THE
CONSTITUTION: NOT JUST A LAW
A
Dissent from Misspelled Original Intent*
+
W.
B. Allen
Harvey
Mudd College
Claremont,
California
Philadelphian
Benjamin Rush had cause to worry early in 1787, and he shared his worries with
his countrymen. Writing appropriately enough in a new journal entitled The
American Museum, Rush speculated whether his country might become a relic
before consummating the promise of its Revolution. The war ended long before
the Revolution, for the Revolution had no end but “to establish and perfect our
new forms of government, and to prepare the principles, morals, and manners of
our citizens, for these forms of government...” [“An Address to the People of
the United States,” The American Museum, January 1787.] When Rush emphasized at the end of his
essay, “ The Revolution is not over!,” he meant then that the specific intent
or design of the revolution remained to be accomplished.
That
perspective or attitude toward the Founding was not unique to Rush. It
characterized the Founding, and many of the Founders, in general. Because of
that original attitude, Americans since have confronted a special
difficulty—namely, how to acquire or preserve a metric whereby to test fidelity
to the purpose the Founders believed to have realized. That question poses a special
difficulty because it entails a logical corollary—namely, whether the
Constitution itself is adequate? Or, should a revolution begin?
The
question of revolution—the contemporary prospect of a rebellion against the
present forms and prospects of American life—is easily the most interesting and
important question in the entire original intent debate. Without positing such
a limit condition, that debate declines to sterile exercises in legal
reasoning. Accordingly, I ask that we face squarely up to the question of
revolution, as George Washington did in the midst of the Stamp Act crisis when
he wrote, “law can never make just what is in its nature unjust.” This moral
declaration of independence will always be the philosophical pre‑condition
of a political declaration of independence. [Cf., Plato, Crito; Corwin, Higher
Law Background of American Law (Ithaca, N.Y.: Cornell Univ. Press).] The possibility
of such a moral declaration undergirds the original intent debate. The original
intent researcher poses less a question about the clarity with which the past
speaks to the present than question about the acceptable grounds of obedience—of
legitimate authority—in the present. To raise the question is to threaten to
withdraw consent (or, submission, if the stolid persist), to de‑legitimize
established authority. From that step there remains only one progressive
direction: revolution.
We
cannot contemplate such a possibility in ignorance. We require to master both
the objective conditions which counsel rebellion and the principles, which
enable us to discern its necessity. In what follows I seek to develop these two
qualifications of rebellion, starting from the terms of the present debate
itself. I announced in the title of this essay that “original intent” has been
pervasively misspelled. When we discern the correct spelling, then we can
analyze its political and legal significance.
Lawyers
are wont to express technical concepts in Latin. In the original intent debate,
they have used the word, “original,” as though they derived it from abinitio,
from the beginning. In that sense, “original intent” has no greater
significance than attaches to what comes first in a series. As such it has
neither dignity nor compulsive meaning. True, it is, the human praise of the
venerable is one of the more charming virtues. It is, however, far from
sufficient, inasmuch as the old commands our attention only for so long as it
is allied to an argument for goodness. Naboth yielded his life in defense of
ancestors he regarded as better than himself, not contemptible forebears. What
comes first is older but not, for that reason, better. Thus, the intentio
abinitio cannot command our respect, and no one with respect for our
intelligence can offer it to us as doing so. That spelling of original intent
it incorrect.
An
alternative source for the meaning of “original” is a principio, a word
which can mean not only from the beginning but more importantly from a
principle. It stands thus as a claim, significant not because of its authors
but because of its demands on us (en arche ein ho logos). Original
intent thus emphasizes the intention or design as it applies to us and as we,
in principle, are capable of understanding it. It possesses a dignity in
proportion as it truly reflects that rational design which operates
compulsively on minds unaffected by desire. When it is old its dignity is
enhanced by virtue of its having survived challenges to its status as a
superior claim. The only original intent worthy the name is such an one, become
manifest in the form of responding fully to our most serious questions even
after we have pursued counter hypotheses.
Investigating
the debate with some care, we will see that the misspelled variety of original
intent has characteristically been propounded. We will also readily perceive
that that version poses little threat to the legal and political order as it
subsists today, while the correct version would deliver us to the very
threshold of revolution. More than a slight hint of this can be found in one of
the most recent contributions to this debate, by Raoul Berger. The very title
of his long essay conveys this ambiguous relationship: “Federalism: The Founder’s
Design.” He used the word “design” rather than the word “intent,” as much a
term of art as of moral purpose. Design may mean aim or intention, but it may
also point to the inherent logos or principle in accord with which a
work was executed. A given work may aim to do good without being adequately designed
to hit the mark. If the Founders aimed at federalism, or liberty, or anything
else, but did not adequately tailor their efforts to their purpose, it would
require an argument passing bizarre to persuade men to adhere to such
foredoomed efforts.
Within
the essay Berger recurs far less to the term “design” than to “original intent,”
doubtless because that it is how the debate has already been cast. Which
original intent is prominent, the abinitio or the a principio? The virtue of Berger’s analysis is that he
demonstrates that the concept of “original intent” is not a term of art. It has
characterized American jurisprudence from the beginning and before; indeed,
Berger shows the term to be a staple of legislative interpretation in the Anglo‑American
universe from as much as 500 years before the Founding. When we canvas Berger’s
sources, we are of two minds about the spelling question, some sources
alighting on one side and others on the other side of the question.
