How we regard the birth of
liberty in North America greatly influences our appreciation of its value
today. Scholarship has long and rightly portrayed its origins in traditions
antedating the American Revolution. They derive it from the English Common Law,
and see in the American founding a confirmation of that tradition of English
law and custom. The colonists are regarded as having gradually acquired the
arts of independent self-government from the historic practices of English
indulgence. In that light, they have seen the Revolution as a break from English
administration of the colonies, rather than as a decisive advance in theory and
principles of self-government. Accordingly, they have systematically discounted
the influences of thinkers—English, Scottish, and continental—in originating
the Revolution. Rather, they insist, Whiggish activists borrowed the rhetoric
of their English cousins to defend their unparalleled exertions on behalf of independence,
but with little idea whatsoever of a way of life other than that for which
colonial experience had prepared them.
There is considerable truth
in this account, inasmuch as the Americans treasured most highly the rights and
liberties of Englishmen. They began to defend and articulate their rights to
life, liberty, and estates from the earliest date. The 1646 case of Robert
Childs, et al. testifies powerfully
to this history, and not alone. We would be neglectful, however, if we failed
to note that these early challenges were generally directed toward colonial
exercises of power—as was the rhetoric of Patrick Henry in the Parson’s fee
case of the late 1750s. In short, it was in the context of seeking out
limitations on the colonial exercise of power that Americans so frequently and
habitually invoked their ancient rights under the British constitution. This
process reached its peak in the use made of the work English Liberties, by Henry Care. It was no accident, to be
sure, that Care was probably the most radical of post-settlement Whigs. Yet he
did not go far enough for the Americans. In the case of men like Sam Adams, his
virulent anti-popery survived far better than his scholarly reliance on English
law.
Accordingly, contemporary
scholarship is wrong in its central claim—namely, that prior to the Revolution
Americans did not meaningfully divide over questions of rights and liberties.
They are also wrong to minimize the influence of modern political philosophy in
the direction that debate ultimately took. Not only was it the case that the
British Constitution ceased to offer adequate authority from the moment the
imperial power itself came into question (the evidence for which may be gleaned
from the Massachusetts General Court’s instructions to its British agent,
Jasper Mauduit, in 1762, which instructions elevated John Locke above
immemorial usage).[1] It is more dramatically the case that
Americans well before, in small groups to be sure, began to search for a more
express articulation of the foundations of liberty. In the late 1740s a small
group in Massachusetts, Sam Adams at its center, had already opened the
quest—prior to the outbreak of the Seven Years’ War and well before the
questioning of imperial power. They published a short-lived but frankly
political journal, taking North America and Americans, not just Massachusetts,
as the natural arena and objects of their efforts.
One member of this group,
Daniel Fowle, provides the most dramatic evidence of the direction in which
their thoughts turned. Fowle’s work from 1754-1756 remains extant, though it has
apparently been only rarely consulted. It is perhaps the first comprehensive
discussion of the principles of government, in the tradition of the literature
of the Revolution, written and published by an American. Fowle’s A Total Eclipse of Liberty bridges the
old and new worlds; aimed at exposing abuses of power in Massachusetts, it
celebrates the English constitution and English liberties. At the same time,
however, Fowle explicitly introduces reason and the “poor dim light of nature”
as the standards of political judgment.[2] It is therefore no accident that his short essay contains
all the essential forms and objectives of Revolutionary rhetoric, including the
robust version of the consent of the governed and an express assertion of the
right of revolution.
Where did Fowle derive the
principles of his analysis? Primarily from the philosophical traditions of the
west, including the eighteenth-century enlightenment and continental thought.
Inasmuch as my particular concern is to discuss the status of liberty in the
eighteenth century—and that primarily of Montesquieu—this last point is the
one to which I will draw ultimate attention. Before I take up that direct
discussion, however, I wish to set forth with some clarity the significance of
Fowle’s essay and its exact content (which, I believe, is no longer familiar to
any scholar apart from my wife and myself).
