MONTESQUIEU'S MANNER OF DISCOVERING MAN'S DUTIES
to
which are appended translations of
Montesquieu's
Essai Touchant Les Loix Naturelles et
La
Distinction du Juste et de L’Injuste
and
Newton’s
De Gravitatione et Aequipondio Fluidorum
by
W.
B. Allen
© W. B. Allen
INTRODUCTION
The purpose of the following
introductory remarks is to discuss especially those characteristic features of
modern political philosophy which are peculiarly obscured by the influential
advocates of political philosophy in our time and which it is necessary not to
overlook in an account of the sources of our republican morality. These remarks
are not intended to sketch the outlines of an adequate interpretation of modern
political philosophy. Their purpose is but to indicate what seems to me the
only credible point of departure for any rigorous student of things at once
political and scientific.
In my essay, “That Politics is
Nobody’s Business,” I distinguish the Socratic question, “Whether it is the
work of education to form souls whose work or function is politics,” from the
platonic question, whether politics is at all a decent work or business. The
platonic question produces the most profound embarrassments for modern
political philosophy. In the essay I give complete scope to the possibility
that politics is an activity unworthy of the best souls:
Politics is that realm of things which we, as
human beings, must care for although no good come out of it. In spite of the
persistence of the business of politics, we may know that our affairs lie
elsewhere, though we know not where. . .
To speak loosely, the old view is that politics is nobody’s business,
because politics is the work of our ignorance.
Nevertheless,
that essay carefully points out that this perspective is won by the fallacious
move of comparing the origins of politics and the end of philosophy. Once that
move is corrected, it becomes possible to conclude, “By suggesting that
education can bring men to no more than the beginning of philosophy, [one]
equally suggests that the work of education is to disclose to men the end of
politics.” It is precisely the denial of an end for politics in the modern
world, and the consequent detachment of education from politics, to which
modern political philosophy is open and by which political philosophy in our
time is embarrassed. For it pretends to offer humans an end, philosophy, which
has no proper beginning, and talks about a beginning, politics, which has no
end at all.
This
modern failure to appreciate the seriousness of all politics (as the expression
of human nature) is the greatest obstacle to philosophic inquiry. It is a case
of the skeptical tradition of philosophy become a weapon against not only
politics but philosophy also. I have long sought to argue, though it does not
originate with me, the necessary connectedness of politics and philosophy—that
is, the view of the two as differing but related expression of a single human
activity. In “Questioning What Everyone Knows: The Art of Political Inquiry,” I
characterize the modern situation thus: The only defense we will accept—and
therefore will make—for the kind of life we live is that it is what we want,
for now. The greatest sin of our time in the eyes of intellectuals is moral
absolutism. And because moral absolutism always aims at a conception of general
human goodness (whatever its actual results), and alone does so, the greatest
evil of our time is the idea of general human goodness. There have been two
outstanding sources of this evil in human history: religion and philosophy. In
fact, both have subserved a single historical phenomenon, the city or, properly
speaking, politics. Politics, therefore, is the outstanding force of evil in
human history.
There
is, and always has been, but one science whose task it is to understand and
articulate the claim of goodness, and that is political philosophy. Political
philosophy articulates a regime’s claim about goodness in such a way that every
citizen, whatever his art or inquiry, may know whether to assume his obligation
to mind the business of the whole. There is a pre‑condition to be sure:
the citizen must be a student of politics before he can become a student of
political philosophy. I do not pretend that political philosophy is just one of
many disciplines carrying out its assigned function. Rather, I mean to deny the
conclusions drawn by them that think that a philosophical understanding is
incompatible with a moral or political understanding.
My
view is, concededly, no more peculiarly ancient than peculiarly modern. But it
reposes on two distinctions essential to the purposes of this paper. First, the
view enunciated here is wholly compatible with the American founding—that is,
with the one wholly modern regime.[1]
Thus, as conclusions derived from America’s claims, this view is bound by
though not limited to the sufficiency of those claims. Secondly, the view
enunciated here is wholly compatible with the architectural principles of
modern political philosophy, namely, in this case, Montesquieu’s reflections on
human duties. The difficulty to which modern political philosophy is open, the
divorce of politics and philosophy or reason, is merely platonic and not
necessary. Were we to speak of equalities, rather than compatibilities, we
would further hold that two things, each equal to a third, are equal to each
other. But that is not the manner of demonstration here. Let us rather,
provisionally, reduce the three to a single albeit paradoxical assertion, which
is, that the a priori denial of the rational authority of every possible
moral proposition itself generates the claim that freedom alone both begets and
requires goodness. Insofar as this conclusion is fatal neither to politics nor
to science, and I submit that it is not at all, then every assault on modernity
which treats modernity’s moral equality as if it were nihilistic or
relativistic overshoots the mark and ends rather by impugning what such
assaults purportedly set out to defend, namely, the necessity of politics and
the possibility of philosophy.
Let
no one object that a political philosophy which departs from the principles of
science must be independent of politics. For such a claim requires that
demonstration as opposed to exhortation establish the principle of the
detachment of philosophy from politics. But the world has yet to see and
(unless I err) to hear such a demonstration, not, perhaps, because it has yet
to be achieved but rather because it is not possible. That, at least, is the
thrust of what I meant in “A Vision of Anutopia” when I called philosophy “morality
manquée.”
If
Rousseau, so often in error, be nevertheless correct in judging that the single
motive of human action is the “love of well being,” and thinking too is a human
action according to Newton (de gravitatione, below), then philosophy and
politics may at a minimum be seen to derive from a single impulse. Skepticism
and the idea of moral equality would to no less extent derive from the same
impulse. Similarly, Rousseau’s discovery of benevolence in the great‑souled
man (erroneously if Christianly founded in pity), in spite of its explicit
detachment from political illusions, would point no less to political reality
than to philosophy. These two quintessentially modern scientists, Newton and
Rousseau, would accordingly fall into line with Aristotle (“Every art and every
inquiry, equally practice and pursuit, seems to be aimed at some good.”),
reducing the distinction between ancients and moderns to a footnote to the
discussion of human nature.
The
implications of this last statement affect both interpretations of
Montesquieu’s political philosophy and, presently, disputed interpretations of
political philosophy among students of Leo Strauss and those influenced by him.
The distinctions elucidated by Strauss, above all that between ancients and moderns,
are so diversely understood as to persuade some that political philosophy is so
little serious as merely to offer the occasion to re‑discover philosophy
independently of political philosophy, while others understand in political
philosophy the comprehensive mode of philosophic inquiry.
Rousseau
seems to be the key to this dispute, oddly enough from the point of view of Leo
Strauss. Rousseau first suggested a clear and distinct perception of a changed
human nature (thus expelling nature as the goal of thought about human things).
In the “Discourse on the Origin of Inequality Among Men,” Rousseau argues that
the differences between men of the first ages and those of the last ages are so
vast as to suggest that those men are not of the same genre, and the “attentive
reader” will conclude that “the human soul and passions, insensibly mutating,
change nature so to speak.”
Strauss’
students who take the differences between ancients and moderns to describe essentially
different human possibilities effectively adopt Rousseau’s conception of a
changed human nature. Understandably, therefore, they conceive the project of
comparing and choosing among the human types or models thus portrayed. While they would not be so naive
as to imagine that they can become ancient, their emphasis upon the necessity
of choice does serve to allow them, as they and Rousseau say, to detach
themselves from the political illusions, the low and degrading ambitions of
their time. Thence, presumably, they are liberated to philosophize, which must
then mean to spend their time in
thought about—well, about what is uncertain, since even Nietzsche could
dream up new illusions, but they would
at least think as if politics did not matter.
This
approach has long vitiated reflection upon Montesquieu’s principles and upon
the American regime, for it treats his reflections on regimes, along with the
idea of a right regime, as mere propaganda designed to render the life of
passion palatable. The thought of such an accommodation with modernity would
mean that Montesquieu were Socrates’ sophist (Republic, 493a‑c),
who seeks to soothe a beast by calling whatever delights it good and whatever
angers it bad. The leading commentator on Montesquieu in our time is Professor
Thomas Pangle. His Montesquieu’s Philosophy of Liberalism suggests that,
for Montesquieu, there are no human duties properly so called, precisely
because of the changed conditions and expectations of human life. In my review
of his work (Journal of the History of Philosophy, XIII, 2), I strongly
urged the inadequacy of this view. If we now continue that discussion, and
along the way clarify the dispute among Strauss’ students, we serve the purpose
of justifying the serious study of Montesquieu.
