RADICAL
CHALLENGES TO LIBERAL DEMOCRACY*
by
W. B. Allen
Michigan State
University
History’s
dodo germinates future failures in the euphoric celebration of recent triumphs.
Thus did Athens squander in Syracuse what she won in Greece. Thus did Rome despoil at home what she had
gained in Carthage and Europe. Thus did
American statesmen welcome the greatest military victory in human history – the
victory of the United States over the Soviet Union – with the invocation of a
New World Order predicated upon economic determinism: free markets make free
men. The special insouciance of this
blind reliance upon capitalism is its notable failure to recognize the
opportunity to convert a merely military victory into a moral triumph. The world, therefore, joined the United
States in easy assumption that the fall of Soviet-directed communism and
parties of the left in Europe, Africa, and Latin America had disproved rather
than merely disapproved of socialism.
No one paused to inquire whether the soul of socialism had crept so
nearly into the core of western liberal democracies, including the United
States, that only the parasite’s host had fallen, while the parasite had
successfully migrated to fatter kine.
We
reason correctly, when we argue that the most significant practical challenge
to liberal democracy was socialist sponsored totalitarianism. Before we close the door on the history of
radical challenges to liberal democracy, however, we ought to take stock of the
foundations on which those challenges emerged, the merits of their positions,
and the reasons they at length failed.
Such a project would exceed by a considerable space the occasion
afforded me to launch this inquiry here.
I can, however, frame the question suitably to later investigation. To that end I recapture the origins of
radical challenges to liberal democracy, as reflected in Tocqueville and Marx,
in order to demonstrate that we have not yet responded to the weightiest doubts
regarding the moral sufficiency of this form of life.
Among
radical challenges to liberal democracy I distinguish three that are separate
and distinct: the moral, the political, and the intellectual. I would wish to demonstrate – but here can
only suggest—that there are just these three and no more. To put the matter most succinctly: Liberal
democracy fails insofar as, morally, it diminishes the weight and authority of
moral principle in the lives of ordinary people; insofar as, politically, it
entrusts the safety and prosperity of society to the hands of the foolish
rather than the prudent; and insofar as, intellectually, it destroys the habit
of deference to reason in regulating practical conduct.
The
argument in favor of liberal democracy must be strong indeed to command the
assent of respectable intelligences in the face of such an arraignment. While I focus on the long perceived
weaknesses of liberal democracy (in order to provide a better understanding of
perceived cultural defects in the contemporary era), I also point out that
liberal democracy emerged in its best form against a back-drop of similar
reflections.
Remember
that constitutionalism anciently won acclaim as a good, while democracy
anciently won scorn as an ill. At the
advent of the modern era, the two terms converged such that democracy became
the only substantive content for the process called constitutionalism. This altered perspective did not merely
evolve but was rather ushered forth through serious argument and long
reflection on the part of thinkers and statesmen who eventually abandoned the
ancient distinctions and came to view democracy as necessary at minimum and
potentially even good. What we now call
liberal democracy results from this process as much as any other, boasting
modern architects schooled in the ideas of classical political philosophy right
up through Machiavelli. Simultaneously
and correlatively with altered moral and political perspectives the process
engendered diverging conceptions of the nature of political and social study –
political science. In these divergences
we can locate the radical challenges to liberal democracy at the same time as
we discover how constitutionalism and democracy came effectively to be
synonymous. Indeed, it were far rather
to be wished that United States policy, in the aftermath of the fifty year war
with the Soviet Union, had trumpeted constitutionalism and democracy rather
than capitalism and democracy. It
trumpeted capitalism and democracy, however, because radical challenges to
liberal democracy still live.
*
* *
We
begin by taking John Locke seriously, rather than to dismiss him simply because
we are the children of Rousseau. We
grapple with the same problem Locke grappled with, the same problem Montesquieu
grappled with. The problem is to know
how to generate liberalism, which is that form of society in which the
individuals count for themselves as well as for their relationships. Political power there is exercised within
limits that must respect that individualism, that individual liberty. Moreover, that liberty must be compatible
with efforts toward acquisition of material goods. Thus, liberalism grew from an argument that holds that everyone
has a right to defend his life, his liberty, and his property.
To
be sure, equality was not less implicated in the founding of liberalism. However, the very fact that Rousseau
diverged from the individualism of Locke and others demonstrates that equality
was a contested and often misunderstood component of liberalism. This divergence, indeed, ultimately became
the foundation for the radical challenges to liberalism which emerged in full
throat in the nineteenth century, and which Tocqueville and Marx make clear not
only for that century but for all time since.
Because it was pre-nineteenth century liberalism that eventuated in the
liberal democracy of the United States, that is the background we need in order
to assess the implications and the propriety of the subsequent challenges.
E.
S. Corwin wrote earlier in this century of The Higher Law Background of
American Constitutional Law and thereby situated the founding in the
context of debates that still prevailed in the eighteenth century.[1]
Those debates preserved an awareness of
various forms of law beyond positive law, including divine, natural, and
customary. Moreover, the idea of various
forms of law descending from the Latin lex and jus entails an
inherent distinction between the mere command of law (lex) and right
inhering in law (jus). At its
origins, then, liberalism enjoyed a vocabulary that has largely been lost to us
now.
The
question for Locke was the same as it had been for others. He speaks of law in the sixth paragraph of
his Second Treatise, where he defines the law of nature, as reason.[2] The various forms of law depict the means by
which human beings have sought to set limits on their engagements in the world
or the terms of their organized pursuits.
Law posits a quest for order against the threat of the arbitrary or
chaos. Locke started humankind in the
state of nature and introduced war right there in the state of nature. But raising the notion of law right there
and at the same time suggests an inherent if not realized order in human
life. When Locke identified reason as
that law, he specified it rather as potential than enjoyed. Nature in some fashion prescribes to human
beings certain ordered relationships in order to the attainment of certain
specified ends. Those ends, though, are
pitifully few, mainly turning around self-preservation. All of the terms Locke derived from this
observation refer to things that exist in the way that they exist because of an
order pre-existing or inhering in the constitution of humanity.
Locke
then began with laws by definition distinguished from laws that human beings
impose upon themselves – positive laws.
Whether his definitions differ from customary law, and perhaps divine
law, raises a separate but not trivial question. The more we entertain such quandaries, the more we veer away from
the goal we imagined. Beginning with
what appear to be necessary relations, we quickly meet with an assertion that a
particular command is, say, divine law.
Then the question becomes what is one’s relationship to the law based on
its source. That is a fundamental question
– the human being’s relationship to the law relative to the source of the
law. Does one have more or less an
option regarding laws depending on the source of the law? Is the law that derives from nature more
exiguous than a law that derives from another human being or less exiguous than
one coming from God? Is a law of greater
import when written? Is it of greater
import when evolved, as in the common law?
Corwin places these questions in a perspective that serves as a form of
shorthand to situate our conversations about liberalism in the entire flow of
political philosophy in the western world.
We
read in the first book of Montesquieu’s Esprit des Lois, which is
entitled, “About Laws in General,” that “the laws in the broadest meaning are
the necessary relationships that derive from the nature of things. In this sense, all beings have their laws;
the divinity has its laws; the material world has its laws; intelligences
superior to man have their laws; the beasts have their laws; man has his laws.”[3]
That statement and the following argument
produce more problems than clarity, since the notion that everything that is
has a law fails to rise above the banal.
Without some distance between the way things are and the laws that are
appropriate to things, or that govern the conduct or the behavior of things, no
leverage over human action can be obtained.