I derive the significance of
Fowle’s work indirectly. Scholars like Spurlin and Lutz have conducted
exhaustive surveys of Revolutionary and colonial thought for indications of
intellectual antecedents. Spurlin considered Montesquieu alone, while Lutz
surveyed the whole range of moral and philosophical literature. They agree on
the enormous significance of Montesquieu, but largely confine his influence to
a point when the direction of the Revolution had already been set. Lutz’s more
recent and more accurate work demonstrates Montesquieu’s great importance but
expressly maintains that the Spirit of
the Laws served as a reference source in a context where, confronted with
an accomplished Revolution and needing to establish a government, the founders
were searching for guidance. In short, Montesquieu did not inspire the
Revolution; he only provided much needed practical advice after it had
occurred. Spurlin and Lutz agree: Montesquieu appeared in America only after
1760 and then mainly in the 1780s. This judgment was certainly a reasonable one
from all direct and indirect evidence. In terms of direct evidence, we cannot
find advertisements for Montesquieu’s works prior to the 1760s and have few, if
any, records of its being offered for sale. Further, few persons have ever
uncovered citations prior to that period. In terms of indirect evidence, America
was not exactly on the intellectual main line. While Montesquieu took Europe
and England by storm, it is not unrealistic to think that a work published
effectively in 1749 and translated into English in 1750 might take a few years
to penetrate the less developed corners of the world. In fact, however, Daniel
Fowle’s essay reproduced extensive citations from the book in 1754. How early
he saw it—and he refers to the book, not to someone else’s citation—we are as
yet unable to judge. Clearly, however, he saw it early. Further, he published
an important part of it to his countrymen. The cause of liberty had a boost
from the continent long before the King and parliament had become liberty’s
enemies. That is the significance of Fowle’s work.
As to the content of A Total Eclipse of Liberty,[3]
I am now required to tell Fowle’s story. A printer-publisher
in Boston, he was summoned before the Lower House of Assembly on 24 October,
1754 to answer questions concerning a publication entitled “Monster of
Monsters.” The House considered the anonymous piece a libel on itself and
wished to find and punish those responsible. Fowle denied that he either
authored or printed the piece. He admitted that he had handled it, receiving
some ten copies which he offered for sale. He was vague about his knowledge of
the source, indicating only that the pamphlets had been delivered to him by
some youth, presumably employed by the printer. There was some indication that
Fowle’s brother, Zechariah, and a Royal Tyler were involved, but he did not say
so squarely. In the end the House remanded him to the common jail, pending
further word from the Speaker. There was no finding of guilt and no formal
presentation of charges. But Fowle was jailed, and there began his work, A Total Eclipse of Liberty. He succeeded
in writing only a few pages before pen and paper were removed from him. He
spent forty-eight hours confined in the stone jail, and another three days in
the jailer’s quarter, during which time his distraught wife lost her health and
miscarried. Fowle complained bitterly of this “unheard of attack upon the Liberty of an Englishman, than which
scarcely anything is dearer, if he has but the spirit of a Man....” In his own
words, the experience seemed thus:
I had no bed to lodge on,
but a pillow and one blanket. I walked about, and when tired sat down, and
heard the Clock strike every Time from 12 till eight. There is but one Window,
and that without anything to keep off the Weather, as there is only several
iron Bars, no Winder-shut, which the Murderer
was favour’d with. The Place stunk
prodigiously, which oblig’d me to tye my Handkerchief over my Mouth and
Nose, for fear of being suffocated: worse
than the Smell of Brimstone. I heard
no Noise for some considerable Time; All
Nature seem’d to be dead; the first stiring of any Thing I could hear, was
the Noise of Rats, which seem’d to be of a prodigious size...[4]
After forty-eight hours of this Fowle was removed to
the jailer’s quarters, where an order was received commanding that he be released
privately. Upon this news he responded, “I now desire that the same Authority
that put me in, would by virtue of that same Power take me out, and not thrust
me out privily.”
On October 28th
Fowle remained a prisoner, whereupon, in his account, he inserted a lengthy
extract from “that approved piece,” Montesquieu’s Spirit of the Laws. He used those passages which recur throughout
the founding era, culminating in Federalist
number 47 in 1788. As he transcribed them, evidently from the translation
of Thomas Nugent but corrected here and there against the French original, they
read thus:
The
[political] Liberty of the Subject is a Tranquility of Mind, arising from the
Opinion each Person hath of his safety. In order to have this Liberty, it is
requisite the Government be so constituted as one man need not be afraid of
another....