The
dispute among Strauss’ students has heretofore turned on the question of who
best conveys Strauss’ teaching—that is, did Strauss concede the force of
platonic doubts about modern politics or did Strauss lay a foundation for
re-discovering genuine politics within the modern regime. The latter
enterprise, which may be identified within the work of Harry V. Jaffa, can
stand on its own independently of Strauss.[2]
And the former position, appealing to the tradition of the most modern
teachings about politics, is to that extent larger than Strauss and hence also
independent of him. I submit, therefore, that the question of who speaks for
Strauss is of merely antiquarian if not sectarian interest. For my purposes it
suffices to assume that Professor Pangle, perhaps Strauss’ best student, holds
custody of the true Strauss. Thence, we conclude that Strauss teaches “that it
is only when our commitment to public action is qualified that our commitment
to private thought and truth can be unqualified” (Montesquieu’s Philosophy
of Liberalism, “Introduction”), and that we need forget the twentieth
century, the problems of our times, inasmuch as neither modern political
philosophy nor the American founding are compatible with the idea of natural
right and the goal of the contemplative life. Might we not render academic the
question of his legitimate heirs by simply refuting Strauss, thereby justifying
the aim of the present study, which is based on the common notion that an
unqualified submission to truth necessarily has unqualified public consequences
(cf., my review of Goyard‑Fabre, Nietzsche et la question politique,
in Review of Metaphysics, XXXIII, 2)?
Let’s
state more fully Strauss’ case, as Professor Pangle might put it, and then
indicate the possible responses of which the following essay is the more full
example. The argument seems to run as follows: The modern commercial republic
is, by definition, incompatible with civic education and virtue. These two
elements of the ancient city were the foundation of that city’s pretense to
decency. In the modern world not even that pretense is preserved, as all
politics become slavish, unnatural. The decent regime—if not decency
itself—becomes impossible. Apparent hopes of decency, in the American founding
for example, represent only the confusion and limited understanding of the
founders. They did not fully appreciate how far the “moral” horizon had become
a‑telelogical and thus amoral. In Montesquieu’s Philosophy of
Liberalism, Professor Pangle calls Montesquieu’s principles Hobbesian and
crypto‑teleological, by which he seems also to mean a‑teleological
in the decisive sense. In any event, we are enabled to discover these
tendencies, not by studying the American regime, nor Montesquieu alone, but by
studying the ancients and the various kinds of legitimate regimes (moderns
believe that only liberal democracy is legitimate, properly speaking). In that
manner we discover the insufficiency of our principles, how low we are. That
is, not only is the serious study of America’s claims incapable of leading one
beyond those mere claims (for they do not point to nature), but such study runs
the risk of confirming one in the baseness he shares with his fellows. Thus,
the proper beginning for the liberated mind is to lose every hope for this
regime. Serious students turn to the ancients not to bolster false hopes but to
escape modernity.
This
argument is false, not least of all because its disinterested philosophic
perfection makes no specific claims about human goodness and might be reducible
to a mere aesthetic. But further, it makes the mistake of treating a
convention—something called modern political philosophy—as a necessity of
nature. As I held in “Cares, Labors, and Dangers: A Free Society in an Unfree
World,” “arguments based on peoples’ systems of thought cannot invoke the rule
of logical (or natural) necessity, for those arguments stand upon the shifting
sands of the human propensity to change.” To speak of human prospects in our
time, therefore, as though they were confined to the sparest prospects of any
philosophical tradition is precisely to fail to raise one’s sights beyond
convention, beyond the cave. Strauss’ argument would mean, therefore, that modern
men cannot consult nature simply because the ruling authority has banished all
appeals to nature.
The
argument is further false politically speaking, depending as it does on
assumptions about the American founding which can scarcely be proved. For how
could one demonstrate that George Washington, in the First Inaugural Address,
were simply confused when he called for making “private morality” the
“foundation of public happiness?” He argued the point at some length, and the
most one could venture would be that he erred in the terms of his argument. It
would not do to deny that he understood what he said merely because modern
political philosophy did not give him leave to understand. And, so far as I can
determine, neither Strauss nor those considered his best students have ever
ventured in any depth to study the founding. In other words, it is
extraordinarily difficult to explain the American founding, not by studying the
prolific and thoughtful works of the founders, but with reference to their
supposed mentors. When James Madison, in 1792, claims to have advanced the
understanding of republicanism beyond what Montesquieu and others understood,
one cannot know what to make of it save by studying Madison and the founding.
The question whether the founders understood Montesquieu cannot be answered
merely with reference to Montesquieu.
Careful
study of the founding must assume that the regime’s claims bear some analysis.
One may confirm this short of demonstrating that it is a designed utopia,
however. Leave aside the question of how political consciousness can dawn in
any human being apart from the claims of his regime. There is a practical
matter, namely, that the regimes circumstances are such as to impose upon the
thoughtful the question of its goodness.
The Thucydidean principle of necessity
is completely wound through with the claim of goodness, as Diodotus’
speech shows. Again, in “Cares, Labors, and Dangers,” I express it thus:
because any city may deal with every other city as if the other’s citizens need
only consult their individual safety, or the opinion that they are safe, there
is the further implication that the city which succeeds in foreclosing to its
own citizens the reflex of merely consulting their individual safety
establishes itself as good beyond all other possibilities. This means that what
might appear rational to one man, which is to prefer personal safety under the
dominion of a strong enemy rather than to risk death along with his hapless
fellows, cannot appear treasonous to any man who does not credit the claim of
goodness of that man’s city. An American turned Soviet spy may be welcomed in
the Soviet Union; a Russian turned
American spy will be welcomed in the United States. The rule of necessity is
bound up with the discovery that one city, our city, is good, while others are
evil. This is the eternal, unchanging condition of human life, however the
particular prejudices of peoples obscure this truth.[3]
What remains is to learn how men arrive at that truth from a beginning which
emphasizes interest, indeed, self‑interest.
Strauss’
argument would be wrong in a final respect if it denied utterly any foundation
in modern science for a concern with human ends, or more precisely, however
native it be to humans to aim at an end, if it denied that there are means
available to modern science to pursue that concern and tools available to
modern man beyond modern science. It would mean, decisively, that modern
science is not properly speaking a human enterprise, an expression of human
nature, like ancient science, subject to the imperatives of human nature. As we
said, this can be true only if there is no human nature or if it has changed,
which is the same thing. This argument partially reposes on the former
discussion of modern political philosophy’s ruling force. To that extent it has
been answered. But it bears further investigation from the point of view of
whether the liberalism modern science spawned, in any of its variants or eras,
is so single‑minded as may appear at first glance. The following
discussion of Newton and Montesquieu’s approach to natural right will respond
to this most forceful objection. For now, it is sufficient, first, to concede
that classical political philosophy will seem more directly concerned with
political life, and, secondly, to maintain that, whether one turns to ‘ancient
science or to modern science to clarify human ends, it seems one must do so
from a prior concern with politics or morality.
This
question, too, I have discussed elsewhere, and I will conclude this
introduction by borrowing the argument from “The Manners of Liberalism: A
Question of Limits” (Improving College and University Teaching, Fall,
1982). The problem of liberalism’s inadequacy respecting ends derives from the
prior question of the goodness of philosophy, since the generation of the
liberal regime bears a closer relation to philosophy than does any other
regime. In America the locus classicus for this query is the founder
(that “theoretic politician”), Thomas Jefferson. There have been at least two
kinds of criticism of Jefferson, which call into question either his moral
intentions or the consequences of his moral principles. We might dismiss the simple‑minded
egalitarians, of whom plenty remain. The second form of criticism, however, suggests
that Jefferson’s deep philosophical education ultimately led him to the
nihilistic, amoral consequences of modern philosophy. This was regarded as
causing him to misperceive the human condition and thus to pursue the
revolution of liberalism in a halting manner.
Jefferson,
therefore, provides a suitable foil for this discussion. The criticism, in
effect, reflects doubt about how far the founders of liberalism as a system of
thought ought also to be regarded as the founders of liberalism as a way of
life, with its attendant prejudices about right. A simple consideration is in
order: not one of the philosophers of liberalism could have had any reasonable
expectation of either living under or directly founding such a way of life.
Madison was correct to claim that he understood liberalism more profoundly than
they—that is, as an actual regime. Their principles often produced conclusions
more readily applicable either to individuals or societies in general than to
any particular community.
The
criticism of Jefferson insisted that his pegging the success of liberalism on
individual exertions rather than on the designed effects of the community as
such left nothing to rely on once he realized that the universal exertions of
individuals (vitiated by natural differences) could never reach up to the point
of securing a way of life informed by universal enlightenment and offering
responsible freedom. Jefferson, himself, had a reasonable alternative to
regarding every human being as living up to the highest human potential:
natural aristocracy. He outlined a process of liberal education to favor the
emergence of the natural aristocracy. Thence society could presumably live at
the highest levels, though not all men could attain that level.