Consider
the implications of the difference between the terms, “behavior” and
“conduct.” These words do not refer to
the same things, even if parents will occasionally speak loosely to children
when admonishing or praising them.
Characteristically, we speak of the behavior of inanimate matter – a
passive recipient of forces existing in a Newtonian universe of equal and
opposite actions and reactions. On the
other hand, the word “conduct” invokes the notion that the being that moves
moves as if it conducts itself. It
might move this way or that way upon election, upon choice. Hence, when we speak of humans our tendency,
if we want to blame them for what they have done, is to speak of their conduct
– their bad conduct. If we want to
praise them as noble, we also speak of conduct. If we speak of their behavior we do one of two things. We address ourselves to children, whom we
conceive not to know what they are doing, or we adopt the modes of social
scientists, who have reduced human things to things that are subhuman, as if we
were only inanimate matter or at best beasts.
Montesquieu’s
opening sentence forces us to ask whether we must make a distinction between
things passive and active when speaking of laws. Is all the world constructed of things passive – of equal and
opposite actions and reactions? Or, is
there some part of the world that is not passive, but active, and therefore
sets motion in being rather than merely receiving motion from others?
Montesquieu
opens with a fairly Newtonian view of the world, but he quickly goes through
his first book to show a more complicated picture. He wrote of “intelligent beings,” in particular. He means primarily human beings and he
realizes the implication of the title of the work, the “spirit” of the laws
[which we may take to mean the mind or intelligence of the laws], by focusing
on the laws of human community. He
affirmed that “individual intelligent beings” have laws that they have made and
laws that they have not made, meaning that they are subject to both kinds of
law – subject to being acted upon and capable of acting. It is important to discern, therefore, which
spheres rely upon which of the varying kinds of law.
Montesquieu
followed this introduction by making the claim that “relationships of equity”
exist prior to positive law. This very
special term derives from our law books – especially Anglo-American law
books. Equity is the principle by which
a judge may look at a particular case and decide it on the basis of what is
right for the case rather than the literal terms of the law. This occurs for the reason that laws
themselves are always general, and general language does not always address
specific facts in the manner that lawmakers would wish. Judgment in equity may say of a case in
which the law requires “x” that the facts of the case make “y” more
appropriate. In order to have a
judgment in equity based on fairness or what is right in the case, the one
thing needful is manifestly a standard of right. Reason may disclose such a standard; something else may do so;
but there must by all means be one.
Thus
emerges the question of the relationship of human beings to the principle
behind the law. That is also the
relevance of Corwin’s discussion of the “higher law background” of American
law. The claim is that there exists
beyond lawmakers, beyond constitutions, and beyond organized society a
principle that animates all human law.
Moreover, human beings have access to that principle even when they do
not enjoy consensus around that principle.
It has become in our time a hotly contested issue whether natural law –
or any higher law principle – ought ever to enter the minds of the judges and
others involved in the judicial process.
On the other side, the point is urged that it is difficult to discern
the source of law’s authority absent some principle of right that establishes
it. Advocates of civil disobedience, in
the absence of an appeal to higher principle, stand nakedly on an insistence
upon their own interest. Critics who
arraign unjust law point to an emptiness where there exists no justice apart
from the law’s command. No one may
judge the law apart from the law itself when positive law is the highest thing
to which human beings can appeal.
The
significance of this debate is what it reveals about our opinions regarding the
current character of our political regime – what we think the Constitution is
and what we think are our claims under that Constitution. Related to this problematic is the word most
prominent, ultimately, in Locke’s political philosophy, the word that anchors
the claim that every man has a “right to life, liberty, and property.” Locke introduced “right” in a different
context than has characterized our discussion of the right behind the law. This right does not derive from a standard
of justice, per se. For justice is
invoked necessarily in judging differences between individuals. Locke’s “right,” by contrast, is applied to
an individual without respect to any other particular individual.[4]
Take
the right to life. In Locke’s argument
it is a “right” to life because it is a course of action required of the being
and from which the individual cannot desist.
One cannot fail to act on the basis of this principle of
self-preservation. It is inherent in
one’s being. What one does, and what
makes one what he is, is precisely to preserve one’s life. Thus it becomes a right to life. The corollary is the “right” to liberty,
because the action that preserves one’s life presupposes the liberty to act for
the purpose of preserving one’s life.
The “right” to property similarly becomes a right because property
constitutes those things that one obtains with the end in view of preserving
one’s life. In the end it all comes
back to the imperious necessity that we feed, shelter, and defend
ourselves. Hence it is a right that no
one can take from one, and it is a right that one cannot give away. Naturally, Locke is aware of suicide and
self-sacrifice. He maintains, however,
that in such cases people suffer from some disorder. For they cannot and have no right to take their lives. Thus, far from requiring judgment in the
cases of conflict between individuals, a right is turned squarely on the
individual himself.
Thinking
through Locke’s argument, we can discern the problem he aimed to resolve. That problem is not merely how to generate
human society. That is the ultimate
goal – what we may call state building.
But the problem is to know the foundations, to know why it is men do not
simply live idly in what he called the state of nature. The principal reason he gave is that, in the
state of nature they would be constantly in a state of war. It would be dangerous and insecure. Men would not be happy, and they would not
live long. They leave the state of
nature to preserve their lives.
But
Locke is also mindful of locating the motivation of human action. He seeks a comprehensive, universal,
scientific explanation. He seeks to
eliminate external influences in order to identify the sameness that underlies
the apparent differences in beings. He
seeks that source of motivation, that source of human conduct, that is the same
everywhere. At the first level he
identified that as self-preservation, and at the next level he observed that
this motive drives man straight into society.
In that society they create governments, governments subject to certain
rules, certain limitations on power.
This results from the initial impulse, driving men into government,
which defines the limits of governmental power. No one would join this club if it meant sacrificing the right to
life. Thus the government must be such that it cannot arbitrarily deprive one
of life, liberty, or property. This
fosters a relationship between contracting citizens and a government limited by
the contract.
Of
course this argument suffers the defect of jumping from the initial impulse to
society (self-preservation) to the consummation of individual desires
(happiness) without so much as pausing amidst the disorderly facts of human
relationships and mutual dependencies.
The Declaration of Independence’s “pursuit of happiness” is perfectly
Lockeian – and more succinctly so – in that regard. Human life lives itself out, and conduct is more determinative,
not where ultimate motivations or enjoyments prevail, however. Rather, the messy state of classes and
orders, ranks and positions, families and priests sets the measures that both
inspire one’s motives and set the limits to one’s enjoyments. Hence, it matters to know whether a theory
of individualism can provide prudent guidance through messiness.
*
* *
To
turn to our chroniclers, I want to focus ultimately on Tocqueville’s personal
reminiscences of revolutionary France in 1848, paving the way by revisiting his
work on the revolution of 1789, (which he wrote in the same atmosphere in which
he wrote his reminiscences).
Afterwards I introduce reactions to the same events and from a slight
distance by Karl Marx (who lived in London at the time of the troubles in
France). It will be important to recall
that the ferment in 1848 was not exclusive to France. Much if not all of Europe experienced radical ferment – Italy and
Hungary prominently. Monarchy had been
under pressure since the time of the first revolution in France, and democracy
would undergo continual pressure after the revolutions of 1848. Tocqueville, then, provides a starting point
for thinking about the issues involved in 19th century radicalism.
We
know Tocqueville as the author of Democracy in America, a great
critic-analyst of democracy.[5] He was philosophically learned and also
something of a historian to boot.