The
confusion derives from the fact that the concept of original intent has been
promiscuously applied to statutes and constitutions as though it made little
difference to which one referred. Thus, “such construction ought to be put upon
a statute, as may best answer the intention which the makers of it had in view.”
[Matthew Bacon, A New Abridgement of the Laws of England, Statute I (5)
(3d ed., 1768), cited in Berger, p.16, no. 52.] Berger cited this formulation
as the proper gloss on his own statement to the effect that, correctly to
understand what is “nowhere mentioned in the Constitution, we must look to the
explanations of the Founders, what is characterized as the ‘original intention’.”
Berger also cited James Madison’s famous gloss, “the sense in which the
Constitution was accepted and ratified” must guide every expounding. Madison’s
expanded version of his argument, however, permits us to question whether his
view says no more than that “‘the intention of the lawmaker is the law’ rising
even above the text.” [15‑16].
Madison located
... a key sense of the Constitution, where alone the true one can be found; in the proceedings of the Convention, the contemporary expositions, and above all in the ratifying Conventions of the States. If the instrument be interpreted by criticisms which lose sight of the intentions of the parties to it, in the fascinating pursuit of objects of public advantage or conveniency, the purest motives can be no security against innovations materially changing the features of the Government.
The law, as the
command of a sovereign, stands in relation to an individual differently than an
instrument of social compact, an agreement, to which one may be party.
For even where the agreement exists as historical antecedent to a contemporary
claim of sovereignty, the “intentions of the parties to it” cannot reveal a sense
in the same way that a sovereign command can reveal an intention or mind. A
sovereign mind, individual or corporate, may be seized by the purpose it aims
at—the sovereign mind by definition singular of purpose. An agreement, however,
offers plural minds by definition, and the very idea of agreement constrains
the identification of the intention to what each of several will specifically
ratify—always somewhat less than what each would himself declare. In agreement,
then, it is far less the several reasons for agreeing than the agreement itself
which expresses intent; while, in the case of law, it is the purpose even more
than the literal text (“rising above the text,” Berger said) which expresses
intent. This difference is of the greatest consequence.
Now let us contrast
Berger’s authority with that of Cooley. The model for Berger:
Thus,
light was first to be sought from the makers’ ‘declaration of their myndes,’
and in the absence of such a declaration, from those that, ‘were moste neerest
the statute.’ [p.194]
A rule in literary
exegesis is to discover authorial intent. A like rule can apply to statutes,
for a legislature acts on authority, whether assumed or derived, which permits
the authorial stance. The “informal propositions” of a constitutional
convention are surely authored but possess no authority. Thus, Cooley
commented:
Every
member of [a constitutional] convention acts upon such motives and reasons as influence
him personally, and the motions and debates do not necessarily indicate the purpose
of a majority of a convention in adopting a particular clause... And even if it
were certain we had attained to the meaning of the convention, it is by no
means to be allowed a controlling force, especially if that meaning appears not
to be the one which the words would most naturally and obviously convey. For as
the Constitution does not derive its force from the Convention which framed,
but from the people who ratified it, the intent to be arrived at is that of the
people, and it is not to be supposed that they have looked for any dark or
abstruse meaning in the words employed, but rather that they have accepted them
in the sense most obvious to the common understanding... These proceedings therefore
are less conclusive of the proper construction of the instrument than are
legislative proceedings of the proper construction of a statute; since in the
latter case it is the intent of the legislature we seek, while in the former we
are endeavoring to arrive at the intent of the people through the discussions
and deliberations of their representatives. [T. Cooley, A Treatise on
Constitutional Limitations, 66‑67 (2d ed. 1871), quoted in John H.
Ely, Democracy and Distrust: A Theory of Judicial Review (Cambridge:
Harvard University Press, 1980), pp. 18‑19.]
There
is, then, a tension between legislative original intent and constitutional
original intent, to which Berger pays only implicit attention in his book. In
pointing this out and, ultimately, dissenting from Berger’s view, I intend
rather to narrow or tighten than to overthrow his conception. To do justice to
his argument, however, I need first to draw it out in a length appropriate to
the effort he expended on it.
The
object of Berger’s vigorous opposition is that view of constitutionalism which
liberates the present from all historical strictures, a view variously known as
non‑interpretivism, the unwritten Constitution, the evolutionary
constitution, and other familiar terms of art. In one such instance he reasons
as follows:
Does
long‑standing adherence of the Courts to an unconstitutional course,
allegedly ‘acquiesced’ in by Congress and the people, sanction it? Gerald Lynch
would extenuate departures from the text as well as from the original
understanding on grounds of adherence to long‑standing constitutional
doctrines,’ and he asserts that the people have implicitly ratified the role
the Court has assumed over the last century.