When
the Legislative and Executive Powers are united
in the same Person, or in the same Body
of Magistrates, there can be no Liberty;
because Apprehensions may arise least the same Monarch or Senate should
enact tyrannical Laws, to execute
them in a tyrannical Manner.
Again,
There is no Liberty, if the Power of Judging
be not separated from the
Legislative, the Life and Liberty of the Subject would be exposed to arbitrary Controul; for the Judge would be the Legislature. Were it joined to the Executive Power, the Judge might behave with all the Violence of an
Oppressor [violence and oppression].
There
would be an End of every Thing, were
the same Man, or the same Body, whether
of the Nobles or of the People, to exercise these three Powers, that of enacting Laws, that of executing the Publick Resolutions, and
that of judging the Crimes or Differences
of Individuals [trying the causes of individuals].[5]
Placed in the context of
Fowle’s ordeal, we should have less difficulty to hear the apocalyptic and
revolutionary nature of Montesquieu’s teaching. Where liberty (he had said “political
liberty,” but Fowle altered it) is not assured, man must fear man; without the
separation of powers, laws will be tyrannically framed and executed; without
separation of powers, judges act with all the violence of an oppressor (he
corrected Nugent’s “violence and oppression”); and everything would collapse if
the different powers were exercised by the same man or men.
In fact, in colonial America
as in Montesquieu’s France, it was commonplace to find the powers of government
promiscuously mixed. The case of Robert Keayne in Massachusetts, at a hundred
years removed, but not very different in form from Fowle’s case, testifies to
this. Accordingly, these radical claims about the danger to liberty constitute
as much an indictment in the one case, America, as in the other case, France.
Moreover, even as Fowle celebrates English liberty, he has learned from this Frenchman
of radical defects in that liberty. Hence, he is at the start of that train of
reflections which produced the American Revolution and introduced a new,
non-customary standard for the defense of Liberty. What is of great interest in
this story is the fact that Montesquieu was also the last Enlightenment thinker
on the continent who could have left such a legacy. In the very year Fowle
wrote, Montesquieu completed the definitive version of his classical work and
then died. In that same year, Jean Jacques Rousseau published his Discourse on the Origins of Inequality Among
Men, which opened the modern assault on nature as a moral standard and
natural rights as a source of political principles.
True, for Rousseau man was
good in nature—if to be good it suffices to be peaceful and stupid. But that is
the point: man in nature is not the man we know. The man we know, Rousseau
held, is wicked. What changed him? “only the changes occurring in his
structure, the progresses he had made and the knowledge which he has acquired.”[6]
Thus, in the “Second Discourse,” in footnote “I,” Rousseau repeats the critique
he had offered in the “First Discourse on Science and the Arts”:
It was not without
difficulty that we succeeded in making ourselves so unhappy. When one considers,
on the one hand, all the prodigious labors of men, so many profound sciences,
so many invented arts, so much strength applied, abysses filled in, mountains
leveled, rocks crushed, rivers made navigable, land cleared, lakes dug out,
swamps dried up, enormous buildings erected on land, the sea covered with
vessels and sailors, and when, on the other hand, one investigates with but
little meditation the true advantages which have resulted from all this for the
happiness of humankind, one can only be struck by the astonishing disproportion
which exists between these things and deplore man’s blindness... Admire human
society as much as one may, it will be no less true that it necessarily
inclines men to despise one another in proportion as their interests
intersect....[7]
This art alone, this capacity for progress, for
self-perfection, is the sole distinguishing characteristic of man for Rousseau.
And it is a sufficiently ambiguous distinction that there is room to wonder
where man begins and orangutan ends—or whether African cannot mate with
orangutan. It is on this ground that Rousseau entertained the idea of a
progressive development of humanity. The very uncertainty of humanity’s
identity renders a reliance on nature as a guide impossible. There could not be
a more complete contrast with Daniel Fowle, who assumed not only that he could
recognize men, but
That all Men are so just, that not any one individual would do any Thing he imagin’d
injurious to his Neighbor, but that they were only liable to some Mistakes
about their own and others’ Rights .…[8]
The contrast was produced by the Enlightenment’s
inclination to follow in the paths of Galileo and Descartes, in the paths of
natural science.