Moreover he was a politician, one whom in 1848 we meet as a
participant-observer in the various assemblies and struggles of political
parties as France underwent popular rebellion and reaction time after
time. Tocqueville ended a minister in
government under Louis Napoleon – that great non-democratic “voice of the
people” of mid-nineteenth century France.
Bearing
in mind this history of Tocqueville, we can more readily comprehend his
commentary on the original revolution, and there is no better place to begin
our search than with the passage in his Recollections in which he
discusses an episode with his man-servant, Eugène [pp. 156-157]. Tocqueville retired to his room, exhausted
from ongoing battles and deliberations in the city of Paris. He tried to fall asleep, when he heard a
knock at his door. It was Eugène, who
had looked in “to see if I had returned, and if I did not require his
services.” Eugène had left the bivouac that he had joined wearing a national
guard uniform and carrying a good musket borrowed from Tocqueville.
This man was no
socialist, either by temperament or in theory.
He was not even touched to a slight degree by that most usual sickness
of the times, a restless mind, and one should have had trouble to find even in
any other era than ours, one more quiet in his station and without any regrets
whatsoever. Always very pleased with
himself and tolerably pleased with others, he ordinarily desired only what was
within his reach, and he pretty nearly got, believed he had gotten, everything
he desired. In this manner all by
himself he followed the precepts philosophers teach but seldom observe, and he
enjoyed as a gift of nature that happy balance between powers and wants that
alone brings the happiness promised by philosophy.
Well, Eugène, I asked
him, when he came in that morning, how are things going? “Very well, sir, perfectly well.” “How do you mean very well, when I can still
hear gunfire?” “Yes, they are still
fighting. But everyone is saying that
it will end very well.” As he said
that, he took off his uniform, cleaned my boots and brushed my clothes, and
then, putting on his uniform again, said, “If you do not need anything else,
sir, with your permission, I will go back to the battle.”[6]
This
is a particularly touching exchange between man – the aristocrat (Tocqueville
was born an aristocrat, though in the politics of the day he was a republican)
– and man – the servant. Both were then
wrapped up in the great democratic turmoil of the insurgency of the people
against their rulers and the bourgeoisie in May and June of 1848. The book opened in February amidst the first
great overthrow, when the monarchy was overthrown directly by popular revolt. Tocqueville described this as the first time
the people had actually rebelled and overthrown a government, as opposed to
being led in that kind of activity by intellectuals or aristocrats or someone
from the bourgeoisie.
To
understand the significance of what happened in 1848 it is important to recapture
a sense of what happened originally in France.
The very first words in the first chapter of Tocqueville’s book on the
“old regime” are the words:
Nothing more fitly
reminds philosophers and statesmen to be modest than the history of our
Revolution. For never were so great
events, carried so far and better prepared, and so little foreseen.[7]
This
presents what for Tocqueville constitutes the paradox of the French Revolution:
that it was not in every decisive respect save one an innovation. All that had happened was in fact laid out
in a chain of cause and effect stretching back several centuries. It was really the story of the undoing of
the French monarchy or feudal monarchy (since it happened all over Europe save
England). The undoing of the feudal
monarchy was at the hands of feudal monarchs.
The
Old Regime tells the story of how the monarchs set about to destroy for
purposes of political order what, in a Burkean sense, is best called the social
order. There had existed a society of
balanced classes – peasants, lords, noblemen, kings, councilors, – with
everything in its place, the clergy naturally playing a major role. Over time, through internecine struggles at
the level of the ruling class, they discovered the art of playing the people
off against one another. And through
the course of time they completely undid that balanced constitution for the
sake of expediency.
That
is the story of the old regime.
Tocqueville is French, though, and he did not write about France in the
manner that he wrote about America. He
visited America in the early 1830s, and many describe the writings that
resulted as more about France than America.
1832 marked the beginning of the French monarchy that was overthrown in
1848. In 1832 the French enjoyed a
breathing space, having undergone since 1789 several revolutions – a
constitutional revolution replaced by a radical state, replaced by Robespierre
and a Directory, replaced by Bonaparte, replaced by a constitutional monarchy,
replaced by another constitutional monarchy, replaced by another despotism, and
finally replaced by the constitutional monarchy of 1832. The aristocrat in America provided a natural
connection between the two events.
Thus, he traveled to the United States to inquire why they had not
undergone the same turmoil the French had undergone. What in the way of France’s enjoying democracy distinguishes it?
Tocqueville’s
writing about the events of 1848 and 1789 not only described what happened in
France but from the point of view of someone seeking a useful perspective on
those events. Nonetheless the details
of the stories he told focus largely on speculation, the part speculation plays
in driving political events. He
identified the role of eighteenth century enlightenment in shaping all the
political events which occurred at the end of that century, meaning the
American and French revolutions, and which proceeded to reshape the human moral
and political landscape. We may throw
in the economic landscape as well, for we see very shortly thereafter that
notions derived from economists – particularly those of the Scottish
philosophers – became completely wound up in the broader notions of
enlightenment and liberal democracy.
We
may divide enlightenment philosophy into two lines of thought. Tocqueville observed that,
We rightly judge
eighteenth century philosophy as one of the main causes of the Revolution, and
it is moreover true that that philosophy is profoundly irreligious. But one
should pay careful attention to two parts of it, which are at once distinct and
separable.
In one gathered all the
new or renovated opinions concerning the condition of societies and the
principles of civil and political law – such, for example, as the natural
equality of men, the abolition of all privileges of caste, class, and of
professions – that are a consequence of it – i.e., the sovereignty of the
people, the omnipotence of the social power, the uniformity of rules…
All these doctrines are
not only the cause of the French Revolution, but constitute thus its substance,
so to speak. They are what is most
fundamental, most lasting, and most true throughout time in the work of the
Revolution.
In the second part of
their doctrines eighteenth century philosophers attacked the church with a kind
of fury. They attacked its clergy, its
hierarchy, its institutions, and its dogmas; and in order to be able to
overthrow them, they sought to tear out even the fundamentals of Christianity.[8]
The
two lines of development are clearly stated.
One is the general argument about humanity and the rights of man (and it
is important here to use the French Revolution language –“rights of man” – as
opposed to the language which still echoes the classical world, “natural
rights” – because a transformation has taken place. There is no longer from this vantage point natural law or natural
rights. The single, most important dimension
of human relations becomes power.
Further, the principle used to organize and guide power is the principle
of the rights of man as enunciated in the French Declaration of the Rights
of Man in 1789.
The
1789 Declaration is a different tool than the Declaration of Independence
in the United States; where it remains possible to speak of natural law; where
it is still possible to speak of God as somehow the Creator of human rights;
and where God is somehow the Creator of principles of association that are
discerned to be inalienable as they apply to human beings. There is a gulf between that kind of
reasoning and the claims that prevailed through the French Revolution. The gulf forms along the line that what one
is concerned about is the question, what are the activities human beings can
ordinarily pursue and from which they cannot reasonably desist.
The
profoundest implication of this change is that efforts directed toward
self-preservation come to be seen in another light. Men derived certain notions from this proposition that came
increasingly to focus on the more material aspects of humanity, those things
having to do with the immediate care and succor of our bodies. That came to be addressed as the rights of
man, where the rights defined a certain kind of power. This led ultimately to a view that the
failures of human beings to do the things they try to do constitute deprivations
rather than failures relating to any intrinsic talents or abilities. The language of Rousseau rose to the
fore: “Man is born free, but everywhere
we see him in chains.”[9] All inequalities began to be seen, not as
the consequences of any individual conduct but as relationships of
oppression. The assumption is that, if
a human being cannot fail to act to acquire what is good for himself, to secure
such material substance as will render him comfortable in this world, then the
failure cannot lie to his account but must be attributed to some intrusion,
some obstruction. It is a social
disorder parallel to the individual disorder in the case of suicide. On these grounds men began to speak of
poverty in a different way than they would when informed by previous conceptions.