It would only be fair
to point out that Lynch would not apply Berger’s term, “unconstitutional,” to
this process. He would rather describe it as the specific form of
constitutional existence. Nevertheless, Berger’s point is clear—tacit
acceptance of non‑consecrated doctrines does not qualify as a principle
of legitimation [or, a rational justification of submission to authority or
power]. In accord with that argument, the litmus of legitimacy must be an
explicit original text or understanding. A different response than Berger’s
might have invoked the language of the Declaration of Independence and judged
Lynch’s longstanding departures as a “long train of abuses” patiently suffered
while sufferable on the prudential ground that native reaction should not
proceed from “light and transient” reasons. That approach would have led Berger
toward a different view of original intent than that he envisions. Instead, he
settled for the version contained in Leonard Levy’s response,
The simple fact is that at no time in our history have the American people passed judgment, pro or con, on the merits of judicial review over Congress. Consent freely given, by referendum, by legislation, or amendment, is simply not the same as failure to abolish or impair.
Now,
Levy’s view is such that the expression or absence of expression of consent operates
not so much as a principle than as a positive enactment. And positive
enactment, with understanding behind it, is what Berger seeks in original
intent. The intention is rather the product (including the
understanding) than the moral purpose of such a singular, historical
event. For that reason Berger reaffirmed the frequently stated Court position,
and one defended by James Madison, that “a contemporaneous legislative
exposition of the Constitution when the Founders... were actively participating
in public affairs, long acquiesced in, fixes the construction...” This is some
distance removed from Justice Harry Blackmun’s preferred view, that “the text
of the constitution provides the beginning rather than the final answer to
every inquiry into questions of federalism.” [Garcia v. San Antonio Mass
Transit Authority, 469 U. S. 528 (1985).]
One
sees in this formulation the difference between Lynch’s “long‑standing
adherence” and the “long acquiescence” of Hampton & Co. v. United States
[276 U. S. 394 (1928)]. Reliance on authority derived purely from positive
tradition characterizes each view, and they are distinguished only by differing
notions of the source of the tradition. The Lynch view will settle upon the
first available historical source, counting backwards (thus, too, Mr. Justice
Brennan), while Berger and the Court have insisted upon a single, unique
tradition. No compelling moral argument is made for either, doubtless because
each approach confuses a rule of prudence (tradition is a powerful aid to
memory and judgment) with a rule of interpretation (to follow tradition exclusively
depends upon its being superior to every other possible recourse).
Berger’s
purpose is praiseworthy. He sought a rule whereby to safeguard society from
what Madison called, “a will independent of society.” Seeking to check the
power of the Court, he naturally looked to the Founding, and there he sought a
constraint which would not depend on the will of the party to be constrained.
As he put it, “those who enjoy the exercise of uncurbed power are unlikely to
surrender it merely because it has been usurped.” Justice White similarly, in
the 1986 sodomy case, pointed out that “the Court... comes nearest to
illegitimacy when it deals with judge‑made constitutional law having
little or no cognizable roots in the language or design of the Constitution.” [Bowers
v. Hardwick, 106 S. Ct. 2841 (1986).] The problem for White and Berger
alike, however, is that they have fashioned a device to limit judicial usurpation,
misspelled original intent, which calls upon the justices themselves for its
execution. Original intent is neither self-executing nor falls to any of the
other branches of government to execute. The power of the Court, reposing as it
does on Justice John Jay’s 1793 ruling on advisory opinions, which insisted
that the Court must have the last word, cannot be directly constrained by any
ordinary institutional considerations. This seems to have been the import of
the argument in Marshall’s original elaboration of the notion of judicial
review, in which most commentators usually neglect that the Chief Justice also
laid out the limits of the power.
By
the Constitution of the United States, the President is invested with certain
important political powers, in the exercise of which he is to use his own
discretion, and is accountable only to his country in his political
character... The subjects are political. They respect the nation’s, not
individual rights, and... the decision of the executive is conclusive... where
the heads of departments are the political or confidential agents of the
executive ... to act in cases in which the executive possesses a constitutional
or legal discretion, nothing can be more clear than that their acts are only
politically examinable, [Marbury v.
Madison, 1 Cranch 137, 2 L. Ed. 60 (1803).]
Marshall’s account of
judicial review describes it as law bound, subject to the Constitution and not
as a carte blanche constitutional oversight. The reason is that the
Constitution provides not only for legislative but for political judgment. In
that context, he held, the “province of the Court is, solely, to decide on the
rights of individuals,” which is not to say “minorities.” Thus, when it came to
the question of original intent Marshall could affirm rather a different view
than prevails today:
That the people have an original right to establish for their future government, such principles as in their opinion, shall most conduce to their happiness, is the basis on which the whole American fabric has been erected... as the authority from which [the principles] proceed is supreme, and can seldom act, they are designed to be permanent. (Ibid.]
Original
“original intent,” in other words, focused not on the absence of referenda but
on the presence of the original authoritative act. Thus, Justice Joseph Story
could maintain that the Court could construe only the powers of the
Constitution and not “the policy or principles which induced the grant of them,”
precisely because the “Constitution has proceeded upon a theory of its own.” [Martin
v. Hunter’s Lessee, 1 Wheat. 304 (1816).] Contemporary jurists have been
known to echo similar sentiments, though seldom to stick by them. Justice
Powell, for example, and whom we shall see explicitly rejecting the restraint
on the judicial creation of rights, nevertheless held in 1973 that “it is not
the province of this Court to create substantive constitutional rights.” [San
Antonio Ind. School Dist. v. Rodriquez, 411 U. S. 193 (1973).] The last
Justice Harlan, on the other hand, sounded much like his original namesake in
1970:
...when the Court disregards the express intent and understanding of the Framers, it has invaded the realm of the political process,... and it has violated the constitutional structure which it is its highest duty to protect. [Oregon v. Mitchell, 400 U. S. 112 (1970).]
