicameral legislature, “probably from complaisance
to Dr. Franklin” |
|
|
|
|
Vote
on popular election of House |
yes |
yes |
|
|
Vote on motion to strike “nomination by state legislators”
from provision that House elect Senate |
no |
no |
|
|
Vote on entire motion to elect a Senate—“chasm left in plan” |
no |
no |
|
|
Vote on clause to grant national powers “where states are
not competent” |
yes |
yes |
|
6/1 |
Vote on Madison’s motion to spell out executive powers “…as
may from time to time be delegated” striking last clause |
yes |
no |
|
|
Vote
on remaining executive clause |
yes |
no |
|
|
Vote
on seven-year term for executive |
yes |
yes |
|
6/2 |
Vote
on Wilson’s electoral college scheme |
yes |
no |
|
|
Vote
on electing executive by national legislature |
no |
yes |
|
|
Vote to strike from Dickenson motion for removal of executive
“upon application of states” |
no |
no |
|
|
Vote
on Dickinson motion |
no |
no |
|
|
Vote
to deny re-eligibility of executive |
dvd |
yes |
|
6/4 |
Vote
on single executive |
yes |
yes |
|
|
Vote
to consider motion for executive |
|
|
|
|
Veto
in place of Council Revision |
yes |
no |
|
|
Vote
on absolute veto (Franklin speaks against) |
no |
no |
|
|
Vote on suspensive power in executive (Franklin seconds motion) |
no |
no |
|
|
Vote
on motion for veto with two-thirds provision |
yes |
yes |
|
|
Vote
to establish national judiciary |
yes |
yes |
|
6/5 |
Vote
to strike legislative appointment from judiciary article |
yes |
yes |
|
|
Vote
on republican guarantee clause |
yes |
no |
|
|
Vote
on session of Congress |
yes |
no |
|
|
Vote
to postpone amendment procedure |
yes |
no |
|
|
Vote
to postpone oaths for state officers |
no |
yes |
|
|
Vote
to strike “inferior tribunals” from judiciary clause |
no |
no |
|
|
Wilson-Madison motion that legislature institute inferior
tribunals |
yes |
yes |
|
6/6 |
Vote to replace people by state legislatures for House election |
no |
no |
|
|
Wilson-Madison motion for Council of Revisions to include
justices |
no |
yes |
|
6/7 |
Wilson-Madison motion to postpone motion that state legislatures
appoint Senate |
yes |
no |
|
|
Vote
on motion to appoint Senate |
yes |
yes |
|
6/8 |
Vote
on negative of state laws (Washington not voting) |
yes |
no |
|
6/9 |
Vote
on election of executive by governors |
no |
no |
|
6/11 |
Vote on motion that representation not follow model of Confederation |
yes |
yes |
|
|
Vote
on inclusive basis of representation |
yes |
yes |
|
|
Vote
on one vote per state in Senate |
no |
no |
|
|
Vote
on proportional representation in Senate |
yes |
yes |
|
6/12 |
Vote
on ratification by popular conventions |
yes |
yes |
|
|
Vote
on triennial elections for House |
yes |
yes |
|
|
Vote on “fixed” legislative salaries (Franklin defends “fixed”
over “liberal” |
yes |
yes |
|
|
Vote
on paying salaries from national treasury |
yes |
yes |
|
|
Motion
to strike “representative ineligible for state offices” |
no |
no |
|
|
Motion to make representative ineligible for national office
for three years |
no |
no |
|
|
Motion to make representatives ineligible for national office
for one year |
yes |
yes |
|
|
Motion
to strike age requirement for Senate |
yes |
no |
|
|
Motion
to set age at thirty |
yes |
yes |
|
|
Vote
on seven-year term for Senate |
yes |
yes |
|
|
Motion
to withhold compensation from Senators |
yes |
yes |
|
6/13 |
Motion
to restrict money bills to House |
no |
yes |
|
6/15 |
Paterson
Plan introduced (Washington back in chair) |
|
|
|
6/19 |
Motion to “revise Articles” in place of Paterson’s first
article |
no |
no |
|
|
Vote for Virginia Plan over Paterson Plan |
yes |
yes |
|
6/21 |
Vote on bicameral arrangement |
yes |
yes |
|
|
Vote on reference of election of House to state legislatures |
no |
no |
|
|
Vote on direct election of House |
yes |
yes |
|
|
Vote to strike three-year term, with insertion of two years |
yes |
yes |
|
6/22 |
Motion for national legislature to set own salary |