Tocqueville
claimed that this transition was part and parcel of an enlightenment philosophy
that not only generated a general picture of humanity but also a ferocious attack
on religion rooted in an older language.
The notion of the higher law, which we know to play a role in the
American constitutional tradition, was completely cut off from this new line of
analysis that gave birth to the French Revolution and rendered an entirely
different kind of revolution than that in the United States. How do they differ? In the first place the French Revolution was
a revolution against society far more fundamentally than it was a revolution
against government. The Old Regime
explained that, when the revolution was accomplished, the French returned to
the old powers of government. They
tossed the social order upside down; they beheaded queens and princes, and they
putatively enthroned the people. But
they still had an all powerful, centralized state. The real objective was to overturn social relationships, the
orders of society, insofar as men perceived in those orders the immediate cause
of social disparity. Social disparity became
the directest evidence of denial of rights, with rights now interpreted as the
power to acquire comfort in this world.
Tocqueville
described politics as well as philosophy in the Old Regime. In fact, he argued that the philosophers (or
the literary men, as he called them), who generated the ideas for the
revolution (so much so that the revolution was carried out more in the language
of literature than that of politics), had no political experience and little
political judgment. The politicians, on
the other hand, were totally oblivious to the consequences of their own choices
and their own judgments. The kings
themselves adopted the language of the rights of man. The power holders themselves insinuated the very ideas that would
flower in the outburst of the revolution.
He maintained that we witnessed rulers that “strive within their realms
to destroy immunities and abolish privileges.
They confuse the orders of society, equalize social conditions, and
replace the aristocracy with a bureaucracy, local regimes with centralized or
uniform regulations, and the multiplicity of diverse powers with a unity of
government. They undertake this
revolutionary work with constant industry; and if they encounter some obstacle
they adopt the procedures and maxims of the Revolution. They frequently adopt the expedient of
playing poor against rich, commoner against nobleman, peasant against lord.”[10]
By
contrast, Federalist number ten identified the most constant source of
faction as the “verious and unequal distribution of property,” but as a prelude
to an argument about managing rather than eradicating the difference.[11] James Madison’s argument held that this was
essential in political life, and that the point of political thinking is to
generate arrangements to deal with rather than eradicate a phenomenon intrinsic
to our humanity. Thus, when projects begin
that seek to eradicate the causes of inequality, one of the consequences is to
watch bold and frightening initiatives that have no capacity to improve human
life but extraordinary potential to destroy the order of society. Tocqueville, by discovering that it was not
the philosophers or revolutionaries but the rulers themselves who made the
crucial contribution by adopting the defective mode of reasoning, describes an
intersection of politics and philosophy that returns in 1848 with devastating
clarity.
The
Old Regime
constitutes a model of historical sleuthing.
In it Tocqueville returned to all the old documents from the regional
governments and municipalities in order to demonstrate systematically how a
society of aristocrats and peasants used to have an organic connection. They were co-dependent and could each call
upon the other for support, in much the manner of the interaction of
Tocqueville and Eugène. This order was
disestablished because monarchs, starting with Louis XIV, had decided that they
needed to increase their power over the aristocrats. The aristocrats were like independent power centers in this era
of the birth of the nation-state. They
needed to be reduced, and one means of accomplishing that was to detach them
from the peasants. By the time the
monarchs consummated the work, however, what France had were millions of
isolated peasants who had no one to turn to.
Aristocrats and peasants became natural enemies to each other rather
than people organically connected in a single society.
The
philosophy of the era, then, holds that there are no justifications for the distinctions
that we see in the social order.
Parallel to the philosophy we find a politics in the era, in which those
who are charged with preserving the social order sacrifice it for their own
immediate political advantage. A third
factor enters in the third chapter, and that is the observation that the French
Revolution was “world wide.” The
revolution was not carried out in the name of this tribe, the French, but in the
name of humanity. The revolution in the
United States, by contrast, had an impact that was world-wide (and, as Lincoln
correctly observed, the example of the United States continues to do so), principally
by structuring peoples’ expectations of political decency. Although the Declaration of Independence
appeals to the “candid” judgment of the world, and the first Federalist,
holds that the American founding settles a question for mankind and not just
for the United States, this revolution was not directed outside the immediate
political sphere of the United States.
Americans required to justify themselves to the world, because the
standard of reason was their standard, which in turn was attached to natural
law. Thus, they created a particular
society, although no longer determined by blood, in the context of a general
conception of humanity. The French
revolution lacked such modesty; it was projected to declare illegitimate every
foundation of social order in political society but those mirroring the events
that transpired in France and the principles that underlay those events.
This
produced a harmful consequence. Where
one refuses to identify the French nation as having a peculiar title to these
revolutionary claims, and where one would, besides, urge the imminent necessity
of all humans acting accordingly, one ends by separating human beings rather
than uniting them. The reason is that
on these terms a Frenchman is no longer a Frenchman, strictly speaking. A Frenchman is merely a human being, who has
no greater reason to find intimacy with someone next door than with someone a
thousand leagues away. There is no
intrinsic principle by which one can argue that neighbors ought to sustain an
immediate relationship, apart from going through the task of establishing a
social contract and constitution and committing themselves to a specific
political (not social) order, whose laws are binding with all the strength that
Rousseau’s “general will” called for.
That also means an exaggeration of homogeneity among men. The existing social order that came under
attack was not merely illegitimate, but all those who hold places within it
become illegitimate – deserving punishment.
Hence, attacks upon the church and churchmen followed in France.
Tocqueville’s
argument means that the political dynamic of the revolution in France is
largely a question of political ideas without political judgment creating a
movement that gets out of control. That
creates in turn a situation in which the only control that can be established
is despotic. This became the story of
France for the sixty years between 1789 and 1848. He described a process that eventuated in a situation in which
there was no longer an authority to which ordinary citizens would subordinate
themselves, their urges, their desires, their inclinations – their rights. It had ceased to be a question of bringing
the people into a common framework. A
common framework can barely contain their appetites. In the Recollections Tocqueville focused earliest and most
powerfully on envy and resentment.
These are the feelings that come to the fore in the aftermath of
destructive revolution.
Arguably,
there is no more powerful argument against liberal democracy than that it
invariably leads to France – namely, it sets in motion leveling influences that
destroy the respect human beings have for particular excellences. Thus it leaves human beings with nothing
more to motivate their conduct than their own self-concern, which expresses itself
most powerfully in envy and resentment at all superior endowments. It is a flattening of social distinction
simultaneously with a heightening of “every the least difference” among men.[12] We learn in this form of society to hate
those who are unlike ourselves, which affection paradoxically subtends most if
not all of the conversation regarding diversity, racism, and multiculturalism
in the late twentieth century. Nor does
this imitate the ancient world, in which people saw themselves as belonging to
an ethnos – a tribe, a family, a nation – and therefore unlike any
outside. Those differences were
important precisely because they were not individual differences. The differences that led some to call
themselves civilized and others barbarians were differences those men ascribed
to themselves in a corporate posture, as part of a collectivity. It was a question of belonging and
cultivation. That is not the soul of
the conversation in the modern world, where, instead, the true spirit is that
every the least difference rankles. It
becomes for us something that we cannot tolerate in proportion as we are imbued
with the democratic ethos, in proportion as we believe that nothing apart from
equality is acceptable and insofar as we can make no distinction between moral
inequality and other forms of inequality.