Contrasting
with Harlan, however, is the dissenting opinion of Justice Brennan, which more
nearly approximates the professional consensus on the question of original
intent in the contemporary world:
[The]
historical record left by the framers of the 14th Amendment, because
it is a product of differing and conflicting political pressures and
conceptions of federalism, is thus too vague and imprecise to provide us with
sure guidance in deciding... We must therefore conclude that its framers
understood their Amendment to be a broadly worded injunction capable of being
interpreted by future generations in accordance with the vision and needs of
those generations. [Ibid.]
On such terms as
these, original intent would refer to the structures of government and the original
authority of the people last of all!
To
repeat: misspelled original intent does not constrain the Court beyond the
willingness of justices to operate within what is essentially the framework of
a hypothetical construct. To realize the goal of Berger’s crusade, Americans
would have to re‑discover a means to limit the Court not dependent on the
opinions of the justices. Before we assess the prospects of accomplishing this,
let me restate the cause of the central error in the prevailing reading of
original intent.
Original
intent has been confused with the doctrine of legislative intention. Brennan
errs thus in the citation from Oregon v. Mitchell above, but both sides
are guilty of this. Even the reference to Justice Taney’s discussion in the
Dred Scott case as the locus classicus for the meaning of original
intent results from confusion [Cf., Harry V. Jaffa, “What Were the ‘Original
Intentions’ of the Framers of the Constitution of the United States?”, 10.3 University
of Puget Sound Law Review, 352‑54 (1987)]. Taney employed the model
of legislative intention to build his argument of the “intent of the framers”
regarding black people. He searched the referents and practices common to the
Framers as a means to discern their intention in the substantive provisions of
their enactments. The process mirrors the rummaging of the “legislative record”
which characterizes contemporary Court proceedings. We saw an example of this
last spring, when the Supreme Court decided that Jews and Arabs qualify as
ethnic minorities on the strength of remarks made during the deliberations of
the Reconstruction Congress. [Saint Francis College v. Al‑Khazraji,
482 U.S.____(1987) and ShaareTefila Congregation v. Cobb, 482 U.S._____(1987).]
By
contrast, the correct understanding of original intent would not pretend to
lift substantive decisions on particular facts whole from some founding record.
Unlike legislative intention, which may guide the Court, original intent operates
to constrain the entire American political system with respect to processes and
ends. The substance of the principle is republicanism—self‑government.
The
consequence of taking this distinction seriously will be to undermine the
prevailing understanding of this particular question, one that has been much on
the minds of many people in recent years and part of an academic debate in the
legal community stretching back at least thirty years. In discussing the
interpretation of the Constitution, we are forced to choose whether we wish to
discuss the specific and limited role assigned to the Court or the broader
question of the structure and operation of the American political system. A
palpable example of the effect such a distinction would have on the Court was
offered in the majority opinion in INS v. Chadha [33 Daily Journal D.
A. R. 1657 (1983).] By insisting on a rigorous interpretation of the
separation of powers, focusing on the presentment clauses, the Court found
itself unable to reach the policy question (despite the vigorous objection of
Justice White). More importantly, however, in a rare twentieth century instance
the Court acknowledged dimensions of governmental power beyond its reach. In Chadha,
form outweighed substance, meaning therefore that substantive decisions
remained to be made in forums and in a manner beyond the power of the Court to
impose. Not utility, but constitutional design decided the question, and in
constitutional matters original intent can mean nothing less. To maintain his point,
the Chief Justice summoned James Madison to his defense, but not Madison’s most
explicit statement on the question:
I
am not unaware that my belief, not to say knowledge, of the views of those who
proposed the Constitution, and what is of more importance, my deep impression
as to the views of those who bestowed on it the stamp of authority, may
influence my interpretation of the Instrument. On the other hand, it is not
impossible that those who consult the instrument without a danger of that bias,
may be exposed to an equal one in their anxiety to find in its text an
authority for a particular measure of great apparent utility. [3 Works,
53‑54, Letter to Henry St. George Tucker, December 23, 1817.]
Serious danger seems to be threatened to the genuine sense of the Constitution, not only by an unwarrantable latitude of construction, but by the use made of precedents which cannot be supposed to have had in the view of their Authors the bearing contended for, and even where they may have crept through inadvertence into acts of Congress, and been signed by the Executive at a midnight hour, in the midst of a group scarcely admitting perusal, and under a wariness of mind as little admitting a vigilant attention.
Another,
and perhaps a greater danger, is to be apprehended from the influence which the
usefulness and popularity of measures may have on questions of their
constitutionality. [3 Works 54‑57, Letter to President Monroe,
December 27, 1817.]
In Madison’s view, as
in the Chadha opinion, then, the key to constitutional jurisprudence is
a careful segregation of legislative intent and constitutional intent, the
former bowing to the latter even where utility pleads its case.
The
Court is able to apply this rule only in the circumstance where it preserves
its own power in a properly subordinated role. In that sense, the defenders of
misspelled original intent have inverted the argument, for they behold a Court
which is able to hold the government’s feet to the fire of constitutional
structure not by virtue of its own subordinate role but rather by virtue of its
superordinate judgment.