We can discern the threat to
liberty in this approach by considering its effect on Thomas Jefferson’s
thought in the context of America, where Jefferson tried to mate natural
science and freedom. He, more than any other founder, was profoundly influenced
by the European Enlightenment, and the result was some confusion in his own
mind as to the force of American principles in the context of natural history.
The confusion was sufficiently great that he almost repudiated the truths of
the Declaration of Independence.
Jefferson’s position, stated
most forcefully in the Notes on the State
of Virginia, has long been misunderstood and abused by scholars, who have
accused him of being simply a racist. The controversy centers in an exchange
Jefferson had with Benjamin Banneker. The case: Banneker’s impassioned appeal
of August 19,1791 was that Jefferson (as Secretary of State as well as author
of the Declaration) exert himself to remove the baseless prejudice of an
inherent inferiority of black people. For the purpose Banneker condescended to
make himself an exhibit. While he did not appeal to the instance of his
producing an almanac, the formal occasion of his letter was to transmit that
philosophical effort to a kindred soul. Thus, the implication was unavoidable
that Banneker considered this a case made; his mathematical and astronomical
abilities were the acquisitions of his race. He appealed to Jefferson,
therefore, to join in procuring for black people “their promotion from any
state of degradation to which the unjustifyable cruelty and barbarism of men
may have reduced them.” Banneker attributed the entire prejudice concerning the
blacks’ lack of “mental endowment” to the enforced brutishness of slavery.[9]
Jefferson responded by
immediately recognizing the almanac as the “proofs you exhibit, that nature has
given to our black brethren, talents equal to the other colors of men,”
although Banneker had treated the transmission as incidental and even
apologized for including the messages in the one letter. Moreover, Jefferson
saw the exhibit as aimed at the prejudice of color, with the distinction that
Jefferson derived it not only from slavery but from the “degraded condition of
their existence, both in Africa and America.”[10] Jefferson, therefore, rejected Banneker’s
claim that the whole cause of black imbecility was American despotism. Much
like Rousseau, he had public, if
speculative, doubts about the place of the black man in the chain of being.
This story actually begins
with Jefferson’s Notes, in which he
pondered whether black men were not inferior to whites. Scholars have assailed
first the passages in the Notes and
then Jefferson’s response to Banneker (as well as later correspondence) as evidence
of his indelible prejudice. They overlook in the Notes his prayer that matters stand other than they seemed.[11]
The later charges center on the fact that Jefferson allegedly wrote in a
private letter to Joel Barlow (some say Benjamin Rush, mistakenly) and
questioned whether “Banneker had done the almanac or that any black man could
have.”[12]
The implication has been that Jefferson spoke differently to his “white
equal” than to Banneker, as well as differently in public and private.
Obviously, the Notes are every bit as
public as the Declaration was, and at the least Jefferson is exculpated from
the charge of hypocrisy. We are concerned to know whether he is equally
exculpated from the charge of confusion.
Jefferson returned to these
questions in a letter to Joel Barlow on October 8,1809. He wrote concerning a
Frenchman who had assumed the mission to prove black capacities, having taken
up Rousseau’s challenge. I quote at length:
He wrote to me also on the
doubts I had expressed five or six and twenty years ago in the Notes on
Virginia, as to the grade of understanding of the negroes, and he sent me his
book on the literature of the negroes. His credulity has made him gather up
every story he could find of men of color, (without distinguishing whether
black, or of what degree of mixture,) however slight the mention, or light the
authority on which they quoted. The whole do not amount, in point of evidence,
to what we know ourselves of Banneker. We know he had trigonometry enough to
make almanacs, but not without the suspicion of aid from Ellicot, who was his
neighbor and friend [and employer, in laying out Washington, D.C.], and never
missed an opportunity of puffing him. I have a long letter from Banneker,
which shows him to have had a mind of very common stature indeed.[13]
Here, of course, Jefferson accepts Banneker’s
authorship, while retaining the suspicion that he was aided in the work. More
importantly, he takes what little he finds in Banneker’s mind as evidence
sufficient as to “the grade of understanding of the negroes.” What grade was
that: “a mind of very common stature indeed.” The term of reference for this “common
stature,” of course, has to be the intellectual attainments of white folk,
since the questions grow out of the suspicion that the black mind was inferior
to the common.