Tocqueville has shown us how these ideas came to be rooted in the mind
of the modern west (from which they have spread largely throughout the world),
and the process notably precedes the intrusion of organized socialism. These ideas reduce to an accentuated regard
for equality coupled with a heightened intolerance for apparent difference
(materially and morally).
Why
did this happen? In the third book of The
Old Regime Tocqueville returned to the philosophers, to show how they
introduced such chaos:
They ceaselessly busied
themselves with thoughts concerning government; basically, that was their
vocation. Folk daily listened to them
discoursing on the origins of societies and on their primitive forms, on the
primordial rights of citizens and those in authority, on the natural and
artificial relations among men, the error or legitimacy of custom, and even on
the fundamental principles of the laws.
Thus prying apart each day the very foundations of the constitution of
their day, they examined its structure with curiosity and critiqued its overall
design.[13]
We may
assume that earlier thinkers were led to raise these questions for the same reasons
that we raise them so naturally and that they are intrinsic to our idea of
progress.
In
fact, however, contemporary man acquired a taste for such inquiry. So far is ancient man from identifying an
evolutionary necessity with regard to change in human nature or human conduct,
that he required first, and before raising a moral question about conduct or
the origins of fundamental principles, to observe that such questions presuppose
that he does not know already the answers.
Human beings, however, do not commence empty and then fill themselves up
bit by bit. They improve on the
efficiency of mechanisms to pursue instrumental means – to make axes, hatchets,
and slingshots; – they do not become progressively certain of convictions that
they should defend their lives, defend their families, raise their children,
and live at peace with their neighbors.
The latter are not, I would say, natural questions for man. Rather, one must be taught to ask such
questions. Else he never would, for it
is unnatural to look for the roots of conduct.
To
assume otherwise is to presuppose that human beings evolve morally. Tocqueville, however, asked precisely why
one would take apart the foundations of society. For to do so implies that one already expects to be able to do
something to improve it. The
precondition of such a question is already an inclination towards change. To ask what is the foundation of a given
social order is to think that it might, or perhaps ought to, be different. That is the perspective that Tocqueville
argues to be unnatural. The natural
instinct is to defend what is one’s own, to defend what one has and what
is. One must learn to desire to be
different from what one is; one must acquire a belief in evolution or progress.
Typically,
human beings in the ancient world believed that what was old, what was
accomplished, was better. In some
distant golden age the forefathers were near-gods and the contemporary
descendants but pale shadows of the distant gods. All that descendants do undermines their forefathers’ greatness,
and the most they can do is try very hard not to undermine it too much by
securing themselves faithfully within piety to their fathers’ memory.
Human
society characteristically organized itself thus, but a different form of organization
in the modern world has inverted the order.
Now we say that everything old is inferior. We must evolve, for we will never be good enough unless we become
better than they were. We prefer change
to stability, for change is always for the better – never the worse. That is the modern attitude, and it is
sponsored by the disposition that entered the French Revolution. There you do not find talk about the higher
law, or a nice concern to separate natural law from positive law, customary
law, or constitutional law. Everything
reduces to positive law – the expression of contemporary will.
Since
man drives the process of change, the single most important element is the
contemporary expression of his will[14]. That becomes law, and all attempts to
organize society are attempts to organize that expression of will – to make it
as clear and resounding as possible. Viewing
political debates from this perspective makes clear that the principal point of
dispute is how one acts to bring people together in such a way as to silence
discord and produce as near as possible a clear and coherent expression of
will. Governments are deemed better as
they approximate that and worse in proportion as they do not. For that reason, twentieth century social
scientists have frequently rejected as a system of “deadlock,” in the words of
James MacGregor Burns, the elaborate mechanism described by James Madison.[15] The system is not designed to surface a
single voice; its multiple interests and voices, variously checking and
balancing, produce confusion. It does
not satisfy the ambition to change man.
Whether
and how we should change ourselves is a subject that generates a good many
differences of view. The first thing
that derives from the habit described by Tocqueville is the invention of
political systems of all kinds – each now predicated on obtaining a certain
goal, which is to turn the new political systems first identified as liberal democracies
into the coherent expression of public will.
But every new turn on that system becomes more and more eccentric, as if
it were some wild trial and error experimentation. Moreover, frustration increases upon each iteration of the
process, the inventors become more and more inventive and less intuitive. Their systems speak less directly to moral
principles in a language that we would easily recognize and that we could
easily adopt.
Tocqueville
believed that what was wanted was to replace the complex of traditional customs
governing the social order of the day by simple, elementary rules deriving from
the exercise of human reason and the natural law. That was the starting point that, over time, became infinitely
more complex. Looking closely into it,
Tocqueville observed:
Looking closely at it, one sees that what may be called the
political philosophy of the eighteen-century properly speaking consists in this
single notion. Such a thought was not
new: it ebbed and flowed ceaselessly through three thousand years without being
able solidly to establish itself in human imagination. How on this occasion did it succeed in
conquering the intelligences of every writer?
Why, instead of expiring as it had so often done before in the brain of
this or that philosopher, did it drop all the way to the mob and there acquire
the consistency and heat of a political passion – so greatly that one might o
serve general and abstract theories on the nature of society becoming the topic
of daily intercourse for the idle and even firing the imaginations of women and
peasants?[16]
The
argument is quite straightforward.
Ordinary people today talk as though they were philosophers. They use abstractions and handle terms like
“rights” as if they knew what they meant.
They do not speak in terms of intimate relationship and the easy identifications
and distinctions that one makes through mere familiarity. That was a change in the world, according to
Tocqueville.
Now,
does the fact that everyone speaks like a philosopher make everyone a philosopher
– including so-called professors of philosophy? Is that what enlightenment comes to, to invent new vocabulary
that, as it is used more widely, structures our experience and brings everyone
to live like philosophers? We do tend
to say today that everyone has a philosophy, do we not? Is it sufficient to use the language of
philosophy to be able to philosophize?
In
the political context, the question – Tocqueville’s question – is how these abstract
theories and generalizations regarding the nature of government were able to produce
confidence in ordinary citizens.
Consider religion in contrast.
If we observed that ordinary citizens came to believe and use the
language of the synoptic gospels, would it be appropriate to consider them
divines? We need to inquire why we do
not grant the same kind of authority to the common language of Christianity and
religion in general that we grant to philosophy. Interestingly, we can trace the progress of religious language. We find people learning from missionaries
and proselytizers, learning in Sunday schools regularly and tirelessly,
repeating and memorizing the language.
That is how we get this language worked into the soul of the believers,
and not merely speaking and writing some books. It was a long and serious enterprise that took considerable
effort and a long time to work its way even into the illiterate classes.
The
revolution in France was different.
Without having special schools set up for the purpose, the language of
rights and abstract generalization, the language of humanity in place of
nationality, became pervasive. Ordinary
people came to use this language in the same way they use to quote gospel
verses. How could it have happened?
Tocqueville
does not answer the question phrased in that way. But he does suggest an answer.
After noting that the literary people became bolder and bolder and contemptuous
of the wisdom of the ages, he argued,
It was the [writers’]
very ignorance [about politics] that won the ear and the heart of the mob.[17]
People, he
meant, had been isolated from one another, so that the discourse of community
was no longer clearly structured. There
remained the underlying discourse of religion, but there was no conscious and
open discourse of community that defined their circumstances. They were vulnerable to the first argument
that came along.