The
clearest example of this inversion appears in the writings of Judge Robert
Bork, who reasons that it is sufficient for jurists to begin with a “premise”
rooted in the Constitution in order to fulfill the function of preserving
constitutional intention. Judge Bork sets forth the peculiar problem which
confronts the Court in unmistakable terms, terms which convey far more than the
limited, subordinate role envisioned in this essay. I quote at length:
The
problem for constitutional law always has been and always will be the
resolution of what has been called the Madisonian dilemma. The United States
was founded as what we now call a Madisonian system, one which allows majorities
to rule in wide areas of life simply because they are majorities, but which
also holds that individuals have some freedoms that must be exempt from
majority control. The dilemma is that neither the majority nor the minority can
be trusted to define the proper spheres of democratic authority and individual
liberty. The first would court tyranny by the majority; the second tyranny by
the minority.
Over
time it came to be thought that the resolution of the Madisonian problem—the
definition of majority power and minority freedom—was primarily the function of
the judiciary and, most especially, the function of the Supreme Court. That
understanding, which now seems a permanent feature of our political
arrangements, creates the need for constitutional theory. The courts must be
energetic to protect the rights of individuals but they must also be scrupulous
not to deny the majority’s legitimate right to govern. How can that be done? [“The Great Debate:
Interpreting Our Written Constitution,” speech reprinted by The Federalist
Society, 1986, p. 44.]
Before entertaining
Judge Bork’s response to this most important question, we must note how far his
account of the Madisonian problem and system depart from what was in fact the
case.
Judge
Bork attributes to the United States Constitution attributes which Madison
specifically attributed only to systems not vested with the safeguards of the
Constitution. Federalist number ten spells out at great length the
difference between mere majority rule (simple democracy) and the extended
republic (representative democracy). Majority ties not only are not allowed to
rule in the latter “simply because they are majorities,” but only just
majorities are allowed to rule (Federalist 51). Further, not only can
the just majority be trusted to “define the proper spheres of democratic
authority,” but they alone may be trusted to do so. Any other arrangement
would vest power and authority in a “will independent of the society.” [Cf.,
Allen, “Justice and the General Good: Federalist 51,” in C. Kesler, Saving
the Revolution (New York: The Free Press, 1987), 131‑149.] Thus, the
arrangement which Madison defended as avoiding both tyranny and anarchy, Judge
Bork regards as courting tyranny whether by the majority or the minority. This is
the context in which it is then alleged that evolved circumstances have produced
a solution to the Madisonian problem—namely, the exclusive power of the
judiciary to determine questions of rights and power in the United States. At
bottom, therefore, the argument means that the original Constitution failed,
and the recourse to the Supreme Court has been a second line of defense, the
very argument which Justice Thurgood Marshall offered in Hawaii in May of 1987:
... the government they [the Framers] devised was defective from the start, requiring several amendments, a civil war, and momentous social transformation to attain the system of constitutional government...
This
essay does not maintain that Justice Marshall and Judge Bork would entertain
the same results as fulfilling their shared vision of constitutional
government. Further, Justice Marshall has never uttered a word of the principle
which Judge Bork went on to affirm, that “any defensible theory of
constitutional interpretation must demonstrate that it has the capacity to control
judges.” I do suggest, however, that the control Judge Bork finally settled on
is precisely no control at all. “The only way in which the Constitution can
constrain judges is if the judges interpret the document’s words according to
the intentions of those who drafted, proposed, and ratified its provisions and
its various amendments.” I submit that what this means is that there is no constraint
whatever, for the “only way” is a way which leaves original intent jurisprudence
no less open to the subjective opinion of the judge than is the jurisprudence
of evolutionary utility. When Judge Bork goes on to describe the process by
which this constraint is to be accomplished, this conclusion becomes still more
manifest. He maintains that Dean Ely’s “discoverable premise” is the
foundation. The jurist then adds a minor premise designed to fit the original
premise to contemporary circumstances, and, voila, we proceed to a
conclusion the “framers could not foresee.” Giving every due allowance to this
procedure and its announced intent to depart from the Constitution, it
nevertheless remains true that the process of discovering a premise is a step
in ratiocination. It must accordingly follow that this procedure aims to limit
only the reason, not the power of the Court. Constitutional government, by
contrast, must be based on actual limitations on the power of the Court, for,
among other reasons, the fact that we all know only too well the fallibilities
of human reason.
Original
intent spelled correctly would limit the power of the Court, and that is the
missing element in the contemporary original intent debate. We grew up to
believe that our judges, above all Supreme Court Justices, were clothed in the
robes of the Constitution. Whether they wore anything beneath was of no
importance. What counted was that they accept, as we believed, that our
Constitution formed a government limited in all its branches and powers
and that interpretation of that document would always start from the conceptions
of its architects. When our judges cast off “a world that is dead and gone,” in
Justice Brennan’s words, they cast off their constitutional robes and stand
nakedly before us, asserting their own authority, independent of any
limitations, to shape society as they will.
We
have known for some time that some judges thought their power unlimited.