Some scholars have imagined
this phrase to imply defect, inferiority. They read the word “common” to mean
base or vulgar (certainly a possible meaning), and there differ from me, who
recalls the euclidean term “common notion” as the critical linchpin in
constructing the intellectual edifice of geometry. That is, what Jefferson
sought in every black mind was not evidence of genius but of ordinary
intelligence, intelligence sufficient to warrant confidence that the axioms of
nature would command the souls of ordinary black folk as they do those of
ordinary white folk. That must be the level of intelligence of the common
intellect, else the “consent of the governed” will lose all intelligibility.
Here, then, is where confusion enters, for this is the light in which Notes on the State of Virginia, querying
whether freed blacks could become citizens, developed Jefferson’s doubts as
forcefully and publicly as those doubts are ever developed anywhere. I give the
relevant text:
In general, their existence
appears to participate more of sensation than reflection.... An Animal whose
body is at rest, and who does not reflect, must be disposed to sleep of course.
Comparing them by their faculties of memory, reason, and imagination, it
appears to me, that in memory they are equal to the whites; in reason much
inferior, as I think one could scarcely be found capable of tracing and
comprehending the investigations of Euclid...
*****
...not withstanding these
and other discouraging circumstances among the Romans, their slaves were often
their rarest artists. They excelled too in science, insomuch as to be usually
employed as tutors to their master’s children ... not their condition then, but
nature, has produced the distinction.—Whether further observation will or will
not verify the conjecture, that nature has been less bountiful to them in the
endowments of the head....
To justify
a general conclusion, requires many observations, even where the subject may
be submitted to the anatomical knife.... How much more then where it is a faculty,
not a substance, we are examining; where it eludes the research of all the
senses; ...let me add too, as a circumstance of great tenderness, where our
conclusion would degrade a whole race of men from their rank in the scale of
beings which the Creator may perhaps have given them.... I advance it therefore
as a suspicion only, that the blacks ... are inferior to the whites in the endowment
both of body and mind.[14]
In light of these passages everything should become
clear. Jefferson’s disagreement with Banneker over the source of black
degradation derived from Jefferson’s own confidence in the sufficiency of
natural history to answer that question. Only natural history could provide
such an answer as would remove the truth beyond mere political taste or
sentiment. It would have been foolish to embrace the equality of blacks and
whites, if to do so were to entail the denial of the natural rights on which
the laws of free men were based. Such a result would have had to follow, if the
political union of blacks and whites had to be forced against the evidences of
natural history. If the souls of black folk could not be commanded by the
axioms of nature, their political union with whites could not be based on that
mutual consent which derives from recognition that all men are created equal—that
is, black men could not recognize the equality of all men or the superiority of
life in accord with natural right. It was not Banneker’s appeal to the
Declaration which could persuade Jefferson. It was rather the demonstration
that Banneker possessed “a mind of very common stature indeed.” This was for
Jefferson not merely a disposition of the heart, for he regarded the agreement
of natural history with natural right as the necessary foundation of that
elevation of mind and body to which he aspired on behalf of all men.
Jefferson’s proclivity for
natural science betrayed him in this case into seeking a proof for the axiom
that all men are created equal, which is not only impossible but oxymoronic.
His problem emerges from his entertaining the question of humanity as a matter
of natural science. As Euclid’s common notions reveal, through the centrality
of the term “equal” in the five axioms, the self-evidence and truth of axioms
revolves around a principle of identity. That is, the native operation of the
intellect is the distinction of same and other—the recognition of the principle
of equality.
What that means in this case
is that to recognize that all men are created equal, and to recognize all men
as men, are one and the same. The one cannot be accomplished without the other.
To push the question, Are blacks men? Are Indians men? Are Chinese men? Are
Saxons men? Are Persians men? is already to deny the radical insight of the
Declaration. Jefferson, speculating Rousseau-like on orangutans and near-men,
threatened to overturn the liberating foundation of the American polity. Since
in Rousseau human equality meant nothing, inasmuch as a changing and deviating
nature constantly undermined the meaning of humanity itself, such speculation
was vacuous. But for Jefferson, to whom humanity was founded in an immutable identity,
such speculation was dangerous in the extreme, however natural in the context.