The
first argument to come along was a powerful appeal to their emotion. To identify the emotion, Tocqueville pointed
out that in the twenty years prior to 1789 France enjoyed enormous
prosperity. Louis XVI had presided over
a recovery from the great depression that characterized the reign of Louis XV. In the attitude and atmosphere of great
prosperity much of the imprudent language of class division was used. The emotion that was appealed to was greed,
and in a circumstance in which people had no particular reason to be ashamed of
being greedy. The social bonds that
otherwise would have restrained had already been dissolved. They were left ripe for the picking. Tocqueville called this the debacle of
freedom. In it the one freedom which
overshadowed all others was “philosophizing without limit on the origins of
societies, the essential nature of government, and the primordial rights of
humankind… and the writers, assuming
control of public opinion, also assumed momentarily the place that party
leaders ordinarily occupy in free countries.”[18]
France
was not free but there was free discussion among people isolated from one
another. They were alienated – not in
the sense modern sociology employs but in a kind of political
disarticulation. Tocqueville contrasts
the American Revolution with the French Revolution.
[The American
Revolution] effectively had great influence on the French Revolution, but owed
it less to what was done at the time in the United States than to what folk
were thinking at the same time in France.
While for the rest of Europe the American Revolution was still nothing
but a singular and novel fact, in France it reinforced more strikingly and
palpably what folk already knew. Elsewhere
it was surprising; in France it was convincing proof. The Americans seemed only to perform what our writers had
conceived; they gave the reality of substance to things we were dreaming about.[19]
Thus,
French thinkers were bolstered first by getting ordinary people to adopt their
opinions, and then they were bolstered by the view that history was on their
side. Things were moving their way.
Again,
the problem is to know what it takes to make people want to change a political
system. The key is to believe that
making a change does not expose one to much peril or what is the same, not
believing that it is better to remain the same than to risk a change. People gain that confidence, it seems,
especially from resentment, deep resentment.
In place of the hope of something better one can install a powerful
hatred of what is. That plays a large
role in modern revolutions. Tocqueville
noted that, in America, there was a resistance to such a development, in the
form of its religion.
Every American I meet,
whether in his country or elsewhere, I ask whether he believes religion is
useful for the stability of the laws and the good order of society. Without hesitating he responds that a
civilized society, and above all a free society, can not survive without
religion. Respect for religion, in his
eyes, is the greatest guarantee of the state’s stability and the safety of
individuals. The person least instructed
in the science of government knows that much.
Yet, there is in the world no country where the boldest political
doctrines of eighteenth century philosophers could be more rigorously
instituted than America. Their
anti-religious doctrines exclusively have never been able to see the light of
day in America, even on behalf of the unlimited liberty of the press.[20]
The
statement is extraordinary. Tocqueville
described the origins of liberal democracy and how it operates in different
arenas. Liberal democracy comes from
the boldest theories of eighteenth century philosophers, effectively put into
practice in the United States, but with a condition attached. The condition is the expression of confidence
in religion in addition to those theories to produce stability. But the philosophers attacked religion
ferociously. Thus, Tocqueville means
that the Americans adopted these theories up to a point but stopped, whereas
the French did not stop.
While
religion is the topic here, the underlying subject is the need for principles
of relationship independent of politics in order to make a liberal democracy
work. It is a conversation about the
reason one requires social principles beyond political principles in order to
make liberal democracy work. The idea
is that if one tries to make politics the totality of the human experience, and
organizes that politics on the grounds of liberal democracy, one will produce
moral chaos. One will leave people who
require social and moral guidance without any restraint or guidance. They will see politics as the only instrument
suited to the pursuit of desire or ambition.
They will turn all of their relationships and their differences into
moments of political contest and struggle.
Every political judgment will become a judgment of persons, positions,
and status. Therefore, unless one can
give people beyond politics all of those elements of person, position, and
status, and at the same time preserve some moral leverage over them, one cannot
prevent the harmful effects of the regime of equality, which is liberal
democracy, from destroying the society.
Tocqueville
observed in his Recollections that he had “sometimes thought that,
though the mores of different societies varied, the morality of the politicians
in charge of affairs was the same everywhere.”
He added in this context that “I often glide between good and evil with
a soft indulgence that borders on weakness, and my quickness to forget
grievances seems more like a lack of spirit than an inability to suffer the
memory of an affront rather than any virtuous effort to efface such an
impression.” These statements show
Tocqueville’s struggle with the spirit of revolution in France. The real question in all of his writings – one
that he addresses directly only in Democracy in America, so far as I know
– is to know why we cannot have in the modern times someone who can exert an
authority like the authority of founders in the ancient times. Why cannot we have a Moses or a Lycurgus? That question contains the further question
whether there is any way out of chaos, once the march of liberal democracy has
begun and has spun into the disorder manifested in 1848. The answer seems to be no. Although he commends ways in which men may
mitigate the disorders with which they live, he does not seem to believe that
it is possible to turn back modern principles.
In that Tocqueville the critic poses the most powerful intellectual
challenge to liberal democracy. He sees
no way that it can be made safe for human beings, which is a far more important
question than whether the world can be made safe for it.
The
principle threat to liberal democracy, and for human beings, is its consistent
tendency to surrender to radical challengers, the most potent political example
of which has been socialism.
Tocqueville correctly identified that as the underlying question of 1848
(as did Marx, though with different affection), and for more than a hundred
years thereafter it grew in significance to become the overriding
question. Little wonder, then, that as
the world seemed finally to defeat socialism, many imagined that it had
defeated the arguments against liberal democracy. When we look more closely at 1848 through the eyes of Tocqueville
and Marx, however, we discover reasons to doubt the wisdom of the prevailing
view.
Tocqueville
(in the Recollections) and Marx (in the Eighteenth Brumaire)
discuss the same issues. First, does
society originate in justice or injustice?
Second, do the institutions of society operate in such a way as to
improve human life? Third, is there any
prospect to realize the ambition referred to as universal suffrage when we talk
only in institutional terms but which, morally and culturally, means something
richer than just voting? The
proposition of universal suffrage must be based on the idea that human beings
can come to be altogether capable of reasoning together about the things of
human life and the common good. Human
beings altogether (or to so wide an extent that the omissions are trivial) must
come to be capable of moderation, self-government, and moral sense in order to
justify confidence in universal suffrage.
Anyone
who thought that people only acted out of callous self-interest should have
trouble defending universal suffrage.
This, then, was the question of revolution in France – the oscillation
between centralized power and revolts of the people. After February 1848, and the great popular rebellion in the name
of universal suffrage, one finds in 1849 universal suffrage itself taken away
by the republican government, under the fear that the people will abuse the
power.
Is
it true that the people will abuse power in general; ought power to be reserved
only to those who have moral strength and understanding sufficient to exercise
it? Or is there yet another basis for
political life? One wants more to know
how Tocqueville stands on this question than on the mere question of political
affections.
Tocqueville
is no simple democrat. He is skeptical
about democracy. He does regard it as
the irresistible wave of the future, but he does not think it a very good
idea. For it delivers power to people
who do not know what to do with it – people who will act out of envy rather
than wisdom, who will be more concerned to level from their passion for equality
than concerned to establish their particular city or country safely. Such a people will override a range of
questions that statesmen need to handle, driven by their relative status
vis-à-vis others in the community. The
first volume of Democracy in America had already signaled this [p. 178].