However,
Jefferson expressed this ideal in an unfortunate figure of speech which belied
the very hopes for mankind upon which the ideal was based. He saw the process
of successively elevating the brightest men, without regard to class, through
every educational level, until, at the top, there stood only the best and the
brightest, as “raking the diamonds from the dunghill.” But this figure of speech
suggests equivocation on his part about the purpose of entrusting ultimate
authority to the many. By imagining that, unless the best actually do rule,
liberalism fails, he wavers in his commitment to liberalism. By admitting that
liberal education does not make all fit to rule, he suggests the impossibility
of liberalism. In this view the weaknesses of the many are incorporated in the
very idea of the liberal regime, contrary to every expectation of decency.
The
necessary response, philosophically, is to weaken the idea of community within
the liberal regime (reflecting the absence of natural right in modern
philosophy). The argument then denies (where Washington affirmed) the
possibility of self‑discovery within the community over and above the
individual interest to which liberalism as a system of thought had pointed.[4]
True or no, the idea is that Jefferson (and in the broader argument here we are
forced also to say Strauss) could not conceive the moral and philosophical
power of the actual existence of a particular community conveying to men a
necessary idea of their existence. But as this is the sufficient condition of
political right (See, Aristotle, Ethics V, and Shakespeare, Henry V,
iv, lines 130-220), so too is it the necessary condition of philosophic
inquiry. What must be deduced from this is a foundation of human duties or
obligations as the complement of the universal exertions liberalism expects of
individuals.
Reflection
on politics, even under liberalism, is in fact reflection on the power of prejudice
even more than reflection on the power of human nature (indeed, isn’t it the
pathway to the discovery of human nature?). Neither liberalism (the ultimate
authority of the many) nor liberal education (the pursuit of excellence or
wisdom) leads men to substitute tolerance or ambiguity for righteous
indignation. Jefferson need not have despaired of liberalism had he realized
that the exertions of individuals which it summoned were the necessary but not
sufficient condition of liberalism’s success. No more need Montesquieu abjure
inquiry into the foundations of human duties, nor we to connect a political
philosophy based on principles of science with politics, Strauss’ students to
the contrary notwithstanding.
There
are important reasons to pay attention to the manner in which Montesquieu
sought to derive human duties. Most important, perhaps, is that Montesquieu
departed sharply from the practice of his age. I will try ultimately to show
the significance of this. But let us begin, first, by listening to Montesquieu
“relax” (so he justified himself to a recalcitrant printer) in the midst of an
immense and even laborious work, The Spirit of the Laws.
Pierian
Virgins! Do you hear the name I give you?
Inspire
me! I’ve run a long career and am burdened
with
pains, difficulties and fatigues.
Give
me that calm and gentle mind which today
escapes
me by far.
Never
are you so divine as when you lead
toward
wisdom and truth by way of pleasure.
But
if you won’t soften the rigor of my tasks,
hide
the task itself.
Lead
me to reflect—and to appear to feel.
Arrange
things that men may be instructed though I should
not
teach,
and
that, proclaiming the useful, men should believe me
to
know nothing—
thinking
you have told me all.
When
the waters of your fountain spring from the rock you love
their
climb toward heaven is not to fall again.
They
flow gently into the prairie.
They
are your delectations
because
they are the fine pleasures of Shepherds.
Charming
muses, regard me but once
and
all the world will read my works—
that
which must not be amusement will be pleasure.
Divine
muses! I feel that you inspire me—
not
only what is sung at Tempe on the Shawn;
or
what is repeated at Delos on the Lyre.
Your
wish yet is that I give voice to reason.
It
is the most noble, the most perfect,
the
most exquisite of our senses.
__________________________________________
Montesquieu’s
enigmatic prose‑poetic invocation, following his sad farewell to the love
of truth and to that “certain finesse which taste imparts,” that the emergence
of the modern republic requires, presents in boldest form in its closing line
the problem of his teaching about modern politics. Reason, he holds, is the
finest of all our senses! Invariably, commentators have read this to mean the
depreciation of reason. Consider, however, what one must think, if reason,
alone, “senses” the command to move in man.
Man,
Montesquieu teaches in Book I of The Spirit of the Laws, is like every
other natural body, subject to the “relationships of mass and velocity.” But
the order of nature is such that that relationship is expressed in differing
ways in differing beings. Man, alone, is required to move himself, over and
above the motions his mere matter receives no less than the dust, with recourse
to the doubtful faculty of reason. He can not avoid to be moved by circumstance
and climate, but he must additionally secure on his own exact “obedience” to
the commands of nature or matter, as far as he may. By comparison, beasts, who
too have self motion, may have all provided by their constitution. It is not
known whether, in them, sense is mediated by reason, or like a machine, is only
a lever which transfers motion received from an external cause (cf., III, 10).
It is at least observable that they are more constantly obedient to nature’s
commands than man.
The
mode of man’s self‑motion turns on the prevalence of gratitude for good
and requital for evil done to one. Benefiting friends and harming enemies,
according to Book I, is the method employed by intelligent beings to assimilate
themselves to the requirement that they be “as well governed as the physical
world.” The burden of distinguishing friends and enemies falls upon the reason
of intelligent beings—a reason “subject to error.” It is thus, no doubt, that
they are capable of “forgetting themselves,” or, as Montesquieu says in the
“Preface,” that they fall subject to prejudices, which is “not that which
causes one not to know certain things, but that which causes one not to know
himself.” This prejudice is nothing less than the particular ignorance which
comes to prevail in society, in the form of positive law, when men awakened to
the differences among them come to assert their claims of superior advantage
(I,3).
The
different constitutions or regimes among men are just so many results of one or
the other particular ignorance prevailing as a consequence of the trial of
strength. The point to retain, however, is that each particular ignorance is an
attempt, and is justified by the necessity, to obey the laws of nature. Man
cannot completely succeed in that attempt. In principle, of course, there is a
perfect constitution, or the complete assimilation of humanity to the laws of
motion. But the end and interest of any given constitution is determined by its
origin in error.
To
take thus seriously Montesquieu’s discussion of natural law is perforce to
challenge the various arguments that Montesquieu’s principles are Spinozistic,
Cartesian, Hobbesian, atheistic, or what have you. We have available, however,
a shorter road for demonstrating that we may take Montesquieu seriously. We can
argue that his principles are Newtonian, and we have available a most succinct
statement of the Newtonian perspective which bears a strikingly close
resemblance to Montesquieu’s argument. Newton’s “de gravitatione” (which is
appended) has the further advantage of being an explicit refutation of
Cartesianism, thus facilitating the drawing of distinctions between Montesquieu
and Descartes. And for the skeptic who desires still more, we have Spinoza’s Principles
of Descartes’ Philosophy, which, by suggesting Spinoza’s degree of
agreement with Descartes, brings Spinoza also within the compass of our
reflections. And as for Montesquieu’s Hobbesianism, indications already given
in the “Introduction” to this essay should suffice to eliminate that
possibility, though that will not prevent our recurring to it once again. There
remains but to elucidate the evidence and implications of Montesquieu’s Newtonianism,
and to show that Newtonianism is not merely mechanical. It goes without saying
that the brief exposition of Newton’s principles which follows assumes that the
reader will read the appended essay.
The
key to the relation between Montesquieu and Newton (whom Montesquieu defended
against the charge of atheism in correspondence) may be found in the Defense
de L’Esprit des Loix, where Montesquieu echoes Newton’s assault on
Cartesian atheism. Defending himself against the charge of atheism derived from
his natural religion, Montesquieu responds that natural religion is a means of
defending and demonstrating the truth of revelation. Further, he held, “it is
by natural religion that one destroys the system of Spinoza” (Defense,
Part I). Newton’s essay provides the philosophical foundation for that natural
religion, ultimately producing an analogy between the method of the
Aristotelians and his own method, save that where Aristotle provided an
ambiguous prime matter in which form might work Newton provided the precise
conception of space in which God might work. Thus, like Aristotle, he could
treat motion as primary and differentiated, where Descartes‑Spinoza
treated it as secondary or derivative and of a single kind.
Newton
began by establishing the identity of his procedure in analyzing motion with
that of Euclid’s congruence or coincidence propositions (1,4 & 8), the
which Newton held to imply motion (Euclid makes no mention of motion), one
triangle being “applied” to another. This can be done with abstract forms in a way it cannot be done with bodies
(See Newton’s “Note”). Thus, equality of bodies, though crucial for Descartes,
is a less precise conception than equality of forms or figures. Inasmuch as
this appears to challenge Descartes’ res extensa “gratuitously,” for
that hinges on exact, mechanical equality of bodies, Newton digresses in an
apparently matter of fact technical discussion to refute Descartes explicitly.