To his credit, however, he protested to Barlow that “nothing was or is farther
from my intentions, than to enlist myself as the champion of a fixed opinion,
where I have only expressed doubt.”[15]
The path cleared by Rousseau
led at the century’s end not only to Jefferson’s confusion but to Kant and
Hegel and ultimately to Nietzsche. In the course of time reason, revelation,
and nature came to be supplanted by history as the principal moral cause to which
most thinkers turned. Even in the French Revolution, where Montesquieu’s work
was remembered, the spirit of Rousseau ultimately prevailed. It realized itself
in Hegel’s identification of the Napoleonic consummation of that revolution as
wisdom’s dawning. Thus, the eighteenth century, and the Enlightenment, closed
on a dismal note of anticipated slavery, fully realized in the form of the
modern totalitarianisms since. It did not bring liberty; it brought tyranny.
American liberty alone
preserves historic evidence of the path not taken by Europe. Through it we are
enabled to recover the true direction of Montesquieu’s thought. We can ask what
there was in his thought which enabled him to stop short of Rousseau’s plunge.
How was he enabled to preserve nature and natural rights in the face of what
seemed Europe’s philosophical fate? I have provided one answer to that question
in a previous essay for the Academie Montesquieu on “Montesquieu and Natural
Law.”[16]
Here I will content myself to describe the impact of Montesquieu through the
eyes and experience of Daniel Fowle (and, by implication, Sam Adams).
While Fowle’s experience may
seem particular, he approached it throughout, more than John Peter Zenger did,
as having general significance. He made this clear at the outset, when he
apologized for the moderate tone of his work by his fear that “it should be
accounted a libel” and some reader
be thrown into a stinking
stone Gaol, though never so innocent, and suffer in the same Manner as if he
was the real Author: without Law, and in direct opposition even to the poor dim
Light of Nature, if I am not very much mistaken.[17]
Fowle’s approach brings the light of nature to the
support of law. Following the citation
from Montesquieu, a lengthy citation from Henry Care was entered, in which
Fowle fastened on those “Rights that from age to age have been deliver’d down
to us from our Renown’d Forefathers....” Needless to insist, it would be a
miracle if the “poor dim light of nature” concurred in every bequest from the
past. Still, the singular freedoms enumerated by Care all eventuated in “this
Truth, that when Liberty is once gone, even Life
itself grows insipid, and loses all its Relish.”[18]
A Total Eclipse divides into four parts, after the “Preface.” The last part is an
appendix, entitled “The Original of Civil Government, the Rights of the
People, etc.” In the final section Fowle recurred to the ultimate foundation of
government, the right of consent, rather than to immemorial usage. He took as
his authoritative model, Roman liberty, and the subjection of the “chief ruler”
to the will of the people. This democratic sentiment flew in the face of
British tradition, which entertained a notion of an original contract only as a
point of departure and to which no return was conceivable. Under English
principles, as Blackstone was later to codify, the people’s original authority,
once alienated, was alienated for good.
Fowle’s intention to present
a design of good government which could be defended “against the Invaders of
our Liberties and Privileges” required him to go beyond English tradition. It
required him to argue for enforceable limits on all delegated authority. In the
course of his argument he adduced all of the principles which were later to
coalesce in the ideas expressed in the Declaration of Independence. I quote at
length:
this observed, ‘No Governors
are the natural Parents or Progenitors of their People,—Nor has God by any
Revelation nominated Magistrates, shewed the Nature, or Extent of their Power,
or given a Plan of Civil Polity for Mankind.’ ’Tis also allow’d ‘to constitute
a State or Civil Polity in a regular Manner, these three deeds are necessary:
First, a Contract of each one for all, that they should unite in one Society to be governed by one
Counsel. And next a Decree or Ordinance of the People concerning the Plan of Government; and the
Nomination of the Governors. And lastly, another Covenant or Contract between
these governors and the People, binding the Rulers to a faithful
Administration of their Trust, and the People to Obedience.’[19]
Fowle’s plan envisions two contracts, an original
and an operational or ongoing contract, identifying the people as the true
sovereign. He did not overthrow the divine right of kings; he added to it a
superior divine right of the people. He plainly conceived a written
constitution as the organic and mediating tie between rulers and communities.