Tocqueville described the disappearance of aristocracy in the United States,
where even natural aristocrats go into hiding:
Nowadays, one may say
that the wealthy social classes in the United States are almost entirely
outside the political arena. Moreover,
wealth – far from being a right – there is a real cause of disfavor and an
obstacle to reaching power…
The rich surrender to
this state of affairs as an irremediable evil, while he avoids with exquisite
care showing how hurt he is… One hears
him boast publicly of the benefits of republican government and the advantages
of democratic forms. After all, what is
more natural in men, after hating their enemies, than to flatter them?[21]
He
suggests that real human distinction is an obstacle to gaining power in democracy. The death of aristocracy tells us something
about the character of liberal democracy.
We ask how we can originate the society without a principle of
sociality, and how can we expect it to function if people are motivated solely
by self-interest. The answer usually
presented as a responding miracle is the supposed discovery that we do not need
moral principles, and we can make society work by orchestrating the
interactions of self-interest so as to create a social equilibrium from
everyone pursing his own goals and not caring about any one else’s.
Critics
have denied the miracle. The
Antifederalists, for example, favored some sense of community, some
homogeneity, something social to hold things together sufficiently to foster
mutual reliance in order to make democratic politics work. The argument from rights (understood as mere
interest), however, says nothing about participation in politics and political
responsibility. It ultimately assumes
an almost utopian balance of forces in which all of the classical historical
problems of human life have disappeared.
Men have become consumed with pursuing their own interests and satiating
their own passions.
Tocqueville
urged that no such balance emerged in the revolution, for people were so bent
on satiating their passions that they were almost resistless. One could not turn them back any time they
had the idea that they could lay hands on someone else’s goods. He described them:
Folk had assured these
poor people that the property of the wealthy were somehow obtained by theft
from them. Folk assured them that the
inequality of fortunes was as contrary to morality and society as to
nature. Many poor people believed it,
assisted by needs and passions. That
obscure and erroneous conception of right, which mated with brute force,
imparted to this concept an energy, tenacity, and power that it never should
have acquired singly.[22]
This is a
portrait of the popular insurrection in June 1848. The “theories of socialism” held by the insurrectionists led them
to believe they had a right to goods stolen from them on account of society’s
originating in injustice. They think
the only way to recover their goods is to reach out and take them, because the
inequalities they suffer are not only historically wrong but also a continuing
moral injury to them.
The
implication is that what began as an argument about individual rights veered
off track, because it did not take into account the motivations of human
beings. Men would see their own
poverty, insofar as they experienced it, not as something momentary that they
would overcome in due course as they enjoyed more and more of these rights, but
as an injustice they had suffered. The
only way to change those circumstances is to overthrow the regime and to take
from others property wrongly owned.
Tocqueville argues that a spirit of envy will undermine the supposed
smooth operation of a system of entrepreneurial energy based on individual
liberty.
Socialist theories in the shape of greedy, envious desires
continued to spread among the people sowing the seeds of future revolutions,
but the socialist party itself remained beaten and impotent. The Montagnards, who did not belong to that
party, seemed to have been struck down beyond recall by the same blow that
felled it. Even the moderate
republicans were not slow to see that the victory that had saved them had left
them on a slope sliding beyond a republic.
They immediately made an effort to pull back but in vain.
Naturally
enough, Marx thinks very differently about these events than does Tocqueville. Nonetheless, in light of the foregoing
Tocqueville passage, the following passage from Marx is instructive:
If the overthrow of the
parliamentary republic contains within itself the germ of the triumph of the
proletarian revolution, its immediate and palpable result was the victory of
Bonaparte over Parliament, of the executive power over the legislative power,
of force without phrases over the force of phrases.[23]
In other
words, Marx describes Bonaparte’s coming to be the representative of the people,
after continuing internecine struggles among the various classes intermediate between
the people and the dictator. Thus, the
popular will was to become the law of the nation not through the people ruling
directly but through the force of the dictator. Marx continued:
In Parliament the nation
made its general will the law; that is, it made the law of the ruling class its
general will. Before the executive
power it renounces all will of its own and submits to the superior commands of
an alien will – to authority. The
executive power in contrast to the legislative power expresses the heteronomy[24]
of a nation in contrast to its autonomy.
France, therefore, seems to have escaped the despotism of a class only
to fall back beneath the despotism of an individual.[25]
Now,
Tocqueville agrees with Marx. He also
sees the emergence of Napoleon Bonaparte as fulfilling the popular revolution
rather than a reaction to the revolution.
Nonetheless, what Marx is saying, and what is important about it, is
that what Tocqueville calls the people’s “envy” has driven this process less
than the self-interested behavior of the various classes (as he has identified
them). In an earlier passage he even
questioned whether we can regard those who are called the petty peasants a
class. They have lost the sense of
class; they are no longer in contact with one another; they are no longer in
community; and yet they are the people who drive the popular uprising and bring
Bonaparte to power in an alliance with the urban proletariat.
Thus,
these isolated individuals – whether inspired by envy or political submission –
drive the nation relentlessly toward a concentration of power in the pursuit of
their goal, which is to strike down the differences between themselves and the
classes they see but do not acknowledge as their superiors. Both Tocqueville and Marx make this argument.
In
context, we ask what the rhetoric of republicanism is all about? If liberal democracy is the rhetoric of
republicanism, what is it all about?
Why do not people simply talk politics, in they way they used to do in
the old world. Why do not the French
speak of the Italians, the Germans, and the Belgians in terms of their lack of
civilization and the reason they ought to be destroyed? Why does politics become a language
primarily about domestic concerns, which is true all over the earth today,
including here in the United States?
People who declaim that this is the greatest country in the world seem
not to be talking politics but to be living in la-la land. Of course, though, politics classically and
traditionally distinguished one people from another. While for us politics is what distinguishes one interest from
another. In these writers, also,
politics distinguishes one interest from another.
The
question is: how did communities come to be disintegrated such that nothing
important could be said about politics other than fellow citizens’ mutual
hatreds and struggles? Is it ever
possible in terms of this discourse to refer to communities again? May we refer to the French as a
community? If we read Marx’s account of
their struggles – struggles that always end in some degree of bloodshed – we
find a people who kill over theories.
They do not kill outsiders; they kill one another over theories.
Marx
and Tocqueville wrote after the revolutionary struggles of 1848 to 1851 (and
Tocqueville actually participated in them).
In fact, though, many of those same conversations continue to resonate
through the same one hundred and forty years afterwards – first in many
countries in Europe and then spreading to Latin America, Asia, and Africa. Ultimately it became a world conversation
that came to be known as the “cold war,” in which people debated perhaps the
merits of their civilizations but always under the guise of debating the
relative merits of socialism and liberal democracy.
Is
socialism really an alternative to liberal democracy?[26] If so, what is it chief argument against
liberal democracy? Far ahead of the
development of explicit theories that fueled political revolutions, there was a
notion that one had to do more than talk about the prospects of material
progress or comfort. One also had to
convert the discussion of material progress into a discussion of social
cohesion. Socialists seem to have
argued that liberal democracy does not permit social cohesion.
Marx
provided the explanation for this conclusion, namely that liberal democracy is
predicated on the conflict of classes.
This is the form of life in which by definition they fight and kill one
another by historical necessity – because of material conditions. Rousseau’s discovery that society originates
in the accidental discovery of property leads to Marx’s discovery that the
influence of the accident does not end with the social contract and a
legislator, but sets in motion a historical train of events.