The digression in turn becomes the substance of the essay.
Newton’s
distinction between philosophical motion (Descartes) and vulgar motion (Aristotle),
imitates Descartes’ own references to Aristotelian motion as vulgar. (Compare,
for example, Principiae Philosophiae, Part IV, Art 202, in Latin and
French versions.) By this device, according to Newton, Descartes excludes self‑motion
as an illusion of childhood[5],
and confines philosophical motion to “migration from one place to another” with
a one‑to‑one exchange or transference of bodies. This, above, all,
Newton refutes, and along with it the claim that extension and space are
identical. Thereby he creates room for motion more than merely mechanical.
Merely
mechanical motion is expressed in the notion of a res extensa—wherein
nothing moves properly, and all is rather conveyed.
For Descartes, there are no powers and no agents
in nature, no causes, beyond the interchange of motion from configuration to
configuration. The world is a plenum of this extension‑in‑motion,
and hence is strictly a machine.[6]
Since,
for Newton, inquiry into the nature of things and inquiry into the truth of
things (thus, of the whole) are one and the same, what Descartes offers is a
reductionism which divorces the nature of things from the truth of things. If
the motion in the revolving metal of a clock is actually in the particles,
alone, one can speak of nothing being accomplished by the whole. Extension,
Newton concedes, is closer to being than Aristotle’s hyle. That is
because extension can be known without depending on form to reveal it. The
reverse occurs: where Aristotle deduced prime matter, which can not be sensed,
from form, now Newton deduces form from extension. He argues that what is first
for man, being, generates space and being‑extended in space, from which
form is deduced. But this also requires that being present itself essentially
as forms or wholes of whatever sort. For the perception of the attributes of
things presupposes body, leaving only the question of whether form is relative
or absolute, created or eternal. What points to the substance of being (“body”
is too narrow) as opposed to its attributes are proper dispositions or
“actions,” “inasmuch as they are thinkings in the mind and motions in body.”
Which is to say that bodies, besides being subject to being conveyed, must also
be subject to being affected in the manners their forms allow.
Descartes’
principles produce the result that “nothing is able to be the proper motion of
any body whatever.” That is; all motion is a‑teleological if not
unnatural, which Spinoza affirms thus: “For if men clearly understood the whole
order of Nature they would find all things as determined and as necessary as
mathematics” (Principles, Open Court, p. 160). Men confuse themselves by
attempting to distinguish the “thing itself” and “its conatus,”[7]
a distinction of “reason or words” but not in the thing itself.
In
order to understand this we will notice a very simple example. Motion has the
power of preserving itself, i.e., it is in the nature of motion to do so. If I
say that in A there is nothing else than a certain amount of motion, it follows
that as long as I consider only this body A, I must consider it as moving. For
if I should say that it has lost its power of motion, I necessarily attribute
something else to it than that which, from the hypothesis, it possessed, and
through this it has lost its power of motion. . . this conatus of self‑movement
is something more than the laws and
nature of motion [Spinoza; p. 134.]
.
. . since the cause of an affect must be positive (per Ax. 8, Part I) we can
not say that the cause of motion is a vacuum, but that it is due to the impulse of some other body [Spinoza;
p. 76].
Motion
that is caused by the impulse of some other body can at best be only
accidentally related to the “end” of the moved body, however necessary its
motion.
Descartes’ attempt to reduce all motion to one and univocal has the consequence of obscuring what we might call the “inner” or absolute motion proper to each body and the “outer” or physical motion of each body relative to other bodies. In Montesquieu’s terms, this would make human self‑movement merely a more complicated example of the relations and transferences of matter as extension. It could be designated self‑motion, as Spinoza might say, only to the extent of our ignorance of its true origins. (cf., Descartes, Principiae, Part IV, Art. 199.) As Spinoza did say, “the best way to understand the nature of plants or of men is to see how they arise and develop from their germ cells” (p. 107).
As
the nature and the truth of things are divorced, with the consequent
depreciation of wholes, so too is human understanding revolutionized in
Cartesianism. The example of this atheistic revolution, for Newton, is
the change in the idea of infinity.[8]
Newton rejects the claim that only the finite is understandable. While we
cannot imagine infinite extension, we can understand it—incidentally
distinguishing imagination and understanding thereby. In this, Newton not only
refutes Descartes (Part I, Art. 26) and Spinoza (p. 68) but also Hobbes, who
taught (Leviathan, 1, 2‑3), “no man therefore can conceive any
thing, but he must conceive it in some place; and indued with some determinate
magnitude.” Hobbes’ argument served to demonstrate that all understanding is
fundamentally imagination, derived from sense perception. Montesquieu’s notion
of “relations of justice” anterior to the existence of any intelligent beings
and any laws made, depends on a non‑Hobbesian conception of human
understanding. Thus, Newton: “mind also could be dispersed conceptually through
space in its own manner, without any parts.” The faculty of understanding,
thus, need not be generated by perception. And once infinity is understood as a
positive term (a double negative, “no end,” Newton says), the understanding is
freed to regard the truth about nature, even relations of the world prior to
creation, as the aim of natural philosophy.
Descartes’
“mechanics” was taken too seriously as a matter of handling material substance,
thus his analytic geometry was well designed to break up a universe consisting
only of matter. Hobbes’ geometry, also, was Cartesian, purely analytic.
Newton’s calculus, on the other hand, setting Euclidean figures in motion,
leaves open the prospect of a material universe put together out of immaterial
substances or forms, Timaeus’ universe. “Let there be formed the thing tangible
[though not body], and mobile, and able to be reflected, and to reflect, and by
joining things in some way no less constituting a part than any other
corpuscle, and I do not see why it can not equally act on our minds and on the
contrary be borne, when it were nothing other than the effect of the divine
mind within the definite quantity of space evoked.” The notion of an equal and
opposite reaction for every action, in this light, is not merely mechanical,
that is, not necessarily material.
Newton
turns Descartes’ view of childish natural science on its head. Descartes (Part
I, Art. 71) considered self‑motion in the child “fortuitous,” and
concluded that the outer world was understood in reference to the child’s own
body as sources of the child’s sensations and therefore actually composed of
these sensations. Newton responds, first, that our puerile judgment is that
extension is in bodies only accidentally, not essentially, and hence that space
can readily be overcome. This illusion, however, is founded in the truth of
self‑motion, which we perceive in ourselves more surely than we perceive
sensations in external objects. Thus, we more readily sense in childhood that
we move ourselves (toward the flame) than we understand the generation of pain
from external bodies. Appropriately, as Montesquieu would have it, we have
great powers to act before we have understanding sufficient to action. Thus,
the particular ignorances which originally founded peoples’ ways are an
expression of Newtonian epistemology: “I have deduced the description of bodily
nature from the capacity of moving our bodies so that every difficulty in the
conception is at length removed by this.”
The
apparent deism (frank natural religion) with which Montesquieu’s essay on
duties opens reposes on Newton’s demonstration of the insufficiency of Spinoza‑Descartes
(and Hobbes’) argument that “they who seek for some meta physical good which
shall be free from relativity are laboring under a misapprehension . . . as
good and evil are only relative terms, so also is perfection, unless we take
perfection for the essence of the thing.” Accordingly, Montesquieu regarded
himself free to conclude that “there will be a difference between good and
evil, the just and unjust, and virtue and vice,” which reason as the voice of
God must interpret. The argument of this paper is that God’s voice describes
not only relations but duties, which is to say, a preference for the good, the
just, and virtue.
A
means of conveying the significance of Montesquieu’s conception of man’s duties
is at hand. His fable, “The Temple of Cnidus,” so hated by Rousseau for its
seductive lying in behalf of the cause of truth, speaks to our immediate
concern. Montesquieu thought it of some value, Rousseau notwithstanding (Reveries
of a Solitary Walker, 45). He was still making corrections to its
“preface”—the seat of the lie—virtually on the eve of his death. The fable
teaches that law as a guide for individuals is preferable to reason. It
describes poetically the transition from the ancient sway of Helen and Achilles
to the worship of law‑abiding men and women. The condition or requirement
for this transition is that reason—what is best in man—be content to leave the
prize for beauty to what is lawful.