yes |
no |
|
|
Motion to strike “national treasury” from compensation clause |
no |
no |
|
|
Motion for twenty-five years age qualification for House |
no |
yes |
|
|
Vote to strike ineligibility for national office for representatives |
dvd |
no |
|
6/23 |
Vote on “adequate compensation from national treasury” |
yes |
yes |
|
|
Motion to strike “ineligibility to state offices” |
no |
yes |
|
|
Motion to confine ineligibility to offices created by sitting
Congress (Madison) |
no |
no |
|
|
Motion for ineligibility during representative’s term |
no |
yes |
|
|
Motion for ineligibility for one year after representative’s
term |
dvd |
no |
|
6/25 |
Vote for election of Senators by legislatures |
no |
no |
|
6/26 |
Vote for nine-year Senate term |
yes |
yes |
|
|
Vote for six-year Senate term |
yes |
yes |
|
|
Motion for no compensation for Senate (Franklin seconds) |
yes |
no |
|
|
Motion for states to pay senators |
no |
no |
|
|
Motion to pay from public treasury |
yes |
yes |
|
|
Motion to make senators ineligible for offices for the duration
of term plus one year |
yes |
yes |
|
|
Motion for senators’ ineligibility to state offices |
yes |
yes |
|
6/28 |
Franklin makes speech calling for compromise and prayer |
|
|
|
6/29 |
Vote to depart from rule representation in Articles |
yes |
yes |
|
6/30 |
Franklin makes speech and motion on representation |
|
|
|
7/2 |
Motion that Senate follow rule of Articles |
no |
no |
|
|
Motion to form compromise committee |
yes |
yes |
|
|
Committee to be one-member-from-each-state (committee: Gerry,
Ellsworth, Yates, Paterson, Franklin, Bedford, Martin, Mason, Davey,
Rutlidge, and Baldwin) |
no |
yes |
|
7/3 |
Committee report follows Franklin motion |
|
|
|
7/5 |
Motion to measure representation by quotas of contribution |
no |
no |
|
7/6 |
Motion to fix initial number of representatives in committee
(committee: G. Morris, Gorham, Randolph, Rutlidge, King) |
yes |
yes |
|
|
Franklin speech against separating parts of compromise |
|
|
|
|
Franklin speech on money bill restrictions |
|
|
|
|
Vote to retain clause on money bills |
no |
no |
|
7/7 |
Vote to retain one vote per state in Senate |
no |
no |
|
7/9 |
Vote on committee report, clause allowing adjustment of representatives
by wealth and numbers |
yes |
yes |
|
|
Motion to form new committee of one from each state to set
initial appointment (committee: King, Sherman, Yates, Brearly, G. Morris,
Read, Carrol, Madison, Williamson, Rutlidge, Houston |
yes |
yes |
|
7/10 |
Vote to alter committee apportionment, New Hampshire from
three to two |
no |
no |
|
|
Vote to alter North Carolina from five to six |
no |
no |
|
|
Vote to alter South Caroline from five to six |
no |
no |
|
|
Vote to alter Georgia from three to four |
no
|
yes |
|
|
Madison motion to double numbers (130) |
no |
yes |
|
|
Vote on Committee report |
yes |
yes |
|
7/11 |
Vote to count blacks equal with whites |
no |
no |
|
|
Vote on periodical census |
yes |
yes |
|
|
Vote on including three-fifths clause |
no |
yes |
|
|
Vote on census after first year |
yes |
yes |
|
|
Vote on complete resolution |
no |
yes |
|
7/12 |
“Direct taxes proportioned to representation” |
yes |
yes |
|
|
Motion to rate blacks equal to whites |
no |
no |
|
|
Vote on complete resolution |
yes |
yes |
|
7/13 |
Motion for initial taxation proportioned to initial representation |
yes |
no |
|
|
Motion to drop wealth from rule of representation |
yes |
yes |
|
7/16 |
Vote on entire compromise, sixty-five members in House, money
bills provision, one vote per state in Senate |
no |
no |
|
7/17 |
Vote on negative state laws |
no |
yes |
|
|
Vote on direct election of executive |
no |
no |
|
|
Vote on state legislature appointment of electors |
yes |
no |
|
|
Vote on election by national legislature |
yes |
yes |
|
|
Vote to strike executive ineligibility for re-election |
yes |
no |
|
|
Vote on good behavior executive tenure |
yes |
yes |
|
7/18 |