* * *
While
Tocqueville has the concluding word, Marx has special relevance in this
inquiry, because his methodological materialism lies at the foundation of much
modern opinion regarding the relationship of economics and freedom. We have returned to the Eighteenth
Brumaire because it is one of the first and clearest elaborations of the
theory of historical materialism, and almost the only work in which Marx
accomplishes a full illustration of the theory. Readers have previously under emphasized Marx’s starting point as
opposed to the end he envisioned, and in doing so they have obscured the implications
of his teachings for all views of stratified, mediated, or complex communities.
Marx
wrote clearly of the impossibility of community in general for all men who had
lived until the time he wrote and for most if not all who ever would live. What makes community in general impossible
is the view that what might be taken as the differentiated dynamics of a single
community constitute in fact the inveterate antagonisms of true enemies and not
potential friends. The theory runs
thus:
Upon the different forms of property, upon the social
conditions of existence, rises an entire superstructure of distinct and
peculiarly formed sentiments, illusions, modes of thought and views of
life. The entire class creates and
forms them out of its material foundations and out of the corresponding social
relations. The single individual, who derives them through tradition and
upbringing, may imagine that they form the real motives and starting point of
his activity.[27]
The
beginning of the theory of Karl Marx – not the end, the utopianizing vision of
a withering of the state – has the greatest relevance for continued theorizing
about the state or society. That
beginning is nothing less than a categorical refutation of the possibility of
the res publica – i.e., the reality of a true public and a common good
in any of the arenas in which we traditionally observe politics.
The
description of politics in Marx is a description of continuous warfare, where
the terms “classes” or “social orders” replace the terms “armies” and “command
and control.” What this insight means
for the present discussion is two-fold.
First, the denial of the possibility of a public good for or within a
liberal democracy is the most radical challenge to that regime (hence,
Tocqueville was right). Second, all
discussion of a restoration or renaissance of a sense of civic culture must
succeed first – before it can have an impact on the contemporary stage – to
reclaim from Marx’s devastating attack a legitimate role for differential
cultural actors – individually and in groups.
Every
modestly informed observer will forgive my not eliciting a list of examples to
illustrate the ways in which contemporary commentary echoes Marx in assumptions
of interested behavior and inveterate oppositions of interests among social
strata as the basis of society. Besides,
it would be far simpler to enumerate the rare cases in which the socialist
presumption does not contribute the starting point of inquiry.
If
it is true, however, and as I maintain, that the socialist presumption (i.e.,
there is no common good under forms of the political organization of society)
thoroughly reigns as orthodoxy across the spectrum of contemporary political
opinions, then it must surely follow that socialism has rather been disapproved
in practice than disproved in theory. What would follow from that is
recognition of the need to respond to the radical challenges to liberal
democracy as a pre-condition for undertaking the cultural strengthening of
liberal democracy.
Here, too, we may lean on Marx:
Men make their own
history, but they do not make it just as they please; they do not make it under
circumstances chosen by themselves, but under circumstances directly
encountered, given and transmitted from the past. The tradition of all the dead generations weights like a
nightmare on the brain of the living.[28]
The
pervasive circumstance constraining the makers of a new history today is the
pervasive, deadly influence of socialism inherited from the past. Tocqueville
recognized this process as it was just beginning. He saw in the revolutions of 1848 not just a re-ordering but a
dissolution or fragmentation of society – one meant to be permanent.
This time, it was not merely a matter of the triumph of one
party; people aspired to launch a social science, a philosophy, I could almost
say a single religion that they could teach to all men and cause them to
follow. That was the truly great
departure from the old picture.[29]
Tocqueville
stood among those who resisted the reduction of all human society to an
abstract order. Indeed, they initially
succeeded in branding socialism a sclerosis.
Marx
foresaw that growing influence would follow the early defeats. But it was Tocqueville who explained
why. Initially he explained how
“socialist theories” penetrated the minds of the people “in the form of greedy
and envious passions,” planting “seeds of future revolutions” despite the
impotence of the socialist party.[30] More profoundly, though, he asked:
Will socialism remain
buried in the scorn that so justly covered the socialists of 1848? I raise the question without answering
it. I am certain that the fundamental
laws of our modern society might be sharply modified in the fullness of time;
they have already been so altered in several of their main parts. But shall it ever occur that folk will
destroy and install others in their place?
That seems impracticable to me.
That’s all I can say, for to the extent that I study the ancient
condition of the world more closely, and also see up close our own world today;
whenever I weigh the immense diversity that one encounters between them, not
only within the laws but within the principles of the laws and the different
forms that the right to land-holding have taken and retain, to this very day,
no matter what folk say, I am tempted to believe that what folk call necessary
institutions are often nothing but the institutions folk are used to. Regarding a social constitution the realm of
possibility is so much vaster than the people living in any one society might
imagine.[31]
*
Published in Toward the Renewal
of Civilizations: Political Order and Culture, edited by T. William Boxx
and Gary M. Qunlivan (Grand Rapids, MI: W. B. Eerdmans, 1998)
[1] E. S. Corwin, The Higher Law Background of American Constitutional Law (Ithaca, NY: Cornell University Press, 1965, c1929).
[2] John Locke, Second Treatise on Civil Government, para. 6.
[3] Charles de Montesquieu, De l’esprit des lois, Bk. I, ch. 1.
[4] op. cit., Locke,
[5] Alexis de Tocqueville, Democracy in America, (New York: Modern Library, 1981).
[6] Alexis de Tocqueville, Souvenirs (Paris: Gallimard, 1964), edited by J. P. Mayer and B. M. Wicks Boisson, Pt. II, Ch. 10, pp. 240-241. [Translation by author]
[7] Alexis de Tocqueville, L’ancien rJgime et la rJvolution (Paris: Gallimard, 1967), edited by J. P. Mayer, Ch. 1, p. 57.
[8] Ibid., p. 63.
[9] Jean-Jacques Rousseau, Contrat social; ou principes du droit politique (Geneva: Chez Marc-Michel Bosquet, 1766), I, i.
[10] Op. cit., Tocqueville, L’ancien rJgime et la rJvolution, pp. 66-67.
[11] Alexander Hamilton, James Madison, John Jay, The Federalist (New York: Mentor, 1961), essay number 10.
[12] Op. cit., Locke, para. 21[?].
[13] Op. cit., Tocqueville, L’ancien rJgime et la rJvolution, Liv. III, ch. 1, p. 230.
[14] “The earth belongs to the living,” Thomas Jefferson exclaimed in a 1789 letter to James Madison. See The Portable Thomas Jefferson, edited by Merrill D. Peterson (New York: Viking Press, 1975).
[15] James MacGregor Burns, The Deadlock of Democracy; four party politics in America. With revisions. (Engelwood Cliffs, NJ: Prentice-Hall, 1963).
[16] Op. cit., Tocqueville, L’ancien rJgime et la rJvolution, Liv. III, ch. 1, p. 231.
[17] Ibid., p. 233.
[18] Ibid., pp. 233-34.
[19] Ibid., p. 234.
[20] Ibid., p. 248.
[21] Op. cit., Democratie, Vol. I, p. 262
[22] Tocqueville, Souvenirs Part II, ch. ix, p. 213.
[23] Karl Marx, The 18th Brumaire of Louis Bonaparte (New York: International Publishers, 1963), p. 120. Italics in translation.
[24] Today, this is called multiculturalism or diversity, and it contrasts with autonomy.
[25] Op. cit., Marx, p. 121.
[26] There were many early nineteenth century examples of state socialism, including within the United States. One of the more dramatic, however, occurred during the succession of constitutional struggles in Paraguay between 1816 and 1840.
[27] Op. cit., Marx, p. 47.
[28] Ibid., p. 15.
[29] Recollections, p. 125
[30] Ibid., p. 252.