Our
heroines and heroes in this voluptuous narrative are named Themira and Camille,
the loveliest maidens at Cnidus, and their suitors, Aristeus and our unnamed narrator
whom, for good reason, I will call Everyman. Venus rules in Cnidus. And she
regularly rewards the most beautiful woman on earth, after they compete for her
regards. Aristeus loves Camille, that namesake of Saturn’s daughter who
threatened to conquer Aeneas and his band. Everyman loves Themira, namesake of
Themis, goddess of law and order, justice personified, established law and
custom.
Women
competed before Venus for the prize Helen so often won. How lucky, then,
Everyman, when Venus awards the prize of beauty to Themira “of all the
beautiful women I see!” Aristeus wins the hand of Camille, defeating his
arch rival, Lycas, Zeus’ namesake. Everyman’s rival is Thersites, namesake to
that vulgar democrat who stirred Odysseus’ ire. Everyman wins the hand of the
New Helen. Themira, the New Helen, is
to modernity as Helen is to Achaia and Troy. Camille would not condescend to
compete. Venus did not see her! Everyman was born in Sybaris. Nevertheless, he
was able to be inspired by the same god that inspired Aristeus, namesake of the
best of men. Everyman and Aristeus were friends—perhaps because Aristeus’ love,
choosing not to compete for the prize of beauty, makes it unnecessary for
Everyman and Aristeus to compete. To tell the truth, however, Everyman’s love
seemed to him worthy the prize independent of Venus’ judgment. He could see no
one else.
This
sensuous fable is easy to understand, and worthy, Rousseau notwithstanding. By
portraying the emergence of law‑abidingness to its rightful place of
honor, it eliminates the need to apologize for human conventions. Thereby, it
contributes to illuminating the central paradox in Montesquieu. He stands out
in the long line of modern political philosophers from Locke to Kant as the one
who does not found a view of society’s origins upon the idea of a social
contract. Not only would such a view be inconsistent with the correct
understanding of a constitution, the sway of a particular ignorance, but,
figuratively, it would substitute the judgment about what is worthy of the
various multitudes of men (supposing any real chance of untutored agreement)
for the superior judgment of Venus.
Another
way to state the figurative conclusion is to say that Montesquieu avoids the
peril implied in the social contract, of founding every human society on
nothing more substantial than the whims and caprices of men. Every contract
must be referred to its makers for its authoritative sense. Each maker is
always authoritative as to what he intended. The variety of human opinions about
the good suggests differing opinions about the aim of a contract—a diversity
which cannot be overcome by post facto philosophic speculations.
The
absence of the social contract in Montesquieu also relates to a central problem
of our time. That is the problem of the prevailing, liberal interpretation of
pluralism, to which we more and more frequently recur in the attempt to derive
human duties. This has much to do with Montesquieu’s continuing importance for
us. Where he found the idea of a social contract a sleight of hand whereby
philosophers fobbed off the responsibility to understand society to any and
every human being, we are able to see the appeal to pluralism as a sleight of
hand whereby statesmen and scientists fob off the responsibility to articulate
a common good to sundry subordinate or intermediate associations which relative
to themselves are no more able to justify their claims than any individual is
able to state the terms of a social contract. The ultimate consequence of
pluralist theory, in our time, has been the advent of proportional
representation as a serious political claim. The ultimate consequence of social
contract theory has been radical individualism (true foundation of radical
positivism).
Strikingly,
commentaries on Montesquieu have consistently oscillated between these two
extremes in grappling with his theory. Some commentators rely upon his
individualism to make a case for his republicanism, while others emphasize his
dependence on “intermediary orders” to balance political power in a state, and
frankly declare him a monarchist. Each extreme is as far removed from
Montesquieu’s teaching as proportional representation is removed from the principles
of the American regime—which is to say they are near, related, but opposed to
it. I will borrow a recent and apt portrait of the American dilemma to convey
my meaning.
Nothing could be more alien to the American
political tradition than the idea of proportional representation. Proportional
representation makes it impossible for the representative process to find a
common ground that transcends factionalized interests. Every modern government
based on the proportional system is highly fragmented and unstable. The genius
of the American system is that it requires factions and interests to take an
enlarged view of their own welfare, to see, as it were, their own interests
through the filter of the common good. [Edward Erler, “Statement on the Voting
Rights Act for the Senate Committee on the Judiciary Subcommittee on the
Constitution,” January 28, 1982.]
Just
as the problem of our time requires our ability to see how seeming
incompatibilities, self‑interest and the common good, are parts of a
consistent whole, the problem of interpreting Montesquieu turns on a similar
necessity. There is a close relation between his teaching and the correct
understanding of the American tradition.
______________________________________
To
show Montesquieu’s teaching one must dispel some of the common misunderstandings.
The best recent examples of these views are found in Molière Granpré’s La
Théorie de la Constitution Anglaise Chez Montesquieu and in Wettergreen’s
discussion of Harrington and Montesquieu in his “The Fate of Harrington’s
Ideal” (from his manuscript on Harrington’s Oceana, forthcoming).
Molière
Granpré seizes as the key to his theory Montesquieu’s defense of the intermediary
orders, much like contemporary pluralists. According to him, Book XI, chapter 5
shows Montesquieu’s regard for England to be based on his appreciation of
monarchy and the intermediary orders (pages 328‑329). There Montesquieu
introduced the question of the “objectives” of differing states, which Molière
Granpré takes to be equivalent to the notion of the three principles of
regimes, that is, fear, honor, and virtue. Montesquieu’s allowance in XI, 7,
that monarchy too might foster liberty, is then read to mean that monarchy too
is acceptable. This “growth” in Montesquieu’s view is understood to reflect his
maturing preference for monarchy.
Book
XI, chapter 5, however, divides its lists of the objectives of states into two.
First are those states whose objectives are particular to them. Second, he
lists types of states whose objectives in general are described. Then he
mentions Poland’s objective. Now what is singular is that Montesquieu only
mentions the types of despotism and monarchy, whose objectives directly
correspond to their principles, fear and honor. He does not mention the
republic in general. Instead, he mentions Poland, whose objective is
independence for each individual, producing the oppression of all. Thus, Poland
takes the place of the republic in general. But Montesquieu had previously
discussed Poland (11,3) as the worst republic, a miserable aristocratic
republic. Next, he mentions England, whose objective is liberty, the definition
of which happens to coincide perfectly with the definition given of virtue not,
to be sure, in the Spirit of the Laws but in the Essai Touchant les
Loix Naturelles, to be discussed below. It is, therefore, more reasonable
to conclude that England stands in the place of (as an alternative to) the
miserable, individualistic republic, and that Montesquieu preserves his regard
for the republic’s better nature. When, therefore, in XI, 7, Montesquieu infers
the possibility of liberty for monarchies, he means only to clarify the
ambiguity of XI, 5 (they may have a “spirit of liberty” though not the
“objective” of liberty) in the light of XI, 6 (“Whenever the legislative
authority is united with the executive authority under the same person or under
the same body of magistracy, there liberty is not.”)
Wettergreen,
following but improving upon Pangle’s Montesquieu, emphasizes the radical
individualism.
Montesquieu, wishing to secure the infinite
variety of private willing and acting, found the idea of such an articulation
[of private interests as parts of the interest of mankind] inimical to liberty.
Thus, with the free state we witness already the withering if not the disappearing
of the state.
Montesquieu’s
politics, according to Wettergreen, is “single‑principled, based on the
inviolability of the individual will.” His reading, too, is based squarely on
Book XI, mostly chapter 6 and mostly on interpretation of the theoretical
foundation of “separation of powers.” But where Molière Granpré found in these
divided authorities the “abstract categorizations” of intermediary Powers,
Wettergreen finds an intention to obstruct the emergence of a public will
properly so called.
Wettergreen
interprets XI, 5, the discussion of objectives, to expand the archetypes
of regimes, adding the fourth, “moderate governments.” We have shown above that
the regime’s objective approaches its principle only in general terms. The
particular objective is determined by the peculiarities of the regime. To some
degree, the distinction between particular and general objectives serves to
indicate the extent to which Montesquieu’s three‑fold typology, monarchy,
despotism, republic, might again come to resemble Aristotle’s six‑fold
typology, based on the analysis of regimes as good or bad. Hence, the
difference between Poland and England serves to reveal the objective’s role as
a device for further discriminating regimes based on any one of the
three principles (cf., VIII, 15‑20 and III, 10).
When
one urges, therefore, that Montesquieu sought to “end regime politics”—“broad
and permanent contests over principles”—it is natural to wonder how that can
be, if discriminating mechanisms are preserved. “Separation of powers is the
chief means.” This centerpiece of XI, 6—long thought the centerpiece of the
entire Spirit of the Laws—is designed to detach “the parts of
government” from the “forms of government,” thereby eliminating the
traditional political interests of aristocrats, monarchists, and democrats;
that is, the class interests of the intermediary orders. The “separation of
powers” has been looked upon as a kind of Newtonian balance, substituting
something like the impersonal attraction of gravity for the sphere of prudence
in human affairs. This produces impartial, non‑sovereign government;
hence, the emancipation of individual will and act.