Indeed, Justice Powell made it explicit enough in a 1979 interview [with
Professor Harry Clor, printed in the Kenyon College Alumni Bulletin,
Summer, 1979, p. 14). And Justice Marshall made the point clear in his 1976 Bakke
opinion [Regents of the University of California v. Bakke, 438 U. S. 265
(1978)]. Nevertheless, Marshall was content to speak from the bench, and Powell’s
interview appeared only in an obscure college alumni bulletin, known generally
only to a few scholars and lawyers. They did not enter the political thicket to
make their nakedness a principle of right. What has been revealed, however,
both gives pause and suggests a response. Discussing the earth shaking 1973
abortion decision [Roe v. Wade, 410 U.S. 113 (1973)], Powell declared, “there’s
nothing in the Constitution about privacy.” Nevertheless, the Court invented a
right of privacy to make their decision because, as Powell expressed it, “the
liberty to make certain highly personal decisions [is] terribly important to
people.” Similarly, the Court says what the Constitution means, according to
Powell, without relying on the intent of either Congress or the Founding Fathers.
This they did, he held, when they invented the eighteen year old right to vote
although “nothing in the Constitution... could have suggested that result.”
Simply put, “the Court decided that when young people were being drafted and
asked to go to war..., the time had come to extend to them the right to
participate as citizens in the decisions that affected them so seriously.” A
review of how the twenty‑sixth amendment came to be passed would say far
more than any commentary here could about the significance of this remark.
What
this means is that our judges now stand in relation to the people of the United
States where the judges of Abraham Lincoln’s day stood in relation to the
people of that era. When Lincoln challenged the people to consider whether they
would accept a Supreme Court decision declaring slavery lawful throughout the
United States, he meant for them to remember that that was their decision and
not the decision of their judges. So, too, is today’s American challenged by
the tendency of contemporary Court opinions to make a decision how far they are
willing to permit the Court to go. In the Jaffree decision on school
prayer in Alabama [Wallace v. Jaffree, 472 U. S. 38 (1985)], the Court
went so far as to mandate governmental neutrality between religion and irreligion.
It is irrelevant whether it were dicta or law, in these premises, for in doing
so they did more than merely to depart from the understanding of the founding
generation. They forced people to wonder, what if they take the next step; what
if the Court insists that Americans cannot teach religion to their young,
whether in public or in private, because that has the effect of restricting
what must be regarded as a highly personal decision which young people have a
right to make for themselves? Would Americans abide a decision which would put
their churches out of business and their faiths out of society?
Justice
Brennan assumed just such a power in his speech of the fall of 1985 [”Address,”
to the Text and Teaching Symposium, Georgetown University, October 12, 1985].
That is at least a natural conclusion from his reason that there is no way for
us to know what the Founders intended two hundred years ago. The more serious
question, however, is what the American citizens of the founding era
intended, just as it is important to ask what Americans intend today. Brennan
cited James Madison’s changed opinion about the constitutionality of a national
bank in order to persuade that the Constitution has no fixed meaning. Brennan
erred in reading Madison. Madison explained his changed opinion about the
constitutionality of a national bank by pointing out that the decision to make
such a bank was achieved by the very people who determined the Constitution
itself. Therefore, their action constituted a legitimate interpretation of the
intention of the founding in Madison’s eyes. This pre‑eminent
Founder, in other words, considered the people far more the true founders than
himself.
The
Constitution does not need to change in order “to cope with current problems
and needs” [Brennan, ibid.]. As all the Founders so frequently said, the
Constitution was intended as it stood to accommodate the needs of changing
circumstances. By changing the Constitution we only make ourselves more
vulnerable to changing circumstances. As drafted the Constitution was intended
to convey power sufficient to cope with transient problems without changing constitutional
fundamentals. The theory was that thus Americans would remain free; whereas in
other states people change their constitutions as they change their under
garments. By Brennan’s view, Americans should always regard the Constitution of
the past generation as just so much dirty underwear.
Like
Powell, Brennan defended the Court’s decision to stand as a protector of the
few against the many. In order to serve this role, the Court had to assume an
independent power in the society, a position which Brennan conceded “requires a
much modified view of the proper relationship of individual and state.” In
particular, the so‑called “majoritarian process cannot be expected to
rectify claims of minority rights that arise as a response to the outcomes of
that very majoritarian process.” Brennan, like Judge Bork, believes that the
Founders intended to create a simply majoritarian political order. Judging such
an order unwise, he assumes the power and authority to change it.
It
is characteristic in Brennan’s argument that, when he makes his most radical
claims, he reaches for the authority of the past to protect himself. Here,
again, he appealed to Madison. Here, again, he abused Madison. Drawing from
Madison’s contribution to the debate on the Bill of Rights in 1789, he quoted
that “the prescriptions in favor of liberty ought to be leveled against ... the
highest prerogative of power... the body of the people, operating by the
majority against the minority.” Thus, Brennan used Madison to design a
Constitution against the people.
The
passage Brennan cited, however, follows a discussion in which Madison insisted
that, in a government constructed such as ours, these declarations of rights
[the Bill of Rights] do not “prevent the exercise of undue power” inasmuch as
effective controls have been instituted in government itself. It is the
community itself, not the “legislative body,” which may profit from additional
restraint, a restraint which derives from the “salutary tendency” of such
declarations in regard to public opinion. Thus, where Brennan found the idea of
a Constitution against the people, we see in fact a description of those areas
in which public opinion operates outside the so‑called
majoritarian processes. Madison remained consistent with what he had already
said in defending the Constitution earlier, that “the rights of individuals, or
of the minority, will be in little danger from” the government itself.