And he sought some form of election of rulers by the whole society, albeit
unspecified.
These provisions of
political philosophy—derived from the proposition that no man is the natural
ruler (or parent) of any other—Fowle derived from a standard of right, as
opposed to English inheritance. On this right, he argued, if there is no such
thing, “there could be no Oppression or Injustice, for Oppression or Injustice
is when that which is another’s Right is detained or taken from him against his
Consent.”[20]
It must come as no surprise,
therefore, that in Boston in 1754 he also preached a right of revolution,
without which a rule of right, or higher law, remains inefficacious.
Representatives have “no more than a delegated
Power from the Fountain (anticipating George Washington and the Federalist, among others), chose for the
Defense and Protection of the People.” They hold their power conditionally, not
only “from” but “by” the people.
So that it’s natural, nay a
Duty, when the common Rights of this Community is trampled upon, or only the
Liberty of one is attempted against,
and that made a Precedent of, then
they are perfidious to their Trust, and that Moment forfeit all the Power
committed to them; the Alarm then ought to be given, but with Prudence and Moderation ....[21]
One would think this Lockean in its form, but for
Fowle’s faith in the efficacy of revolution. Locke, too, conceived that the
original contract constituted an irretrievable surrender of rights—not in
right, to be sure, but for all practical purposes. Fowle, however, considered a
patient, suffering people as “herds of miserable abject Slaves or Beasts of
Burden, rather than civil Polities of rational Creatures.” To him, “the point
in hand is very short.” Either representatives—kings included—are limited in
their power or they are not. He concluded that “there is no middle State
betwixt Slavery and Freedom.”[22]
At the heart of Fowle’s view
of the origins of civil government, then, is a view of representation which
itself reposes on a principle of right conceived as deriving from the nature of
things—human equality. That is precisely the point which Fowle drew from his
reading of the Spirit of the Laws. What
seems to have prevented Montesquieu’s plunge into the European abyss was a
view of government as conditional, not total, itself deriving from a view of
the individual man, of human equality as the fundamental datum.
In the very middle of the
Enlightenment, whose direction was to apply an ever increasing power over
nature to man himself, Montesquieu held a different course. While modern
political philosophy in general adopted the idea that human polity was purely
arbitrary and conventional, Montesquieu considered it necessary in the course
of nature. On the basis of this distinction one would think that Hobbes, for
instance, would emphasize choice or consent over determination, while
Montesquieu would emphasize some form of determinism. And so he has often been
misinterpreted, by those departing from his discussions of the force of climate
and moeurs in determining the
conditions for human laws.
In fact, however, Hobbes
produced the greater determinism, precisely because, there being no
non-arbitrary standard on which to found human society, superior force alone
prevailed and set in motion a course of events as determined as a stone’s
flight. Montesquieu, on the other hand, albeit realist enough to concede the
power of superior might, found in the necessities of nature ample ground for
choice. Particularly, arguing that man could not live but by choosing, while
nevertheless inclining to choose the natural course, there was a moral force
which prevailed in determining people’s constitutional courses.
The signal fact about the
eighteenth century was that there was no liberty to speak of throughout the
monarchies of Europe. The eighteenth century opened on a note established by
Louis XIV in France, absolute monarchy: “1’état,
c’est moi.” While the victories of Marlborough secured the settlement of
liberties in England, they did not contribute materially to any political
improvement in Europe. Montesquieu turned to the English constitution precisely
because it alone boasted a constitution which promised liberty. Indeed, all
eighteenth-century reflection turned to England, in order to appreciate such
niceties as the trial by a jury of one’s peers.
Eighteenth-century,
political philosophy—Enlightenment thought—turned largely to the world of
science and the idea of relieving man’s estate through mastery over nature. Its
implicit reliance on a democratization of science, and hence society, went
unnoticed, until Rousseau forced it upon the attention of the world.