This
arrangement so salutary for liberty depends on numerous governmental provisions
working soundly. The legislative and executive authority must affect the
individual only by the independent agency of the judiciary. Public reasoning or
deliberating must be subordinated to legislating—general will-ing. The body of
nobles must initiate no legislation, but must defend interests of the nobles
and resolve constitutional disputes. The judiciary must literally apply the
general will, the laws of the state. And parties must exist only in the form of
private interest groups (there are after all no principles to contest.)
Chapter
6 of Book XI does not sustain this reading. It is true that only
judges—properly, jurors—operate directly on individuals, while the other two
authorities announce and enforce the “general will.” But Montesquieu is clear
that the “great advantage of representatives is that they are able to debate
matters.” That is, the differing functions of government are assigned with an
eye not only to safety but to capacity. The people are best suited to choose
representatives, the latter to form laws upon deliberation. The senate, or body
of nobles, is intended not to mediate the institution of the entire “separation
of powers” but only the difference between the prince and the people. It is the
ruling authority designed to “moderate” the democratic legislative branch and
the executive branch; but it can not have a superintending authority over the
judiciary, beyond retaining jurisdiction over charges against nobles.
Wettergreen
notes the Spirit of the Laws’ silence on Locke. The argument that the
work seeks “to collect the private wills into a general one,” however, tacitly
reposes on the silent acknowledgement of Lockean social contract reasoning. The
idea of a social contract, we may say, was founded on the apparent necessity to
reduce the diverse wills of separated individuals to a common foundation of
private endeavor (whether for the limited, Lockean objective of peace or the
broader aim of “social justice” or harmony).
The
tendency to interpret Montesquieu’s analysis in the limited terms of Lockeanism
stems partly from not connecting all the discussions of England’s constitution,
especially Books XI and XIX, in a theoretical whole. It is in Book XIX that
Montesquieu comes closest to a compact theory, when in chapter 27 he avers that
“the men in this nation would be rather confederates than fellow citizens.”
That seems to mean that they can not be understood in the traditional manner in
which citizens are regarded as being formed by a regnant morality. It would not
follow, however, that they are independent of a non‑traditional or
modified regnant morality or regime principle. Because Montesquieu explicitly
identifies his argument at this point, in the discussion of the relations of
morals, manners, customs, and laws, as completing the discussion of the
constitution derived from England in XI, 6, the reader must suspend his judgment
of the presentation in Book XI until he has mastered Book XIX and all that it
depends on.
With
chapter 26 as overture to chapter 27, Montesquieu closes the first twenty‑five
chapters of Book XIX of the Spirit of the Laws and opens the
concluding portion of the discussion of the English constitution. Thereby he
sets apart all that separates Book XI, 6 and Book XIX, 27 (including XIV, 13,
in which the righteous character the English derive from the defect of their
climate makes them peculiarly fit, in a free nation, “to disappoint tyrannical
projects”), in order to consummate the outline of the regime which is based on
the substitution of England for republican Rome (XIX, 9). The teaching set
forth in XI, 6 and XIX, 27, however, rests squarely on the teachings about the
ancient republic, above all in Books IV and V.
On
the surface nothing shows this so well as Montesquieu’s refusal to contrast
England with the idea of despotism, which he created to replace the ancient
notion of tyranny. He shows not only that his change was intentional, but that
its value is limited, by always employing the word, “tyranny,” or one of
its derivatives, in its ancient sense, in every critical discussion of England
or the English constitution (cf., 111, 3; XI; XIV, 13; XIX) and certain
critical discussions of ancient republicanism. As monarchy responds to the idea
of despotism (contrary form of the rule of one man), the modified republic
responds to the idea of tyranny. The new regime is not so much dedicated to
private willing as to the morality of resistance to tyranny. It is the idea of
a regime whose very form or principle is the opposition to tyranny.
The
proper understanding of the attempt to resist tyranny is set forth in Books IV
and V, above all. There Montesquieu accounts for the “singular institutions” of
ancient (and some modern) republics as originating in notions of human duties
or ends which are ultimately inadequate to the permanent resistance to tyranny.
The problem of those accounts (at least respecting the ancients) is rather
something they lacked than wrong‑headedness about human duties. That is
the peculiar role which Montesquieu assigns to commerce and passion. They
believed they had to extirpate or control it for good reasons but on poor
grounds.
_____________________________
In
XIX, 8, Montesquieu reminds us that he is aware of the tendency of commerce
when he describes it as a result of the taste for change, fashion. He directs
the reader’s attention to the Fable of the Bees by Mandeville. He cited
that work but twice. The only other occasion was in the first chapter of Book
VII, where he cited the authority of the same work, whose subtitle is “Private
Vices, Public Benefits,” for the argument that men in a city are more inclined
to distinguish themselves by petty things as their numbers increase. The
footnote cites Mandeville as arguing that it is a pleasure for a weak mind,
almost as great as that of accomplishing one’s desires,” to be esteemed beyond
one’s merit by the multitude.
That
chapter is the one in which Montesquieu unveils his Newtonian calculation of luxury,
based not on absolute needs but relative equality of fortunes. Thus, he offers
a geometric progression (much like that of heterosexual reproduction) as the
measure of increments of luxury, which is then contrasted with the arithmetic
progression in Plato’s Laws. Plato’s aims and principles to this extent
differed from Montesquieu’s: the same number of people, in the same town, could
amass far greater wealth, more quickly, while respecting essentially the same
proportion of inequality. Thus, on Montesquieu’s model there is less need to
restrict commerce.
The
ancient understanding had the virtue of being a superior prejudice, especially
after Plato substitutes the objective of peace for that of war in these cities.
This is the main reason that the experiment in Pennsylvania serves to re‑affirm
the possibility of erecting singular institutions. Penn, “a veritable
Lycurgus,” actually exceeded his model by making peace the objective of the city.
On the other hand, his fellow citizens proved peculiarly incapable of self‑defense.
The Jesuits in Paraguay, by contrast, did not so well elevate the Indians they
ruled, but they at least left them armed. Had the Jesuits themselves taken less
pleasure in ruling, had, perhaps, they been free to enter into their religion’s
project of humility in the face of the task of governing the Indians, they had
entered fully into the task of creating Plato’s singular‑institutions.
The mix of ancient and Christian morality still, however, must convey modern
arts and needs without luxury and desire (IV, 6).
Let
us pose a question here: Can it be man’s duty to rid himself of his passions
(cf., V, 2)? According to Book I, benefiting friends and harming enemies is the
mode by which men seek to imitate the government of the material universe. It
is germane that this Newtonian image strongly resembles the most common, if
unreflective definition of justice among the ancient philosophers. But
Montesquieu adds something: self‑renunciation, self‑forgetting, is
ignorance of one‑self. Thence, our question becomes, can it be man’s duty
to avoid knowing himself? Montesquieu is ironic; by taking the ancients
seriously, he forces us to consider whether they do not contradict the injunction,
gnothi séauton, upon which ancient philosophy is reputedly based. One
would think, upon the rejection of the social contract, that Montesquieu would
restore the perspective of the ancient and Christian morality, which he had
blended. However, he carries us no farther back than is needed to notice that
the problem they sought to resolve still needs to be resolved: that is, to
discover a non‑arbitrary foundation for human duties. The social
objective or end is precise if not obvious, at least if we are to credit the
epithalamium that Montesquieu borrowed from Emperor Gallienus as epigram to
“The Temple of Cnidus:”
.
. . non murmura vestra columbae,
Brachia
non hederae, non vincant oscula conchae.[9]
Books
IV and V depend on the “Preface” and Book I of the Spirit of the Laws.
________________________________
To
demonstrate the importance Montesquieu attaches to the opening questions of the
Spirit of the Laws, one must first dive beneath the surface of Books IV and
V. The teaching of those books is brought out most clearly by the casual
disorder which Montesquieu introduces in his footnoting, primarily from Plato
and Aristotle. More is involved than can be shown here. But two things bear
mention.
First,
Montesquieu sets out to reconcile the teachings of Plato and Aristotle. To do
so he finds it necessary to deny authority to Aristotle’s claim that Plato’s Laws
eventually returns to Plato’s Republic.[10]
Secondly,
and more to our point, is the change introduced particularly in footnote “b” of
Book V, chapter 17 and in footnote “a” of Book V, chapter 19. In the latter
Montesquieu eliminated an intended reference to the “marketplace prefect” of
Plato’s Laws, as the surviving manuscript testifies. That is related to
the confusion about the Laws and the Republic in the former note.