Vote to appoint judges by executive without Senate concurrence |
yes |
no |
|
|
Vote on appointment with Senate concurrence |
yes |
yes |
|
|
Vote to strike “increase” in limitation on judicial salaries
(Franklin supported) |
yes |
no |
|
7/19 |
Vote on electoral appointment of executive |
yes |
yes |
|
|
Selection of electors by state legislatures |
yes |
no |
|
|
Vote on executive ineligibility second time |
no |
no |
|
|
Vote on seven-year term |
no |
no |
|
|
Vote on six-year term |
yes |
yes |
|
7/20 |
Vote on impeachment of executive (Franklin supported) |
yes |
yes |
|
7/21 |
Vote to form Council of Revision with judges |
dvd |
yes |
|
|
Vote to appoint judges by executive subject to disagreement
of Senate |
yes |
yes |
|
|
Vote to appoint judges by Senate |
no |
no |
|
7/23 |
Vote to ratify in state legislatures |
no |
no |
|
|
Vote to ratify in conventions, called for by Congress |
yes |
yes |
|
|
Vote that Senate consist of two members from each state,
voting per capita |
yes
|
yes |
|
7/24 |
Vote to appoint executive by national legislature |
no |
no |
|
|
Committee of detail appointed: Rutlidge, Ghorum, Ellsworth,
Wilson |
|
|
|
7/26 |
Vote to restore executive to seven-year term, ineligible
second time, chosen by Congress (on Madison motion) |
no |
no |
|
|
Vote to accept entire resolution on executive, chosen by
Congress for seven years, ineligible to succeed, with express powers
(Washington and Madison, no; Blair and Mason, yes; Randolph, absent) |
no |
dvd |
|
8/8 |
Vote to strike money bill provision |
yes |
yes |
|
8/10 |
Vote on power of Congress to set property qualification for
its members |
no |
no |
|
8/13 |
Vote on originating money bills in House (Blair and Madison,
no; Mason, Randolph, and Washington, yes. But Madison notes, Washington
“disapproved & till now voted agst. the exclusive privilege, he
gave up his judgment he said, because it was not of very material weight
with him & was made an essential point with others, who if disappointed,
might be less cordial in other points of real weight.” |
no |
yes |
|
8/20 |
Vote on Mason sumptuary law motion |
no |
no |
|
8/21 |
Vote on “no tax on exports” except by two-thirds (Washington
and Madison, yes) |
yes |
no |
|
|
Vote on “no tax on exports” (Washington and Madison, no) |
no |
yes |
|
8/22 |
Vote on “Committing slavery provisions” to effect a compromise |
no |
yes |
|
8/24 |
Vote on joint ballot in Congress for executive |
yes |
yes |
|
|
Vote on majority rule in ballot for executive |
yes |
yes |
|
8/25 |
Vote to extend slave importation provision to 1808 |
no |
no |
|
9/5 |
Vote to reject committee report and return to original plan
to elect representative |
no |
no |
|
9/7 |
Motion by Mason (Franklin second) to refer to committee provision
for executive council in place of executive appointments/cabinet (Madison
spoke in defense of motion) |
no |
no |
|
9/8 |
Vote to originate money bills in House |
yes |
yes |
|
|
Vote to increase size of House |
yes |
yes |
|
9/12 |
Vote to reduce override to two-thirds from three-fourths
(Washington, Blaire, and Madison, no; Mason and Randolph, yes) |
no |
no |
|
9/14 |
Vote on motion to increase initial allocation of representatives
for House |
yes |
yes |
|
|
Motion to remove appointment of Treasurer from legislature |
no |
no |
|
9/17 |
Motion to revise rule of representation, increasing it from
1:40,000 to 1:30,000 (Washington stepped from chair to defend this motion,
following which it passed unanimously) |
|
|
*
Published in The Political
Science Reviewer Fall 1987, vol. 27: 109-138.
[1] The Documentary History of the Ratification of the Constitution, John P. Kaminski and Gaspare J. Saladino, eds. (Madison: State Historical Society of Wisconsin, 1981), vol. XIII, “Commentaries on the Constitution: Public and Private,” vol. I, 80.
[2] The Essential Antifederalist, W.B. Allen and Gordon Lloyd, eds. (Lanham, Md.: University Press of America, 1985), 95.