The
beauty of this design was precisely that it made a government which did not
have to create special categories of citizenship, dividing the society into
legally created factions one against another, as our Court has done with whites
and blacks, men and women, and other like divisions. The founders intended
a color‑blind, class‑blind Constitution. Our Court today intends
the opposite. To restore the vision of the Founding, Americans would be forced
to make the Court do again what Madison originally depended on it to do, “to
declare all acts contrary to the manifest tenor of the Constitution
void.” If the word manifest means anything at all, Madison must have understood
that it is not the task of the Court to declare void legislation with which
it merely happens to disagree.
Laying
out the problem thus prepares us at last for the necessary conclusion. A knowledge
of the Constitution sufficient to assure familiarity with its “manifest tenor”
would exceed by far a literal rendering of its terms; it would reach to its
principles as they were adopted and including the principles of the Declaration
of Independence. Coupled with the demonstration that present‑day jurists
frequently miscomprehend the Constitution both in its terms and its principles,
the likelihood emerges that the prospects for correctly spelled original intent
depend on a complete renewal of the Court or something more still. This
statement is not entertained lightly. We are tutored by present justices and
judges themselves. Justice Brennan’s abilities are clear in this regard.
Similarly, Justice Marshall’s disparagement of the Constitution bespeaks an unfriendliness
to the understanding of republicanism articulated at the Founding. One might
add that it also bespeaks an unfamiliarity with the Founding, for it is based
on an erroneous reading of the attitudes toward slavery and blacks at the
Founding. The general problem all of this raises is this: how far can we rely
on the judgments of jurists who are neither well‑affected toward nor
particularly knowledgeable about the Constitution. If the principle constraint
on the Court, subordination to the mechanisms and purposes of republicanism,
are unknown to the justices, they cannot be expected to perform a function
compatible with the political order. That is the real subject at the heart of
the original intent debate.
It would be a mistake to rely on our Courts to fulfill the promise of original intent, since to do so would confirm in them a power far beyond anything originally intended. If such power in fact exists today, the American people would find themselves faced with no alternatives (to reclaim their due authority) but a constitutional limitation on the judiciary, on the one hand, or, failing which, a revolution in their government. But it would be difficult indeed to imagine a constitutional limitation on the Courts, other than that in the original constitution, which would be compatible with a government of laws. Could we recover a firm sense of the constitutional order, in which the separate authorities were regarded as properly independent where they were designed to be so, without having to appeal to a specific ruling of the Court for the purpose, that could perhaps restore the health of our polity. Fifty years of legislative complicity in judicial usurpation does not foster confidence in that possibility, however. Thus, for all practical purposes it would seem that an appropriate judicial deference, on the one hand, or a righteous legislative and/or executive defiance of the Court, on the other hand, are well beyond our reach.
What
we can be most certain of is that this restoration cannot proceed from the
Court itself. Justice Harlan’s warning in Oregon v. Mitchell has gone
all but unheeded not only by the Court but the legal system entire:
Judicial deference is based, not on relative fact finding competence, but on due regard for the decision of the body constitutionally appointed to decide.
Accordingly, Justice
Frankfurter’s insight, “there is not under our Constitution a judicial remedy
for every (political mischief)” [Baker v. Carr, 369 U. S. 186 (1962)],
counsels us to pursue other means. This consideration brings us nearer to the
relevance of the idea of self-government in this discussion. Justice Brennan
repeats no other phrase with such frequency as he repeats, without apparently
understanding, “self‑government.” Since the original intent of the
Constitution was to preserve self-government, however, it is most likely that
the recovery of that heritage must involve the assertion of its claims over and
against the institutions of the government, including the Court. That, in turn,
would call upon a frankly political as opposed to a legal speech. This more
than anything else could convey to us the impossible irony of seeking salvation
in the Courts. For what would the judge be, who could speak with the accents
the American people stand most in need of today?
Can
we conceive some judge, attempting to refocus our constitutional deliberations,
reminding the people that we don’t need sniveling investigators and their pimps
to tell us what our Constitution means? But such is the raw language of
politics. He would continue: The people of this country are entirely capable
themselves of insisting upon the due order of their Constitution. What we need
are presidential candidates, for example, who can carry directly to the people
the question of our Constitution—even to pose anew the question of their vote
for the Constitution, whether the Constitution of Thurgood Marshall and Joe Biden
or the Constitution of George Washington and James Madison. We need an
executive who will not imagine that the way to defend the constitutional order
is by cutting the budget of appropriately established governmental agencies and
fighting over small bits of turf with an arrogant Congress. We need rather an
executive who will lay down the general rule, that Congress can carry out its
appropriate authority to create policies, but the President will carry out his
authority to enforce its legislation—that the oversight responsibility of
Congress is not only appropriate but encouraged, but that it does not consist
in the right or authority of any Congressman to sign checks. The executive
himself will report to the Congress, and Congress—individual congressmen and
congressional staff—will not be afforded the opportunity to give immediate
directions to the executive agencies of the government. We need an executive
who will remind Congress that no individual Congressman has a constitutional
existence in this country—that congressmen come to light only as part of a
constitutional majority, and that means a majority in the sense prescribed by
the processes outlined in the Constitution. When they are deliberating and
passing legislation, then they are invested with the full dignity of our
republican system. As mere individuals expressing their likes and dislikes they
are just other Americans. It would take more than ordinary imagination to
conceive of the Supreme Court opinion that would speak thus. Yet, the restoration
of the original intent hinges far more on such language than on the arcane
disputes about the legislative records of the Founding era. Further, it is
clear that the inadequacy of the Court is very closely connected with the
malfunctioning of the entire federal government. What is genuinely cause for
pessimism, however, is that it is almost as difficult to imagine such a
political dialogue taking place off the Court as on it. In that event,
Americans must face the cold reality that their options have been painfully
narrowed to one only. Correctly spelled original intent may well demand
original exertions.