The footnote, and the passage to which it was attached, is a fine example of
the disorder he created. Something of Montesquieu’s intention may be revealed
in comparing them. I will cite in order the passage from chapter 17 and its
footnote “b” both in manuscript and published form; then, from chapter 19, I
will cite the manuscript footnote “a” and its published form:
[Book V,
chapter 17]:
It’s in the ideas of the Republic that Plato (b) intended that they who might receive
gifts for doing their duty would be punished with death.
[footnote
“b”]
[livre]
22 des loix. (ms. p. 177)
Book
12 of the laws. (published text)
[Book V,
chapter 19; footnote “a”]:
Platon dans sa république, livre 8, met ces
refus au nombre des marques de la corruption de la république. Et dans ses
loix, liv. 6, il veut qu’on condamne a l’ammende celuy refusoit la préfecture
du marché. On banit aujourd’hui à Venise ceux qui—n’accetent pas—refusant les employs. (ms.
p.181a)
Plato, in his Republic, Book VIII, ranks these
refusals amoung the number of indications of the corruption of the republic
[549a-e]. In his Laws, Book VI, he intends that one might punish them by
a fine [756c-e]. At Venice they punish them by exile. (published text)
Two
things: first, this sequence demonstrates that Montesquieu fully understood the
difference between the Republic and the Laws as works. The
confusion manifest in Book V, chapter 17, as frequently elsewhere, is
intentional. So is the evidence in Book
V, chapter 19 that one must pay attention to it. This change of mind about
being obvious with respect to designating “book 22 of the laws” (a mirror for
the “book X, Aristotle’s Politics” and “book V, Xenophon’s Memorabilia”
at IV, 8), I surmise, is a caution based on wanting to avoid the impression, à
la Aristotle, that the Laws repeats rather than completes the Republic.
Secondly,
the elimination of the express and correct reference to the “préfecture du
marché” constitutes a more subtle as well as conscious collapsing of the Laws
into the sense of a completion of the Republic, while avoiding to
attribute by implication his own concern with commerce to Plato. These two
notes, ultimately divided by two inconsequential notes from Roman
jurisprudence, which were added to chapter 18, actually followed one another in
the manuscript. In that sense, the last note would have “explained” the
apparent “error” of the first, making the “livre 22” exact and intentional.
The
manner in which philosophy and the philosopher are subjected to the rule of law
in the Laws became for Montesquieu the model upon which any non‑arbitrary
foundation for human duties must be based. Any principle which would refer the
authority of morality to the will of any one man or number of men would fail to
fit this model. Modern political philosophy, therefore, in its social contract,
achieved nothing more than the democratization and depreciation of the ancient
standard.
To
solve the problem of his time Montesquieu found it necessary to seek a sound
basis for society, a notion of the common good, which could overcome the
dichotomies between reason versus revelation, on the one hand, and natural law
versus positive law on the other hand. That is the reason his teaching on
republicanism is dependent on the terms of the “Preface” and Book 1, the
teaching concerning natural laws.
_________________________________
The
correct interpretation of the “Preface” and Book I leads to the recognition of
the need to substitute for maxims derived from philosophy the full authority of
reason and nature to the extent they are expressed through revelation and
positive law. The latter two constitute the appropriate subject matter of
political philosophy as the science of human movement. This science presupposes
the end to which its subject matter points. It therefore rejects the formal,
almost Cartesian, openness or skepticism, which is presupposed in the view that
men may freely contract as they will. In this manner Montesquieu presents his
refutation of Hobbes as serious and not merely prudential. It is based on a
superior understanding of reason or philosophy.
Adequate
authority for this interpretation of Montesquieu, beyond the sense of the text,
is conferred by one of his manuscripts which is generally regarded as spurious.
That is his Essai Touchant les Loix Naturelles et la Distinction du Juste et
de L’Injuste. The essay is an explicit attempt to discover an authoritative
notion of human duties as prior to all agreements.
The
essay’s over‑all argument and form make it nothing less than the
elucidation of the three kinds of law (Book I, Spirit of the Laws)
governing man over and above the invariable laws of matter. Montesquieu
presents those laws in summary form in Book I: Because man must move
himself, with recourse to a reason subject to error, he may forget the motives
of his motion, of which there are three: the creator, himself, and others. To
these weaknesses there correspond divine, natural or self‑interested, and
social principles. These latter are enforced by “laws of religion” from God,
“laws of morality” from philosophers, and “political and civil laws” from
legislators.
According
to the account in Book I, these “laws” are all attempts to overcome the self‑forgetfulness
which was described in the “Preface.” In the essay the same point is emphasized
by its form. It’s easily divided into five identifiable sections, which
constitute two distinct series of three: three manners of seeking natural laws
and three manners of “discovering our
duties.” In the “True Manner of Seeking Natural Laws” we find the three kinds
of maxims which constitute our three “laws” in Book I. But maxims, as the first, unidentified
method of discovering nature’s command proves, are liable to serious
exceptions: the weightiest example is derived from Plato’s Republic (possibly
by way of Cicero’s de Officiis, though not necessarily); that is, one
can not return a weapon to a mad man, even if itis owed to him.
Maxims,
therefore, must be converted into laws. But natural reason, which takes nothing
more than individual interest as its point of departure, cannot achieve this
conversion. The “second manner of finding (not seeking) natural laws”
provides the means for accomplishing the conversion. It assumes that society is
the end of man. By this it is enabled to produce law, for society would be
unable to subsist without government. This last statement is repeated literally
in Book I. In addition to the maxims of natural reason, the “true manner”
reposes on the beneficence of God (partly because of the fallibility of
reason). It therefore converts a philosophic or scientific system into
something resembling Christian ethics. The utopian image produced by this
conversion, however, is suspended amidst fears that, should men decline from
this state, they will lapse into the worst brutalities (resembling Thucydides’
description of sedition in Corcyra). The “second manner,”’ however, has the
means of perpetuating itself and is, besides,
approved by God.
Had
God not “approved” of the second manner,” there is yet a “third manner of
discovering our duties”—which is to say, a means of conveying to men the truths
of reason independent of reason itself. The first, unidentified manner, “the
state of the question,” is that method which reposes on individual reason
solely, and as such the positive maxims it produces strongly resemble the
utilitarian principles to which modern philosophy already inclines.
Montesquieu, therefore, has lined up his own method against its three chief
competitors, revealing the strengths and weaknesses of each, ancient
philosophy, Christianity, and modern skepticism.
Beginning
with the distinctions between the good and evil, the just and unjust, virtue
and vice, he ultimately defines them through successive accommodations. The
lawful became the good and just, and virtue, as a result, the habit of law‑abidingness.
Hence, the efforts to derive the good and bad, the just and unjust, and
virtue and vice are not to be imposed on every individual, while the notion of
individual benefit shifts its focus from the “rights” of the opening to the
“duties” of the close.
An
original translation of Montesquieu’s essay is appended to this article, to
facilitate the analysis of the foregoing parsimonious interpretation. I justify
the use of this essay by adding to the demonstrations of M. Xavier Vedere
(Editions Nagel, Volume III) not only the fitness of the argument, but a
surprising and long ignored confirmation of Montesquieu’s probable authorship.
For
more than a century commentators have had beneath their eyes a startling coincidence,
the unlikelihood of which can have no better explanation than to argue for
Montesquieu’s authorship. I refer to the Nugent translation of the Spirit of
the Laws, which actually repeats literal expressions from the essay that
can not be found in the text of L’Esprit des Lois. One of two
possibilities follow: either Nugent, who corresponded with Montesquieu, had a
copy of the “Essay” manuscript itself or a version of L’Esprit des Lois
which has not survived, or Nugent himself wrote the essay. While the latter
would not be impossible, the essay’s felicity of expression in French (its
careful play on transitions between certain nouns and pronouns, for example)
would suggest a native and accomplished writer. While Messrs. Shackleton and
Brethe de la Gressaye find the essay’s literary level beneath Montesquieu—and
their arguments deserve respect—I imagine that it is possible they were swayed
in their judgment by the unusual strength of God’s role on the essay’s surface.
When one compares Montesquieu’s essay to Newton’s essay, however, it is clear
that is insufficient reason to defeat the claim of Montesquieu’s authorship.