Montesquieu redirected it by raising the question of political alternatives in
a way which had not received as close attention since Aristotle. He indicated
that European monarchies, “the monarchies that we know,” did not have liberty
for their direct object.[23]
He did so, however, in a context in
which he had clarified liberty as an object for man. That is, he derived from nature,
even natural necessities (to speak in mores) a standard by which to assess the
politics of his era. While other Enlightenment thinkers (Voltaire included)
had regarded nature primarily as an object of material reflections, Montesquieu
charted a different course. That course was not followed in the balance of the
eighteenth century. Rousseau, though writing almost exclusively in the realm
of political philosophy, does so to the effect of denying the existence of a
human nature (man is infinitely pliable), rejecting reason as a source of
political principles (the general will is not a rational will), and giving
birth to the school of historical determinism (the first man to chain off a
plot of ground and get away with it changed forever the condition of man).
The fact that Montesquieu
made liberty over virtue the fundamental organizing principle of political life
altered completely the modern conception of politics. As virtue
required a comprehensive, all-powerful state, so liberty called into being the
idea of a state limited by the superior prerogatives of citizens. That contrast
might alone explain the difficulty Europe experienced in taking Montesquieu’s
teaching to heart.
Montesquieu did not go
unheeded in North America, however. Although his understanding of the English
constitution was under assault in England at the end of the eighteenth century,
on the North American continent it had inspired a new English constitution—one
in which the roles of the people and their parliament had been reversed. The
people became for the first time in history the exclusive guardians of their
constitution, conformable to the vision of Daniel Fowle. The new theory of
representation had become the concrete form of the idea of liberty in the
modern world. Montesquieu was its creator and, for that reason alone,
eighteenth century Europe the source. In North America it became what Daniel
Fowle wished, that liberty for which everyone had “as high Esteem ... as the
ancient Romans had, that they made it
one of their Goddesses...”[24]
* Published in An Uncertain
Legacy: Essays on the Pursuit of Liberty edited by Edward B. McLean
(Wilmington, DE: Intercollegiate Studies Institute): 91-111.
[1] The General Court wrote to
Mauduit June 12, 1762: “The natural Rights of the Colonists, we humbly conceive
to be the same with those of all other British Subjects, and indeed of all
Mankind. The principal of these Rights is to be ‘Free from any superior Power
on Earth, and not to be under the Will or Legislative Authority of Man, but to
have only the Law of Nature for his Rule.’” Massachusetts Archives, xxii, 247.
[2] Daniel Fowle, A Total Eclipse of Liberty (Boston:
1755).
[3] And the subsequent Appendix to a Total Eclipse of Liberty (Boston:
1756), which concludes, “there is no middle State betwixt Slavery and Freedom.”
[4] Fowle, A Total
Eclipse...
[5]
Ibid.
[6] Jean Jacques Rousseau, Discours sur l’origine de l’inégalité parmi
les hommes (Paris: Editions Garner Freres, 1962), fn. i, p. 100.
[7]
Ibid.
[8] Fowle, A Total
Eclipse...
[9] Benjamin Banneker, Copy
of a Letter from..., to the Secretary of State, with his Answer (Philadelphia:
Daniel Lawrence, 1792), 15 pp.
[10] Thomas Jefferson, to
Benjamin Banneker, August 30, 1791, Writings
of Thomas Jefferson, Andrew A. Lipscomb, ed. (Washington, D.C.: Thomas
Jefferson Memorial Association, 1904).
[11] Thomas Jefferson, Notes on the State of Virginia (New
York: Harper Torchbooks, 1964), “Query XVIII,” pp. 155-156.
[12]
Thomas Jefferson to
Joel Barlow, Writings.
[13] Thomas Jefferson, to Joel
Barlow, October 8, 1809, Writings, vol. XII, p. 322.
[14] Jefferson, Notes, “Query MV,” p. 138.
[15] Thomas Jefferson to Joel
Barlow, October 8, 1809.
[16] “L’Éthique de Montesquieu:
Principe de la fondation de la démocratie américaine,” Actes 2, 95-128 (1986), Academic Montesquieu
(Bordeaux).
[18]
Ibid.
[19] Fowle, An Appendix to
the Total Eclipse of Liberty (Boston: 1756), pp. 20-25.
[21] Ibid.
[22] Ibid.
[23] Charles de Montesquieu, De
l’esprit des lois, Bk. XI, Ch. 7.