[3] Henry Knox to George Washington, quoted in “Washington and the Constitution,” David M. Matteson, #7 in Honor to George Washington, ed. by Albert Bushnell Hart for the George Washington Bicentennial Commission, Washington, D.C., 1931, 13.
[4] Paul W. Conner, Poor Richard’s Politicks (New York: Oxford Univ. Press, 1965), 57.
[5] Benjamin Franklin, The Autobiography of Benjamin Franklin (New York: Colher Macmillan Publishers, 1962), 79.
[6] See Ralph Ketchum, Benjamin Franklin (New York: Washington Square Press, 1966).
[7] Benjamin Franklin, “Consolation for
America, or remarks on her real situation, interests, and policy,” The American Museum, January 1787, 1.
This was the initial issue of the Museum.
[8] Benjamin Rush, “An Address to the People
of the United States,” The American
Museum, January, 1787, 9. Compare the argument in The Federalist, number sixty-three. The
federalists mounted a sustained campaign to convey the idea of the “alienation”
of the people’s authority. I have described this in an essay, “Federal
Representation: The Design of the
Thirty-Fifth Federalist Paper,” Publius, vol. 6, no. 3,
1976.
[9] Op. cit., Kaminski and Saladino, 60-62.
[10] See Douglass Southall Freeman, George Washington: A Biography (New York: Scribners, 1948-57), vols. V & VI. Also, see N. K. Risjord, Chesapeake Politics (New York: Columbia University Press, 1978), chaps. 3-8, especially pages 84-85. Compare, John Marshall, The Life of George Washington (Philadelphia: James Crissy, 1838 [2d. edition]), cps. III & IV.
[11] To David Humphreys, July 25, 1785.
[12] General Orders, July 4, 1775, from Cambridge.
[13] To the Inhabitants of Canada [1775].
[14] To General Thomas Gage, August 20, 1775.
[15] To John Bannister, April 21, 1778, Valley Forge.
[16] General Orders, March 1, 1778, Valley
Forge.
[17] To John Augustine Washington, May 31,
1776.
[18] To Robert Morris, June 3, 1783.
[19] “The Farewell Address,” paragraphs 7-10.
[20] To James Madison, March 31, 1787.
[21] To Bushrod Washington, September 30, 1786.
[22] Inaugural Speech, April 30, 1789: “When I was first honored with a call into the service of my country, then on the eve of an arduous struggle for its liberties, the light in which I contemplated my duty, required that I should renounce every pecuniary compensation. From this resolution I have in no instance departed. And being still under the impressions which produced it, I must decline, as inapplicable to myself, any share in the personal emoluments which may be indispensably included in a permanent provision for the Executive Department; and must accordingly pray, that the pecuniary estimates for the station in which I am placed, may, during my continuance in it, be limited to such actual expenditures as the public good may be thought to require.” The Congress, upon consideration, disagreed with the President and ordered a regular salary for him.
[23] The votes of 6/4 (2) on the absolute veto and the suspensive veto; 6/12 on the substitution of “fixed” for “liberal” in a compensation clause; 6/26 on senate compensation; 7/2 on his motion on composition of senate; 7/6 on money bills; 7/16 on the “Great Compromise;” 7/18 on the inclusion of “increase” in the limitation on judicial salaries; 7/20 on impeaching the executive; 8/8 on a motion to strike the money bill provision; 8/13 on money bills; 9/7 on the executive council; 9/8 on money bill; and 9/ 17 on Washington’s representation position.
[24] Op. cit., David Matteson, 21.
[25] To Lafayette, February 7, 1788.
[26] Nathaniel Stein, “Washington’s Discarded Inaugural,” Manuscripts, vol. x, no. 2, Spring, 1958.
[27] A new collation, and the basis of the
following analysis, will appear in my collection of Washington’s Political
Writings (Indianapolis: Liberty Press, 1987)
[28] Op. cit., Ketcham, 185.
[29] He did keep one secret: The motion which set up the device for creating an
image of unanimity was varied
in publication, altered so to read, “make manifest our unanimity,” without
hinting at the distinction between states represented and not represented.
Along with that, the passage in the speech in which he candidly referred to
“our real or apparent unanimity” was elided from the original Boston Gazette printing.
· The votes recorded in this table are taken
entirely from James Madison’s notes, as reproduced in The Records of
the Federal Convention of 1787, ed. Max Farrand (New Haven: Yale University
Press, 1966), vols. I and II.