Rather, one must see God’s presence in the light of what Thomas Simpson urges
about Newton’s development of a “Constitution” of modern science; “Newton’s
sense of mathematical physics, not as an autonomous endeavor, but as an
instrument of philosophy and a means by which man might better understand
himself and achieve his true purpose.”[11] In this light, Montesquieu’s aborted essay
is an attempt at the modern “Ethics” which ought to have proceeded his
“Politics,” L’Esprit des Lois. Further, the fact that the definitive
editors of L’Esprit, DeRathe and Brethe de la Gressaye, as well as
editors of the Nugent translations (Carrithers most recently) and commentators
specifically concerned with the issue of the essay (Pangle, Molière‑Granpré,
Rosso,Wolfe, et. al.) have in no case suggested variant readings of the
texts, argues strongly that the correspondence between Nugent’s version and the
essay are founded in correspondence between himself and Montesquieu or a lost
version of L’Esprit (which itself would support the authenticity of the essay).
What,
therefore, has heretofore been taken as an example of Nugent’s excess as a translator now looms as a product of his
intimate familiarity with Montesquieu. The passage of concern to us comes from
Book I, Chapter 2. There Montesquieu
describes man in the condition prior to civil society:
... l’on a trouvé dans
les forêts des homes sauvages; tout les fait fuir.
[which Nugent
translates:]
...
as appears from instances of savages found in forests, trembling at the
motion of a leaf, and flying from every shadow.
In
the essay, departing from the assumption that man is a social animal, Montesquieu
demonstrates his “natural weakness:”
... errant dans
les bois, et tremblant au seul bruit d’une feuille...
[which we
translate:]
...
wandering in the woods, and trembling at the simple noise of a leaf. . .
Therefore,
until a stronger case can be made for regarding the essay as the work of a
disciple (Shackleton), a case which accounts for the disciple, who would write
in French, working not from the original text of his master, but from an
English translation, students will do well to treat the essay as the work of
Montesquieu. The effect of that conclusion is to sustain the foregoing argument
about Montesquieu’s manner of discovering man’s duties.
Montesquieu’s
solution of the problem of his time bears implications for the problem of our
time. What has sustained the perspective of pluralism is the notion that the
foundations of society are arbitrary—a depreciation of the “evidentness” (Essai)
of principles such as are enunciated in the Declaration of Independence
and elucidated in the first paragraph of Federalist Papers number thirty‑one.
In that light, there can be no justification of the idea of a common good,
whether by contract or otherwise. In his Essai, Montesquieu took that
skepticism as a point of departure, and demonstrated that the evidentness of
principles of morality is not the source of their authority. That evidentness
was doubted only when men imagined the principles of morality to flow from the
terms of the propositions about morality. For example, that God is good is
thought to produce the good that is possible for men. Where, therefore, God’s
goodness cannot be demonstrated, the goodness of men is in doubt. Montesquieu
insisted that it is rather the good that is necessary for men which
demonstrates not God’s goodness but the axiom that God is good. The good that
is necessary for men shows up as the subject matter of reason—revelation and
positive law. As Montesquieu might wonder, why should the philosopher lament
that men move themselves thus? If that is what they do, and all that they do,
that is what they must do. And the philosopher can inquire no further than
whether they, or any of them, do it well. In this sense alone, and properly,
may Montesquieu’s system be called Newtonian, and that serves primarily to
distinguish it from a Cartesian or Spinozan system. To say that man is a
political animal is to say that he is born to wear the links of morality. Yet,
every moral authority we can find in the modern world insists that man should
be free. It is our problem to determine why it is that free men remain moral.
The argument wears an uncanny resemblance to Newton’s paradox: where man can
arrive at an understanding of the cosmos independent of God, how can it be that
man yet depends on understanding God to understand the cosmos?
W.
B. Allen
Harvey
Mudd College
Claremont,
California 91711
[1]
The
other regimes we know are rather more distinctively large, and perhaps morally
inept, than modern.
[2]
Cf.,
Crisis of the House Divided, especially the “Introduction” of 1972.
[3]
It
suffices even if a different city exist only in theory.
[4]
That
is what might be called Tocqueville’s worst case American scenario when,
speaking to the “Real Advantages of American Society,” he figures the modern
options thus: “If, instead of acting in the heart of a brilliant society, it
suffices for you to live amidst a prosperous society; if, at last, the main
object of government is not, according to you to impart to the whole body of
the nation the greatest strength or the greatest glory possible, but to obtain
for each of the individuals of whom it is composed the greatest well‑being
and avoiding the greatest misery for them; then equalize conditions and
establish democratic government. But if there is no longer time to make a
choice, and should a force superior to the man already carry you along,
without consulting your desires, towards one of the two governments, at least
seek to derive from it all the good which it is possible to do; and
understanding its good instincts, as well as its evil inclinations, commit
yourself to restraining the effect of the latter and developing the former.”
Here, of course, Tocqueville speaks of the abstract choice between democracy and
aristocracy. As to the American democrat, child of a government which can “enfanter
des merveilles,” he noted: “from the moment that the American would be
reduced to occupying himself only with his own affairs, he would be ravished
of the half of his existence, he effectively would feel an immense vacuum in
his days, and he would become incredibly unhappy.”
[5]
In
Aristotle, the fact of self‑motion, above all growth, physis, is
the deepest foundation of the distinction between natural and unnatural (violent)
or freakish motion.
[6]
Thomas K. Simpson, “Newton and the
Liberal Arts,” The College, January, 1976.
[7]
Frequently,
and often misleadingly, translated “tendency;” Newton gives the sense of
“endeavor.”
[8]
This
is also crucial for Aristotle. See Physics, 111, 4‑8 and VI, I and
6‑8.
[9]
“Neither your murmuring doves, nor ivied
branches, nor the conquering trumpets mouth.”
[10]
Montesquieu’s
own disagreements with Plato are revealed in the same series of footnotes. This series reveals why
Montesquieu finds the philosopher-king unnecessary, in spite of recommending
the Republic. Afterwards, until he
discusses the coruption of governments, Montesquieu relies on Plato rather than
Aristotle. And when Aristotle is re‑introduced in Book VIII, ff., it is
usually to stand corrected. Montesquieu obscured his disagreement with
Plato, refusing to speak in his own name about the condemnation of selling
offices in a republic (V, 19). Yet, Plato speaks of an oligarchy, not as
Montesquieu suggests a republic (Rep.,
55la‑d): “But Plato spoke of a republic founded on virtue, and we speak
of monarchy.” This difference,
then, is reducible to an agreement, on the surface. But when he next shows that
nothing in the republic can be immune to the censor’s correction, speaking in
his own name, that surface agreement turns into a basic difference. Plato’s Republic had been eventually corrupted
into an oligarchy precisely because it failed to provide this correction. The
guardians-become-less-wise are not necessary, according to Montesquieu.
This
difference is especially brought out at the end of VI, 9, though only
implicitly. Glaucon is wrong to ask
if the guardians are happy (Socrates
imputes). They may be unjust—cruel—at the same time that they are extremely
happy, if they are governed essentially as slaves (cf., IV, 8). What must be
questioned, however, is whether they believe the principles of their
regime. Reversing Republic VII and
VIII, Montesquieu holds that we can judge the nation from the individual
souls—the condition of those souls with respect to the opinions to which they
are attached. The ambiguity as to whom might be the man “exorbitantly favored
by fortune” reproduces the Republic’s
ambiguity, where the philosopher king is neither simply a tyrant (not simply
the erotic man) nor simply a monarch (cf., VIII, 2). He makes use of this
ambiguity as to the different possibilities of government by one man also to
extend it to the other forms of government.
Hence,
the search for wisdom is replaced by the search for the sources
of the regnant morality. Thus, such
expressions as “atrocious justice” become
possible. In them the perspective of wisdom is saved at the same time the
ground for legal positivism is laid—“everything that the law calls a penalty is
effectively a penalty.” The converse is true of justice. But this legal
positivism clearly emerges in the context of a consideration of the necessary
character of a morality as contrasted with the amoral rule of one man alone.
What
was singular in the Republic was the fact that it eschewed the
necessity for a regnant morality as the canon of taste for a ruler as
well as subjects. This “oversight” is corrected in the Laws. The remark
on Aristotle at the start of Book IV, chapter 8 makes sense. The Laws
does not come, by degrees, back to the Republic, since that would
require not only that philosophers rule but that they rule essentially by
dictum—and with a contempt for the myth which, itself, becomes a regnant
morality, the standard of justice. Cf., VIII, 2, where corruption of the
republic spells the end of “morals, love of order, and finally virtue” but not
of wisdom, as in the Republic.
Montesquieu
considers the philosophers to have been civilized in the Laws. Insofar
as that was Aristotle's entire objective in his political writings, he does not
disagree with Montesquieu’s Plato.