The
more serious we become about the ambition to secure a permanent constitution,
the more will such recourse be demanded of Americans, just as Lycurgus demanded
it of Spartans initially. Lycurgus assembled all the people, congratulated them
on the felicity of their institutions and practices, but also indicated that
only one thing was wanted (and that the most important) to perfect the
happiness of the design. He dared not relate it, however, without first consulting
the oracle. Nevertheless, he counseled, Spartans could enjoy their present
felicity, if they would simply pledge to “observe the laws without any the
least alteration until his return.” Having obtained so secure a pledge, and the
oracle’s blessing, Lycurgus chose never to return, thus to secure a permanent
constitution to his city. In other words, Lycurgus made it more important that
Spartans obey their common laws than that they seek his explanations for
them. There are no longer any oracles.
* Published
in Derailing the Constitution: The Undermining of American Federalism,
edited by Edward B. McLean (Wilmington, DE: ISI Books, 1997), 61-85.
+
* This essay was prepared
at the request of The Federalist Society at Indiana University School of Law,
Bloomington, and delivered before its “Symposium to Examine the Constitution at
the Beginning of Its Third Century,” entitled, “The Framer’s Constitution:.
Dead Letter or Living Law?” The program was held on October 17th, 1987. A
preliminary version of the lecture was delivered at Wabash College, October 16,
1987, in the Goodrich Lecture Series under the directorship of Professor Edward
McLean.
Before I undertake the task of conducting a spelling bee on
constitutional interpretation, I remind the reader of a familiar story which is
inversely apposite to our present case. Geoffrey Chaucer’s “Pardoners’” tale
relates the story of a small band of robbers who needed to cooperate among
themselves in order to pursue their enterprise. They had to form a charter
among themselves, agreeing that, though they would set forth on missions to stop
wayfarers along the highway and rob them,, they nevertheless would not rob one
another. They would respect each the others’ property rights once the booty had
been distributed among them.
All who know the tale will recall that the robber band breaks up. It
does so because , leagued as they are in the purpose to commit injustices, they
had hearts which could not with respect to one another make the switch to
acting justly. With poetic license, however, we may assume that the break‑up
did not come so quickly. Maybe it took six or eight generations before the
fruits of injustice worked themselves out in their own souls.
Now we can witness an interesting problem: the problem of how to
transmit the robbers’ charter from one generation to the next. In the second
generation, for example, one conceives that there would be in this robber band
offspring of the first generation, carrying on their fathers’ work, perhaps in
much the same manner as their fathers had done. They would choose, as their
fathers did, a boss to make decisions about targets of opportunity and lead
then on successful forays. Of course, his henchmen would fall in line and carry
out their part of the missions.
This would continue perhaps into the third generation, but eventually
a creative boss would emerge. He might conceive that holding up travelers was a
bit déclassé. He would rather concentrate on bank robbing as more elegant, and
perhaps even the profits would be more interesting. On his own authority he
would decide that thenceforward they would only rob banks. There one has a
community of sorts, and it has something of a constitution which designates
someone to make decisions, to rule. He further decides what kind of activities
they will participate in as a community. Bank robbing, however, is not so far
removed from highway robbery.
The boss would perhaps manage without a challenge to his authority
for making that decision. Time passes, however, and now, not in the time of the
great‑grandson but perhaps in that of the great‑great‑great‑grandson,
views might change still more. A boss might decide that robbing altogether is
something of a bore and not very challenging. He might prefer to build the
community inheritance by investing, managing portfolios, arbitraging.
At a remove of six or eight generations, a latter‑day henchman
might begin to ask questions. He might well say that his daddy was a robber,
and his daddy’s daddy in turn before him. He belongs to the community because
he wishes to rob, not to invest. Hear him ask the boss, “Where do you get the
right to tell me I’m going to invest?” The latter-day boss would probably
respond by appealing to his authority (as well as general ideas about what’s
good for the latter‑day henchman). He could say, “I inherited the right
to decide from my daddy, who got it in turn from his daddy. The bosses have
always decided, and what the boss decides the henchman must do.”
Stretch this out in time and one sees a crisis emerging. It would be
very unclear why anyone should listen to the boss, for the original intent of
the robber band has become confused with the authority of the person making the
decision. The original intent to rob has been lost sight of, as the boss
appeals to his authority to decide (based on the needs of the day, to be sure)
what it is that would be good for the community to pursue.
This story illustrates in the small the problem of constitutional
interpretation. Reflection on how it is the robbers might come to understand or
discuss authority, and how they might or might not settle this conflict, may
well expand the scope of the discussion of original intent as it occurs among
us today.